Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chatham Balanced Investment Group Trust See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479825 Filed Document 0001479825-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP Venture/Growth Partners VI LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623710 Filed Document 0001623710-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Cabsolutely, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624174 Filed Document 0001624174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Saikou Optics Inc See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650278 Filed Document 0001376474-16-000671 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MIAMI FLORIDA CLINIC LLLP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NONE CIK Number 0001656217 Filed Document 0001656217-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Chinook II Fund, LLC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572214 Filed Document 0001572223-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Venezia FC 1907 LP See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001674201 Filed Document 0001674201-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Investors LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward G. Vickery and Richard A. Leach CIK Number 0000814768 Filed Document 0000814768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avanath Affordable Housing III, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673879 Filed Document 0001673879-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEW GROUP, INC. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $13,266,760 Associated Brokers / Dealers N/A CIK Number 0001673947 Filed Document 0001405086-16-000467 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SIERRA IRON ORE Corp See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $24,500 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001176256-16-000546 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BTTF II LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001673782 Filed Document 0001673782-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
A-GBA-11-Fund, a series of AX-MoGr-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001671398 Filed Document 0001671398-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Sector Capital, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001673855 Filed Document 0001673855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
A-RKG-15-Fund, a series of AX-EK-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $149,500 Associated Brokers / Dealers N/A CIK Number 0001673580 Filed Document 0001673580-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquicore, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001596463 Filed Document 0001596463-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Wayin, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $753,404 Associated Brokers / Dealers N/A CIK Number 0001522004 Filed Document 0001522004-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bison Group LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001662968 Filed Document 0001662968-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Omni Secured Lending Fund III LP See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672670 Filed Document 0001672670-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 34 See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $215,982 Associated Brokers / Dealers Shiriam Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001673652 Filed Document 0001673652-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Isommune, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673695 Filed Document 0001673695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
STAQ, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001574616 Filed Document 0001574616-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sirocco II Fund, LLC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572223 Filed Document 0001572223-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Self-Storage Portfolio I DST See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $49,364,432 Associated Brokers / Dealers Inland Securites Corporation, Silver Portal Capital, LLC, Preston P. Mokris, and Robert S. Smith CIK Number 0001673678 Filed Document 0001673678-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Industry Ventures Special Opportunities Fund III-B, L.P. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670533 Filed Document 0001670533-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Hill Capital, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001668310 Filed Document 0001668310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LUMICELL, INC. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001521898 Filed Document 0001521898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JVSCO ANDOVER LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673783 Filed Document 0001673783-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
ELMSTONE GROUP OP1, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001672687 Filed Document 0001672687-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Freemo Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $690,126 Associated Brokers / Dealers N/A CIK Number 0001673775 Filed Document 0001673775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Equinox, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001638797 Filed Document 0001638797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Accelerated Pharma, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630970 Filed Document 0001630970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Financial Ascent L P See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293452 Filed Document 0001052174-16-000055 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Alpha Edison, L.P. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001662431 Filed Document 0001662431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alpha Edison A, L.P. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001662432 Filed Document 0001662432-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series T-3 See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001673722 Filed Document 0001673722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEW INVESTORS, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $4,169,609 Associated Brokers / Dealers N/A CIK Number 0001673932 Filed Document 0001405086-16-000468 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WiseWear Corp See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Carleton McKenna Advisors, LLC CIK Number 0001672504 Filed Document 0001672504-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
A-WUS-16-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $134,475 Associated Brokers / Dealers N/A CIK Number 0001649986 Filed Document 0001649986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rethink Education II, L.P. See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. and Intellivest Securities, Inc. CIK Number 0001638015 Filed Document 0000905718-16-001385 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-ARP-24-Fund, a series of AX-WoEs-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $145,315 Associated Brokers / Dealers N/A CIK Number 0001673581 Filed Document 0001673581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PWL-39-Fund, a series of AX-DiEs-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $128,500 Associated Brokers / Dealers N/A CIK Number 0001673650 Filed Document 0001673650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BSA-39-Fund, a series of AngelList-BP-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $203,000 Associated Brokers / Dealers N/A CIK Number 0001673068 Filed Document 0001673068-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Agency MBS Trust See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Roadmap Fund, LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604524 Filed Document 0001604524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-TZN-42-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $507,999 Associated Brokers / Dealers N/A CIK Number 0001673570 Filed Document 0001673570-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $1,985,564 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Vosges Capital Offshore Fund, Ltd. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673573 Filed Document 0001673573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverview CLO LP See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001673686 Filed Document 0000919574-16-012726 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity