Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CONVERGENCE CT INC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $19,999,999 Associated Brokers / Dealers N/A CIK Number 0001161775 Filed Document 0001161775-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Harbor View Investors LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551567 Filed Document 0000899140-16-001399 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Katonah Capital Partners LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jim Lawler CIK Number 0001673704 Filed Document 0001673704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LGIMA Liability Aware Long Duration US Credit Fund, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569020 Filed Document 0001537253-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WestRiver Partners, LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549306 Filed Document 0001549306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next World Capital II, L.P. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001632014 Filed Document 0001632014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PassportParking, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001594329 Filed Document 0001594329-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Whitehorse Liquidity Partners I LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665992 Filed Document 0001665992-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
View The Space, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001648982 Filed Document 0001648982-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund, LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001639245 Filed Document 0001639245-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund XI, LP See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001673878 Filed Document 0001673878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mission City Partners, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $302,500 Associated Brokers / Dealers N/A CIK Number 0001673914 Filed Document 0001673914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Neuron Shield 9, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001673866 Filed Document 0001673866-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NB Secondary Opportunities Fund IV LP See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671763 Filed Document 0001671763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THB MICROCAP FUND, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500702 Filed Document 0001500702-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGIMA Long Duration US Government/Credit Fund, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577549 Filed Document 0001537253-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Joller Stroller LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001664429 Filed Document 0001664429-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cabretta Georgia Tax Credit Fund LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670388 Filed Document 0001670388-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logan Stone Capital LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409094 Filed Document 0001409094-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
212 Capital Trading, Ltd. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594987 Filed Document 0001594987-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mammoth Universal, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673658 Filed Document 0001673658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SmartUQ LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001627925 Filed Document 0001627925-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Big Jack Ultimate Holdings LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645625 Filed Document 0000895345-16-000480 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seacoast Capital Partners IV, L.P. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001674963 Filed Document 0001674963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive-2317 Pleasant Valley Road LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $9,683,000 Associated Brokers / Dealers N/A CIK Number 0001672262 Filed Document 0001672262-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Assent Compliance Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674215 Filed Document 0001674215-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Longitude Venture Partners III, L.P. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001674099 Filed Document 0001674099-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Emerging Markets Bond Fund, L.P. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637598 Filed Document 0001637598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quad Learning, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $18,840,636 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001540492-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Central Square Capital LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409799 Filed Document 0001409799-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MayTech China Fund LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640016 Filed Document 0000919574-16-012786 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Opportunities Fund, LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606752 Filed Document 0001606752-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COATUE OFFSHORE FUND LTD See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and J.P. Morgan Securities LLC CIK Number 0001238493 Filed Document 0000919574-16-012774 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMER ENERGY HOLDINGS INC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001396633 Filed Document 0001396633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cross Culture Ventures I, L.P. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001641579 Filed Document 0001641579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pernix Capital Fund, LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460444 Filed Document 0001460444-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NB Secondary Opportunities Fund IV-B LP See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671764 Filed Document 0001671763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THB SMALLCAP FUND, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500700 Filed Document 0001500700-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovu, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $6,922,012 Associated Brokers / Dealers N/A CIK Number 0001672040 Filed Document 0001672040-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Startup Fund XXXIII LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001668146 Filed Document 0001668146-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Big Jack Ultimate Holdings LP See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645625 Filed Document 0000895345-16-000479 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gusto Italian Grill LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673701 Filed Document 0001673701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Data Council Holdings, Inc. See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001673938 Filed Document 0001673938-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
1798 FUNDAMENTAL EQUITIES FUND LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437860 Filed Document 0000902664-16-006931 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 62, LLC See All Filings	D	2016-05-09 00:00:00 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001673479 Filed Document 0001673479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
COATUE PRIVATE FUND II LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Park Hill Group LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001622934 Filed Document 0000919574-16-012781 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Data Council, Inc. See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001651007 Filed Document 0001651007-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cabretta NC Historic Fund, LLC See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670199 Filed Document 0001670199-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COATUE PRIVATE OFFSHORE FEEDER FUND II LP See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Park Hill Group LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001622928 Filed Document 0000919574-16-012779 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESO Special Opportunities Fund IV FCP SIF See All Filings	D/A	2016-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606216 Filed Document 0000902664-16-006929 Exclusions or Exemptions 506b Accepted Date 2016-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund