Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oaktree Real Estate Opportunities Fund VII, L.P. See All Filings	D/A	2016-11-22 17:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614616 Filed Document 0001614616-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 17:16:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Real Estate Opportunities Fund VII (Feeder), L.P. See All Filings	D/A	2016-11-22 17:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614617 Filed Document 0001614617-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 17:12:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ShiftPixy Inc. See All Filings	1-A/A	2016-11-22 17:07:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001675634 Filed Document 0001477932-16-013794 Accepted Date 2016-11-22 17:07:52 UTC Type of Offering 1-A/A Industry SERVICES-EMPLOYMENT AGENCIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $15,607,568 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
MHC Montecito HoldCo, LLC See All Filings	D	2016-11-22 17:07:48 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001690672 Filed Document 0001446933-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-11-22 17:07:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARGONAUT 2000 PARTNERS, L.P. See All Filings	D/A	2016-11-22 17:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001127107 Filed Document 0001095449-16-000306 Exclusions or Exemptions 506b Accepted Date 2016-11-22 17:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagles Catch, LLLP See All Filings	D	2016-11-22 17:04:17 UTC
Amount To Be Raised $5,340,000 Associated Brokers / Dealers N/A CIK Number 0001690649 Filed Document 0001690649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 17:04:17 UTC Type of Offering D Industry Agriculture Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
NATURALLY SPLENDID ENTERPRISES LTD. See All Filings	D	2016-11-22 17:01:14 UTC
Amount To Be Raised $6,650 Associated Brokers / Dealers N/A CIK Number 0001590875 Filed Document 0001534122-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-11-22 17:01:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific West Real Estate Income II, LLC See All Filings	D	2016-11-22 16:47:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001688409 Filed Document 0001688409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:47:04 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
MANCAN WINE, LLC See All Filings	D	2016-11-22 16:41:55 UTC
Amount To Be Raised $308,155 Associated Brokers / Dealers N/A CIK Number 0001638829 Filed Document 0001638829-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:41:55 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MedProctor, LLC See All Filings	D/A	2016-11-22 16:41:35 UTC
Amount To Be Raised $1,690,000 Associated Brokers / Dealers N/A CIK Number 0001619942 Filed Document 0001619942-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:41:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
American Diversified Energy LLC See All Filings	D	2016-11-22 16:38:08 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689500 Filed Document 0001683168-16-000771 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:38:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CF Retail Properties DST VI See All Filings	D/A	2016-11-22 16:37:46 UTC
Amount To Be Raised $7,767,870 Associated Brokers / Dealers Chay T. Lapin, Dwight Kay, Jason A. Salmon, and Elizabeth L. Friant CIK Number 0001680766 Filed Document 0001680766-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:37:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HGGC ASSOCIATES III, L.P. See All Filings	D	2016-11-22 16:33:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001680389 Filed Document 0001680389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:33:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Dividend Growth Fund - I LLC See All Filings	D/A	2016-11-22 16:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655438 Filed Document 0001140361-16-087592 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:33:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC AFFILIATE INVESTORS III, L.P. See All Filings	D	2016-11-22 16:32:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001680388 Filed Document 0001680388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:32:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARGONAUT 2000 PARTNERS, L.P. See All Filings	D/A	2016-11-22 16:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001127107 Filed Document 0001095449-16-000305 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverview CLO II LP See All Filings	D	2016-11-22 16:26:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001690702 Filed Document 0000919574-16-016838 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:26:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ISAM Systematic Trend SPV Ltd See All Filings	D	2016-11-22 16:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690503 Filed Document 0001690503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LBA Realty Fund VI, L.P. See All Filings	D	2016-11-22 16:21:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689671 Filed Document 0001689671-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:21:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNNT Materials, LLC See All Filings	D	2016-11-22 16:11:27 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001551394 Filed Document 0001551394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:11:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
8i Corp See All Filings	D	2016-11-22 16:03:36 UTC
Amount To Be Raised $22,499,999 Associated Brokers / Dealers N/A CIK Number 0001689351 Filed Document 0001689351-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-22 16:03:36 UTC Type of Offering D Industry Other Principal Place of Business NEW ZEALAND Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Halcyon Offshore Strategic Opportunities Fund, L.P. See All Filings	D/A	2016-11-22 15:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658649 Filed Document 0001315863-16-001935 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BMK CAPITAL INTERESTS, INC See All Filings	D	2016-11-22 15:57:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001688731 Filed Document 0001688731-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-22 15:57:53 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Legion High Yield Secured Fund I, LLC See All Filings	D/A	2016-11-22 15:55:10 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers JAMES BYRD CIK Number 0001682646 Filed Document 0001682646-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:55:10 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST PHOENIX INVESTMENTS, INC. See All Filings	1-A/A	2016-11-22 15:48:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687306 Filed Document 0001376474-16-000913 Accepted Date 2016-11-22 15:48:37 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Philo Broadcasting, Inc. See All Filings	D/A	2016-11-22 15:45:16 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001684546 Filed Document 0001684546-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-22 15:45:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CMB Infrastructure Investment Group 53, LP See All Filings	D	2016-11-22 15:44:26 UTC
Amount To Be Raised $52,800,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001687592 Filed Document 0001687592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:44:26 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
S & P Ingredient Development, LLC See All Filings	D	2016-11-22 15:43:14 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers GREENHILL & CO., LLC CIK Number 0001542080 Filed Document 0001542080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:43:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GestVision, Inc. See All Filings	D	2016-11-22 15:39:25 UTC
Amount To Be Raised $12,106,300 Associated Brokers / Dealers N/A CIK Number 0001657762 Filed Document 0001657762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:39:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CEG Holdings, LLC Texas Two-Step JV See All Filings	D	2016-11-22 15:38:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001690515 Filed Document 0001690515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:38:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Ogletree Investors, LLC See All Filings	D	2016-11-22 15:37:35 UTC
Amount To Be Raised $2,870,000 Associated Brokers / Dealers N/A CIK Number 0001690688 Filed Document 0001690688-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:37:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorldViz, LLC See All Filings	D/A	2016-11-22 15:34:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:34:30 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
QAA ACQUISITIONS, LLC See All Filings	D	2016-11-22 15:28:57 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001690593 Filed Document 0001645804-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:28:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ARES ENERGY INVESTORS FUND V, L.P. See All Filings	D/A	2016-11-22 15:22:53 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001656650 Filed Document 0001140361-16-087567 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SinnoVita, Inc. See All Filings	D	2016-11-22 15:22:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690628 Filed Document 0001690628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:22:24 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ARES ENERGY INVESTORS FEEDER FUND V, L.P. See All Filings	D/A	2016-11-22 15:21:07 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001656649 Filed Document 0001140361-16-087565 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCH, Inc See All Filings	D	2016-11-22 15:18:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650853 Filed Document 0001650853-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:18:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Timothy Investors, LLC See All Filings	D	2016-11-22 15:16:10 UTC
Amount To Be Raised $2,280,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001690632 Filed Document 0001690632-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-22 15:16:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Playground Ventures II, L.P. See All Filings	D	2016-11-22 15:15:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001690302 Filed Document 0001690302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV Angel VI, L.P. See All Filings	D/A	2016-11-22 15:11:30 UTC
Amount To Be Raised $53,125,000 Associated Brokers / Dealers N/A CIK Number 0001666147 Filed Document 0001666147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:11:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
III Convex Strategies Fund Ltd. See All Filings	D/A	2016-11-22 15:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001649300 Filed Document 0001649300-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lantos Technologies, Inc. See All Filings	D	2016-11-22 15:06:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
970 Turner Investors, LLC See All Filings	D	2016-11-22 15:05:16 UTC
Amount To Be Raised $3,980,000 Associated Brokers / Dealers N/A CIK Number 0001690679 Filed Document 0001690679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:05:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopper Inc. See All Filings	D	2016-11-22 15:02:43 UTC
Amount To Be Raised $6,561,353 Associated Brokers / Dealers None CIK Number 0001556399 Filed Document 0001556399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:02:43 UTC Type of Offering D Industry Other Travel Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverado Fund I LP See All Filings	D/A	2016-11-22 15:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602574 Filed Document 0001602574-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainFights, Inc. See All Filings	D	2016-11-22 14:58:38 UTC
Amount To Be Raised $13,379,675 Associated Brokers / Dealers N/A CIK Number 0001639369 Filed Document 0001639369-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:58:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROAR Athletic Performance Corp. See All Filings	D/A	2016-11-22 14:56:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:56:52 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
DynamiCare Health, Inc. See All Filings	D	2016-11-22 14:54:54 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001690183 Filed Document 0001690183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:54:54 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ASSUREX GLOBAL REINSURANCE LTD See All Filings	D/A	2016-11-22 14:53:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001300629 Filed Document 0001690665-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:53:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2016-11-22 14:50:41 UTC
Amount To Be Raised $1,135,000,000 Associated Brokers / Dealers John Barrasso, Rebecca Makas, John Scott Boyd, and Harry Dalessio CIK Number 0000729057 Filed Document 0001209191-16-151675 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:50:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund