Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waters of Wexford Investors LLC See All Filings	D	2016-11-22 12:34:22 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001690647 Filed Document 0001690647-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:34:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund IV LLC See All Filings	D/A	2016-11-22 12:32:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001687621 Filed Document 0001687621-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:32:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FR Ascent Co-Investment, L.P. See All Filings	D	2016-11-22 12:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690363 Filed Document 0001690363-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparta Software Corp See All Filings	D	2016-11-22 12:32:28 UTC
Amount To Be Raised $2,699,940 Associated Brokers / Dealers N/A CIK Number 0001690564 Filed Document 0001690564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:32:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Anvil Partners LLC See All Filings	D	2016-11-22 12:27:05 UTC
Amount To Be Raised $4,151,409 Associated Brokers / Dealers N/A CIK Number 0001688669 Filed Document 0001688669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:27:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ojai Natural Foods, Inc. See All Filings	D	2016-11-22 12:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688802 Filed Document 0001688802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:00:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PASSCO COMPANIES, LLC See All Filings	D/A	2016-11-22 12:00:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PASSCO CAPITAL, INC CIK Number 0001454529 Filed Document 0001454529-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:00:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beamreach Solar, Inc. See All Filings	D	2016-11-22 11:59:49 UTC
Amount To Be Raised $16,200,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001549837 Filed Document 0001549837-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:59:49 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-22 11:44:23 UTC
Amount To Be Raised $86,250 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000039 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:44:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-22 11:33:36 UTC
Amount To Be Raised $114,800 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000038 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:33:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Wheat Self-Storage Partners III, LP See All Filings	D	2016-11-22 11:32:19 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001690432 Filed Document 0001445866-16-002936 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:32:19 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-11-22 11:30:51 UTC
Amount To Be Raised $679,200 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000037 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:30:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-11-22 11:28:49 UTC
Amount To Be Raised $115,125 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000036 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:28:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FIRST AMERICAN MEDIA GROUP, INC. See All Filings	D	2016-11-22 11:27:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001628887 Filed Document 0001628887-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:27:04 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
J.I. LENDING CLUB LP See All Filings	D	2016-11-22 11:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EVEREST HOLDING S.P.R.L., FLEXAM INVEST S.A.R.L., FLEXAM INVEST SA, and CAHVA S.A.R.L. CIK Number 0001684819 Filed Document 0001684819-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:26:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regent Street Special Situations Fund S 2016-2, LLC See All Filings	D	2016-11-22 11:25:30 UTC
Amount To Be Raised $31,701,000 Associated Brokers / Dealers N/A CIK Number 0001690571 Filed Document 0001015325-16-000081 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:25:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-11-22 11:23:47 UTC
Amount To Be Raised $104,020 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000035 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:23:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2016-11-22 11:15:02 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:15:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Newton Capital Fund II, LP See All Filings	D	2016-11-22 11:10:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690492 Filed Document 0001690492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:10:44 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Prescriber's Choice, Inc. See All Filings	D/A	2016-11-22 11:07:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001678126 Filed Document 0001678126-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:07:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Twyla, Inc. See All Filings	D	2016-11-22 11:01:07 UTC
Amount To Be Raised $20,265,444 Associated Brokers / Dealers N/A CIK Number 0001689915 Filed Document 0001689915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:01:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Peak Labs LLC See All Filings	D	2016-11-22 10:55:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689795 Filed Document 0000897069-16-001120 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ratan Capital Fund (Cayman), Ltd. See All Filings	D/A	2016-11-22 10:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560744 Filed Document 0001560744-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross Fund 3 LLC See All Filings	D	2016-11-22 10:51:26 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-16-000009 Exclusions or Exemptions 506c Accepted Date 2016-11-22 10:51:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ratan Capital Fund, LP See All Filings	D/A	2016-11-22 10:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464094 Filed Document 0001464094-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV FEEDER III (A2), L.P. See All Filings	D	2016-11-22 10:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684783 Filed Document 0001684783-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:22:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Energy Emissions Corp. See All Filings	D	2016-11-22 10:21:37 UTC
Amount To Be Raised $13,457,962 Associated Brokers / Dealers Oppenheimer & Co. Inc. and Feltl and Company CIK Number 0000728385 Filed Document 0001477932-16-013767 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:21:37 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ShockWave Medical, Inc. See All Filings	D	2016-11-22 10:20:43 UTC
Amount To Be Raised $44,999,993 Associated Brokers / Dealers N/A CIK Number 0001642545 Filed Document 0001642545-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:20:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leeds Equity Partners VI, L.P. See All Filings	D	2016-11-22 10:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE and NONE CIK Number 0001689358 Filed Document 0001689358-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:14:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nocterra Brewing Co LLC See All Filings	D	2016-11-22 10:11:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001685820 Filed Document 0000949265-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:11:25 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FFIP, L.P. See All Filings	D/A	2016-11-22 10:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243092 Filed Document 0001243092-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:11:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighborhood Beer Company, Inc. See All Filings	D	2016-11-22 10:10:43 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626143 Filed Document 0001626143-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:10:43 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Zazove Investment Grade Blend Convertible Fund, L.P. See All Filings	D/A	2016-11-22 10:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337951 Filed Document 0001337951-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Life Sciences Fund, L.P. See All Filings	D	2016-11-22 10:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001687968 Filed Document 0001687968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:00:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baztec Partners, LP See All Filings	D	2016-11-22 09:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690630 Filed Document 0001690630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:56:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Evolution Frontier LLC See All Filings	D/A	2016-11-22 09:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001659128 Filed Document 0001659128-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV AIV III (A2), LLC See All Filings	D	2016-11-22 09:36:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684782 Filed Document 0001684782-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:36:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pamlico Capital IV, L.P. See All Filings	D	2016-11-22 09:33:12 UTC
Amount To Be Raised $910,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001690246 Filed Document 0001461373-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:33:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MindChild Medical, Inc See All Filings	D	2016-11-22 09:28:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001448897 Filed Document 0001448897-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:28:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FBWM Apartments LLC See All Filings	D	2016-11-22 08:49:33 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001690570 Filed Document 0001690570-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 08:49:33 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Street US Equity Value Fund, L.P. See All Filings	D/A	2016-11-22 08:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mr. Budge Collins CIK Number 0001470484 Filed Document 0001470484-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 08:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Expo Event Holdco, Inc. See All Filings	D	2016-11-22 07:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579214 Filed Document 0000895345-16-000601 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:59:56 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:54:35 UTC
Amount To Be Raised $4,080,000 Associated Brokers / Dealers Robert L. Scharff, Jr., Micharl Corry, Gwen Middeke, and Keith Krieg CIK Number 0001135856 Filed Document 0001135856-16-000708 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:54:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:49:25 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers Matthew Henebry, James McKeone, Michael Tuttle, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000707 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:49:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:40:58 UTC
Amount To Be Raised $11,028,319 Associated Brokers / Dealers Sam Sheth, Richard Callister, John Argue, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000706 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:40:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:34:37 UTC
Amount To Be Raised $2,640,027 Associated Brokers / Dealers Richard DeVita Jr., Scott Horton, William Holton, and Melissa Ahearn CIK Number 0001135856 Filed Document 0001135856-16-000705 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:34:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:30:05 UTC
Amount To Be Raised $18,806,924 Associated Brokers / Dealers Robert Nienaber, Kal Peters, and Lawrence Comp CIK Number 0001135856 Filed Document 0001135856-16-000704 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:30:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pretty Litter, Inc. See All Filings	D	2016-11-21 20:41:12 UTC
Amount To Be Raised $1,120,625 Associated Brokers / Dealers N/A CIK Number 0001689868 Filed Document 0001689868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 20:41:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YOBI CAPITAL FUND CORPORATION See All Filings	1-A/A	2016-11-21 20:40:11 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-014876 Accepted Date 2016-11-21 20:40:11 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pensievision, Inc. See All Filings	D	2016-11-21 20:32:14 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001690402 Filed Document 0001690402-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-21 20:32:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity