|
|
D/A |
2016-06-30 15:55:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645029
- Filed Document
- 0001645029-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:55:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 15:53:01 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665994
- Filed Document
- 0001665994-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:53:01 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-06-30 15:51:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC
- CIK Number
- 0001521971
- Filed Document
- 0001521971-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:51:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:49:14 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416214
- Filed Document
- 0001416214-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:49:14 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-06-30 15:48:52 UTC |
- Amount To Be Raised
- $5,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678556
- Filed Document
- 0001678207-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:48:52 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:45:07 UTC |
- Amount To Be Raised
- $2,227,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456194
- Filed Document
- 0001456194-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:45:07 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:44:41 UTC |
- Amount To Be Raised
- $2,520,000
- Associated Brokers / Dealers
- Navarro Phase 1, LLC.
- CIK Number
- 0001677693
- Filed Document
- 0001677693-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-06-30 15:44:41 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2016-06-30 15:37:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SEEDCHANGE EXECUTION SERVICES INC. and JEFFERIES LLC
- CIK Number
- 0001573911
- Filed Document
- 0001573911-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:37:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:37:27 UTC |
- Amount To Be Raised
- $6,475,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678207
- Filed Document
- 0001678207-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:37:27 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:30:10 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678391
- Filed Document
- 0001678391-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:30:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 15:29:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SEEDCHANGE EXECUTION SERVICES INC. and JEFFERIES LLC
- CIK Number
- 0001575928
- Filed Document
- 0001575928-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:29:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:26:18 UTC |
- Amount To Be Raised
- $2,227,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456194
- Filed Document
- 0001456194-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:26:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:25:07 UTC |
- Amount To Be Raised
- $47,130,120
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678492
- Filed Document
- 0001678492-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:25:07 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:23:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646464
- Filed Document
- 0001144204-16-110800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:23:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 15:20:47 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654222
- Filed Document
- 0001654222-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:20:47 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-06-30 15:17:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001333262
- Filed Document
- 0001333262-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:17:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:17:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677308
- Filed Document
- 0001677308-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:17:40 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:16:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001369628
- Filed Document
- 0001369628-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:16:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:14:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678326
- Filed Document
- 0000919574-16-013887
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:14:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:14:02 UTC |
- Amount To Be Raised
- $32,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398400
- Filed Document
- 0000950103-16-014485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:14:02 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:13:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001227268
- Filed Document
- 0001227268-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:13:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:12:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001269190
- Filed Document
- 0001269190-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:12:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:11:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646462
- Filed Document
- 0001144204-16-110789
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:11:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 15:11:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001227265
- Filed Document
- 0001227265-16-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:11:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:10:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678532
- Filed Document
- 0001315863-16-001568
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:10:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:09:22 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001678500
- Filed Document
- 0001678500-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:09:22 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:09:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001037189
- Filed Document
- 0001037189-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:09:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:07:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001043565
- Filed Document
- 0001043565-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:07:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:06:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678369
- Filed Document
- 0000919574-16-013885
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:06:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:06:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001209709
- Filed Document
- 0001209709-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:06:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:05:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001325676
- Filed Document
- 0001325676-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:05:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:04:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001386164
- Filed Document
- 0001386164-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:04:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:03:45 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Lighthouse Capital Group, LLC
- CIK Number
- 0001678647
- Filed Document
- 0001678647-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:03:45 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:03:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524441
- Filed Document
- 0001524441-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:03:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 15:00:25 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662912
- Filed Document
- 0001662912-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:00:25 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:57:06 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653541
- Filed Document
- 0001104659-16-130347
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:57:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:54:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605702
- Filed Document
- 0001605702-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:54:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 14:47:26 UTC |
- Amount To Be Raised
- $680,000
- Associated Brokers / Dealers
- Nancy J. Cass
- CIK Number
- 0001639681
- Filed Document
- 0001639681-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:47:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:47:11 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662912
- Filed Document
- 0001662912-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:47:11 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:46:43 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579367
- Filed Document
- 0001579367-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:46:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:34:49 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637252
- Filed Document
- 0001637252-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:34:49 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-06-30 14:33:04 UTC |
- Amount To Be Raised
- $28,905,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625894
- Filed Document
- 0001625894-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:33:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 14:24:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646531
- Filed Document
- 0001646531-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:24:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:23:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609415
- Filed Document
- 0001609415-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:23:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 14:23:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673432
- Filed Document
- 0001546927-16-000510
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:23:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:22:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651431
- Filed Document
- 0001651431-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:22:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:19:58 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001678555
- Filed Document
- 0001678555-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:19:58 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2016-06-30 14:17:54 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- JCC Advisors, LLC
- CIK Number
- 0001656108
- Filed Document
- 0001477932-16-011118
- Accepted Date
- 2016-06-30 14:17:54 UTC
- Type of Offering
- 1-A/A
- Industry
- REAL ESTATE
- Offering Tier
- Tier2
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $563,037
- State of Jurisdiction
- DELAWARE
- Type of Security
- Debt
|
|
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D/A |
2016-06-30 14:07:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Silver Leaf Partners, LLC and Patrick Capital Markets
- CIK Number
- 0001639750
- Filed Document
- 0001079973-16-001047
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-06-30 14:07:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 14:02:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524442
- Filed Document
- 0001524442-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:02:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|