Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLUEOTTER, INC. See All Filings	D	2016-06-27 08:37:06 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001616258 Filed Document 0001616258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 08:37:06 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GV Auto I, LLC See All Filings	D/A	2016-06-27 07:51:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676214 Filed Document 0001676214-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-27 07:51:14 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
BBOOTH, INC. See All Filings	D	2016-06-27 06:08:25 UTC
Amount To Be Raised $92,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-16-011079 Exclusions or Exemptions 506b Accepted Date 2016-06-27 06:08:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quickie Technologies, Inc. See All Filings	D	2016-06-24 21:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676559 Filed Document 0001676559-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 21:26:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
toSense, Inc. See All Filings	D	2016-06-24 20:26:41 UTC
Amount To Be Raised $6,775,583 Associated Brokers / Dealers N/A CIK Number 0001470006 Filed Document 0001470006-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 20:26:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Next IT Corp See All Filings	D/A	2016-06-24 19:47:28 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001451341 Filed Document 0001451341-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-24 19:47:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Crowdfunder VC Index Fund, L.P. See All Filings	D	2016-06-24 19:17:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001675827 Filed Document 0001675827-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-24 19:17:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Binocs Inc. See All Filings	D	2016-06-24 19:04:43 UTC
Amount To Be Raised $1,347,241 Associated Brokers / Dealers N/A CIK Number 0001631301 Filed Document 0001631301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-24 19:04:43 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RoomDots, LLC See All Filings	D	2016-06-24 18:35:03 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001677740 Filed Document 0001677740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 18:35:03 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Debt
Grouper Market Neutral Fund, LLC See All Filings	D	2016-06-24 18:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678209 Filed Document 0001678209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 18:34:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2015 Goff Partnership, LP See All Filings	D/A	2016-06-24 17:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669929 Filed Document 0001669929-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:52:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alersense, Inc. See All Filings	D	2016-06-24 17:49:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001678201 Filed Document 0001678201-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-24 17:49:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rock Bluff 2015 Private Equity Partnership, LP See All Filings	D/A	2016-06-24 17:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653874 Filed Document 0001653874-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2015 Energy Partnership, LP See All Filings	D/A	2016-06-24 17:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638219 Filed Document 0001638219-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Burlington LLC See All Filings	D	2016-06-24 17:30:59 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001678168 Filed Document 0001678168-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-24 17:30:59 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sea to Sky Highway Investment Limited Partnership See All Filings	D	2016-06-24 17:28:04 UTC
Amount To Be Raised $115,276,035 Associated Brokers / Dealers NATIONAL BANK FINANCIAL INC. CIK Number 0001677605 Filed Document 0001214659-16-012393 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:28:04 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 18 See All Filings	D/A	2016-06-24 17:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, and Lombard International Distribution Company CIK Number 0001242367 Filed Document 0001242367-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:27:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atalaya Asset Income Fund III LP See All Filings	D	2016-06-24 17:26:40 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001677888 Filed Document 0001677888-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2012 Technology Partnership, L.P. See All Filings	D/A	2016-06-24 17:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567130 Filed Document 0001567130-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:25:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineView Levered Fund, LP See All Filings	D/A	2016-06-24 17:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651044 Filed Document 0001651044-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:20:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Special Opportunities Offshore, L.P. See All Filings	D	2016-06-24 17:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678157 Filed Document 0001678157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2012 Energy Partnership, L.P. See All Filings	D/A	2016-06-24 17:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553893 Filed Document 0001553893-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexeo Solutions, Inc. See All Filings	D	2016-06-24 17:12:59 UTC
Amount To Be Raised $234,923,060 Associated Brokers / Dealers N/A CIK Number 0001604416 Filed Document 0001104659-16-129293 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:12:59 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bangor Angel Fund II, LLC See All Filings	D	2016-06-24 17:11:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676991 Filed Document 0001676991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:11:40 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
First Colebrook Bancorp, Inc. See All Filings	1-A/A	2016-06-24 17:10:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000763982 Filed Document 0001174947-16-002836 Accepted Date 2016-06-24 17:10:55 UTC Type of Offering 1-A/A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business NEW HAMPSHIRE Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Rock Bluff Hedge Fund Offshore Partnership, L.P. See All Filings	D/A	2016-06-24 17:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430087 Filed Document 0001430087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:10:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skeleton, LLC See All Filings	D/A	2016-06-24 17:09:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001649977 Filed Document 0001649977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:09:45 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PineView Fund Ltd. See All Filings	D/A	2016-06-24 17:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621641 Filed Document 0001621641-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Strategic Fixed Income Offshore Partnership, L.P. See All Filings	D/A	2016-06-24 17:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Special Opportunities Fund, L.P. See All Filings	D	2016-06-24 16:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678158 Filed Document 0001678158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:54:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDEN NA USA, LLC See All Filings	D	2016-06-24 16:51:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677879 Filed Document 0001677879-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:51:54 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
EXAGEN DIAGNOSTICS INC See All Filings	D	2016-06-24 16:47:42 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001140361-16-070788 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:47:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tesla Life Sciences, LLC See All Filings	D/A	2016-06-24 16:45:50 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001588360 Filed Document 0001588360-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:45:50 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Narvar, Inc. See All Filings	D	2016-06-24 16:42:46 UTC
Amount To Be Raised $22,754,994 Associated Brokers / Dealers N/A CIK Number 0001650486 Filed Document 0001650486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:42:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lurin Equity Partners I, LLC See All Filings	D	2016-06-24 16:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676252 Filed Document 0001676252-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:40:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YOBI CAPITAL FUND CORPORATION See All Filings	1-A/A	2016-06-24 16:40:43 UTC
Amount To Be Raised $35,010,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-012387 Accepted Date 2016-06-24 16:40:43 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Realty Mogul 65, LLC See All Filings	D	2016-06-24 16:38:28 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678108 Filed Document 0001678108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:38:28 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
EMG White Star Co-Investment, LP See All Filings	D	2016-06-24 16:33:46 UTC
Amount To Be Raised $41,711,897 Associated Brokers / Dealers N/A CIK Number 0001596395 Filed Document 0001596395-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:33:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Strategic Fixed Income Partnership, L.P. See All Filings	D/A	2016-06-24 16:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC See All Filings	D	2016-06-24 16:23:58 UTC
Amount To Be Raised $4,863,105 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:23:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Boundary Waters Brands, LLC See All Filings	D	2016-06-24 16:21:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677675 Filed Document 0001677675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:21:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FUTUREVAULT INC. See All Filings	D	2016-06-24 16:04:07 UTC
Amount To Be Raised $144,950 Associated Brokers / Dealers N/A CIK Number 0001673307 Filed Document 0001382963-16-000185 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:04:07 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EnerVest Energy Institutional Fund XIV-3A, L.P. See All Filings	D	2016-06-24 16:03:37 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001677997 Filed Document 0001677997-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:03:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Enki Labs, Inc. See All Filings	D	2016-06-24 16:00:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001634384 Filed Document 0001634384-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 16:00:03 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Hayfin SOF II USD Co-Invest LP See All Filings	D	2016-06-24 15:56:38 UTC
Amount To Be Raised $225,756,000 Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001666852 Filed Document 0000950142-16-003969 Exclusions or Exemptions 506b Accepted Date 2016-06-24 15:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Distilling, Inc. See All Filings	D/A	2016-06-24 15:54:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001534708 Filed Document 0001615774-16-006066 Exclusions or Exemptions 506b Accepted Date 2016-06-24 15:54:21 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Braintree Mobiletech LLC See All Filings	D	2016-06-24 15:54:04 UTC
Amount To Be Raised $1,667,500 Associated Brokers / Dealers N/A CIK Number 0001677259 Filed Document 0001677259-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 15:54:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace UCITS Funds PLC - MW Liquid Alpha UCITS Fund See All Filings	D	2016-06-24 15:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677454 Filed Document 0000902664-16-007438 Exclusions or Exemptions 506b Accepted Date 2016-06-24 15:52:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Distilling, Inc. See All Filings	D/A	2016-06-24 15:52:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers HP Securities, Inc. and Ardour Capital Investments, LLC CIK Number 0001534708 Filed Document 0001615774-16-006064 Exclusions or Exemptions 506b Accepted Date 2016-06-24 15:52:26 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rock Bluff Domestic Equity Partnership, L.P. See All Filings	D/A	2016-06-24 15:48:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 15:48:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund