Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fresenius Medical Care El Paso West, LLC See All Filings	D	2016-11-29 15:29:49 UTC
Amount To Be Raised $240,823 Associated Brokers / Dealers N/A CIK Number 0001690988 Filed Document 0001461373-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:29:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HJKS Partners, LLC See All Filings	D/A	2016-11-29 15:28:35 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001643751 Filed Document 0001643751-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:28:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Baker Technologies, Inc. See All Filings	D	2016-11-29 15:26:23 UTC
Amount To Be Raised $3,239,453 Associated Brokers / Dealers N/A CIK Number 0001668349 Filed Document 0001668349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:26:23 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oak Communities RE Fund 2 LLC See All Filings	D	2016-11-29 15:24:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690509 Filed Document 0001690509-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-29 15:24:28 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NAM Special Situations Fund II, LLC (Palantir Series 1) See All Filings	D	2016-11-29 15:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001689654 Filed Document 0000905718-16-001788 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:24:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2016-11-29 15:19:56 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:19:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Solar Energy Solutions, Inc. See All Filings	D	2016-11-29 15:11:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690736 Filed Document 0001213900-16-019014 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:11:08 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sperry Equities, LLC See All Filings	D	2016-11-29 15:01:28 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001690863 Filed Document 0001690863-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:01:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
F2017 EMPLOYEE PARTICIPATION FUND LLC See All Filings	D	2016-11-29 14:56:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001688514 Filed Document 0001140361-16-088048 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:56:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Resource Fund 2017 Holdings LLC See All Filings	D	2016-11-29 14:55:22 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers N/A CIK Number 0001688506 Filed Document 0001140361-16-088046 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:55:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexosis, Inc. See All Filings	D	2016-11-29 14:55:12 UTC
Amount To Be Raised $5,064,195 Associated Brokers / Dealers N/A CIK Number 0001645371 Filed Document 0001645371-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:55:12 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Talent Fund, L.P. See All Filings	D	2016-11-29 14:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679669 Filed Document 0001192482-16-000759 Exclusions or Exemptions 506c Accepted Date 2016-11-29 14:46:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-11-29 14:44:08 UTC
Amount To Be Raised $1,755,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:44:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Foster Bridge Partners LLC See All Filings	D	2016-11-29 14:42:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001686254 Filed Document 0001686254-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:42:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Manta Media, Inc. See All Filings	D	2016-11-29 14:41:11 UTC
Amount To Be Raised $5,000,013 Associated Brokers / Dealers N/A CIK Number 0001546494 Filed Document 0001546494-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:41:11 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hydropothecary Corp See All Filings	D	2016-11-29 14:37:07 UTC
Amount To Be Raised $10,231,000 Associated Brokers / Dealers AXIOM CAPITAL MANAGEMENT, INC. CIK Number 0001690947 Filed Document 0001209191-16-152271 Exclusions or Exemptions 506c Accepted Date 2016-11-29 14:37:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
KSL SV 2016 II, L.P. See All Filings	D	2016-11-29 14:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690274 Filed Document 0001690274-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:35:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Groundhog Day Broadway Limited Partnership See All Filings	D/A	2016-11-29 14:10:39 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001660754 Filed Document 0001144204-16-136909 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:10:39 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
R. G. NIEDERHOFFER GLOBAL FUND, L.P. I See All Filings	D/A	2016-11-29 14:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077571 Filed Document 0001315863-16-001940 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:01:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SteadyServ Technologies, LLC See All Filings	D	2016-11-29 13:58:43 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers David A. Noyes & Company and SkyTrace Ventures, LLC CIK Number 0001560163 Filed Document 0001560163-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:58:43 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Full Measure Education, Inc. See All Filings	D	2016-11-29 13:43:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632325 Filed Document 0001393725-16-000274 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:43:53 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
Blue Spark Technologies, Inc. See All Filings	D/A	2016-11-29 13:42:58 UTC
Amount To Be Raised $7,079,992 Associated Brokers / Dealers N/A CIK Number 0001397714 Filed Document 0001397714-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:42:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D/A	2016-11-29 13:41:42 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:41:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Insense Ads, Inc See All Filings	D	2016-11-29 13:39:18 UTC
Amount To Be Raised $185,700 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:39:18 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
T-Rex Group, Inc. See All Filings	D	2016-11-29 13:38:39 UTC
Amount To Be Raised $10,216,667 Associated Brokers / Dealers N/A CIK Number 0001596184 Filed Document 0001596184-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:38:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Arrow Partners, L.P. See All Filings	D/A	2016-11-29 13:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464356 Filed Document 0001464356-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indica, Inc. See All Filings	D	2016-11-29 13:22:06 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001690961 Filed Document 0001553350-16-002743 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:22:06 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Southern Tier Region Rural Broadband Company, Inc. See All Filings	1-A/A	2016-11-29 13:14:36 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001587999 Filed Document 0001579586-16-000023 Accepted Date 2016-11-29 13:14:36 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Brads App, Inc. See All Filings	D	2016-11-29 13:14:12 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001648722 Filed Document 0001648722-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:14:12 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bergey's GMC, Inc. See All Filings	D	2016-11-29 13:03:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596528 Filed Document 0001596528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:03:41 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Mid-Hudson Broadband Co See All Filings	1-A/A	2016-11-29 12:58:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001644516 Filed Document 0001579586-16-000022 Accepted Date 2016-11-29 12:58:55 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
POLLY PORTFOLIO, INC. See All Filings	D	2016-11-29 12:51:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627618 Filed Document 0001627618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:51:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-11-29 12:44:46 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001579586-16-000021 Accepted Date 2016-11-29 12:44:46 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2016-11-29 12:31:22 UTC
Amount To Be Raised $25,740,273 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:31:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Securitized Products Fund Ltd See All Filings	D	2016-11-29 12:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001690721 Filed Document 0001690721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:17:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timeset, Inc. See All Filings	D	2016-11-29 12:08:43 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001653754 Filed Document 0001653754-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:08:43 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Securitized Products Fund, L.P. See All Filings	D	2016-11-29 11:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001690720 Filed Document 0001690720-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:46:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellis Road Investors, LLC See All Filings	D	2016-11-29 11:42:51 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001690823 Filed Document 0001690823-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:42:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investeco Sustainable Food Fund II, L.P. See All Filings	D/A	2016-11-29 11:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. and Intellivest Securities Inc. CIK Number 0001661817 Filed Document 0001661817-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
FSX Holdings, LLC See All Filings	D	2016-11-29 11:34:54 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001690830 Filed Document 0001690830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:34:54 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harman Road Investors, LLC See All Filings	D	2016-11-29 11:30:14 UTC
Amount To Be Raised $3,940,000 Associated Brokers / Dealers N/A CIK Number 0001690815 Filed Document 0001690815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Private Markets Fund IV (TI) - Client LLC See All Filings	D	2016-11-29 11:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669384 Filed Document 0001669380-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:27:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Private Markets Fund IV (TE) - Client LLC See All Filings	D	2016-11-29 11:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669380 Filed Document 0001669380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:25:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellular Logistics, Inc. See All Filings	D	2016-11-29 10:50:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688621 Filed Document 0001688621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:50:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Honeyfi, Inc. See All Filings	D	2016-11-29 10:38:21 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001690952 Filed Document 0001690952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:38:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Other
PW Real Estate Fund III LP See All Filings	D/A	2016-11-29 10:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660454 Filed Document 0001660454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:28:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShareIQ, Inc. See All Filings	D	2016-11-29 10:26:19 UTC
Amount To Be Raised $3,041,376 Associated Brokers / Dealers N/A CIK Number 0001690997 Filed Document 0001690997-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:26:19 UTC Type of Offering D Industry Other Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Emerging Markets Equities Fund LLC See All Filings	D/A	2016-11-29 10:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539272 Filed Document 0000919574-16-016922 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Best Credit Management, Inc. See All Filings	D	2016-11-29 10:01:41 UTC
Amount To Be Raised $886,340 Associated Brokers / Dealers N/A CIK Number 0001621485 Filed Document 0001621485-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:01:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Growth Partners Fund I, LP See All Filings	D/A	2016-11-29 09:51:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001678279 Filed Document 0000914760-16-000493 Exclusions or Exemptions 506c Accepted Date 2016-11-29 09:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity