Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FSC AS Jonesboro AR DST See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $3,920,000 Associated Brokers / Dealers Sandlapper Securities Inc., Advisory Group Equity Services Ltd, and Concorde Investment Services Inc. CIK Number 0001657213 Filed Document 0001657213-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CoastEdge Oaktree, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636367 Filed Document 0001636367-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FP Preferred SPV, LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673828 Filed Document 0001673828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APjeT Venture LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001451586 Filed Document 0001403772-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SouthOcean Real Estate Partners II, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001671624 Filed Document 0000950172-16-000185 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apax IX USD L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673108 Filed Document 0001673108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GWG MCA Capital, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001673885 Filed Document 0001288230-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ROC Multifamily & Commercial Office Fund III International-A LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley CIK Number 0001674476 Filed Document 0001477932-16-010233 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rama Fund, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Erez Chanin, Mortgage Money Market, Inc., Shezhad Peermahomed, Lodestar Securities Corp, Investment Security Corporation, Matthew Rubin, and Lake Street Financial CIK Number 0001451215 Filed Document 0001451215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mental Health Data Services, Inc. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582022 Filed Document 0001582022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Muse Biotechnology, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001667561 Filed Document 0001667561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
EMG MPLX Co-Investment, LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $124,400,000 Associated Brokers / Dealers N/A CIK Number 0001673380 Filed Document 0001673380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHICAGO PACIFIC FOUNDERS FUND-B, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers CV BROCKERAGE, INC. CIK Number 0001674021 Filed Document 0001674021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Proscia Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,005,000 Associated Brokers / Dealers N/A CIK Number 0001625007 Filed Document 0001625007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-16-000901 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERLOW FUND I LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., and Sendero Securities, LLC CIK Number 0001203239 Filed Document 0001203239-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine State Certificates VI, LLLP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001674142 Filed Document 0001674142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
eTouches, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001500454 Filed Document 0001209191-16-118699 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
World View Enterprises Inc. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $15,134,985 Associated Brokers / Dealers N/A CIK Number 0001590472 Filed Document 0001590472-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hydra Fund LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600477 Filed Document 0001600477-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Ardmore Global Offshore Fund, Ltd. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666945 Filed Document 0000919574-16-012794 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Collwick Premier Access Fund, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502892 Filed Document 0000919574-16-012802 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Financial Technology Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674197 Filed Document 0001674197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tap Systems Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001674153 Filed Document 0001674153-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Resonant Inc See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $5,960,686 Associated Brokers / Dealers National Securities Corporation and Drexel Hamilton, LLC CIK Number 0001579910 Filed Document 0001579910-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lever Pilot Fund, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001673595 Filed Document 0001673595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OW PSC Investors LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674179 Filed Document 0001140361-16-064328 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Energy Partners Parallel B, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674238 Filed Document 0001575981-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APJeT, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001403772 Filed Document 0001403772-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Biena, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634509 Filed Document 0001634509-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CoastEdge Focus Fund, LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539808 Filed Document 0001636367-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apax IX EUR L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673138 Filed Document 0001673138-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Student Housing Partners I, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674105 Filed Document 0001315863-16-001432 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Security First Corp. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001553104 Filed Document 0001553104-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Denver Clinic Surgicenter, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,695,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001673143 Filed Document 0001673143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Benefit Street Partners Distressed Opportunities Fund (Cayman) L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674171 Filed Document 0000902664-16-006944 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lantern Capital Partners Fund I (A), L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001674080 Filed Document 0001674080-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sivia Opportunities Fund, LP - Series 1 See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642552 Filed Document 0001642552-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verde Mountain Fund, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674284 Filed Document 0001674284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Towers Grove, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001672665 Filed Document 0001580695-16-000413 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PebblePost, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $5,225,000 Associated Brokers / Dealers N/A CIK Number 0001623225 Filed Document 0001214659-16-011443 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RAMA CAPITAL ADVISORS, INC. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mortgage Money Market, Inc. and Erez J. Chanin CIK Number 0001518325 Filed Document 0001451215-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
QUMPUS, INC. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $18,024,026 Associated Brokers / Dealers N/A CIK Number 0001433529 Filed Document 0001433529-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Grant PnP, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001674152 Filed Document 0001674152-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers Stan Eckert and David Bass CIK Number 0001135856 Filed Document 0001135856-16-000552 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SHENKMAN STRUCTURED CREDIT FUND, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001673924 Filed Document 0000919574-16-012806 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HD MSouth Holdings, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $39,680,000 Associated Brokers / Dealers N/A CIK Number 0001673374 Filed Document 0001673374-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TSPT15, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001673939 Filed Document 0001673939-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
LGIMA Canada LDI Fund, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537453 Filed Document 0001537453-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
View Ridge Capital International, Ltd. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673480 Filed Document 0000935836-16-000899 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund