Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roundabout Markets, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001674889 Filed Document 0001674889-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CGK Plano Opco, LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001674544 Filed Document 0001674544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARCADIA OUTPATIENT SURGERY CENTER LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0000835319 Filed Document 0000835319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CardioFocus, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001465968 Filed Document 0001465968-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL AUTHENTICATION TECHNOLOGIES INC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001407779 Filed Document 0001407779-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vizsense, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673264 Filed Document 0001673264-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Altair - TAO, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001606953 Filed Document 0001144204-16-103114 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
itemMaster, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001672595 Filed Document 0001672595-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Get Me, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673755 Filed Document 0001673755-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cyber Advanced Technology, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652758 Filed Document 0001652758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Symphony Event Driven Opportunities Fund, L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-16-000916 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP Wetherole LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers Wunderlich Securities, Inc. and Saxony Securities Inc CIK Number 0001658619 Filed Document 0001658619-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MV Startup Fund XXXIII LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001668146 Filed Document 0001668146-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NET ALPHA FINANCIAL SYSTEMS LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers N/A CIK Number 0001674668 Filed Document 0001674668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Vericare Management Inc See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $7 Associated Brokers / Dealers N/A CIK Number 0001379464 Filed Document 0001019687-16-006356 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KEYSTONE MOBILE PARTNERS LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $20,390 Associated Brokers / Dealers N/A CIK Number 0001174003 Filed Document 0001174003-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DRAGON CAPITAL L.P., SERIES ELEVEN See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674774 Filed Document 0001674774-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVA GLOBAL FUND (DELAWARE) LP See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co CIK Number 0001429033 Filed Document 0001429033-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodman Capital Real Estate Fund I, L.P. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001674720 Filed Document 0001674720-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ogborne Partners, L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001532593 Filed Document 0000919574-16-013321 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Offshore Fund VII, L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Compass Group Global Advisors S.A., Credit Suisse Securities (USA) LLC, Morgan Stanley Smith Barney LLC, Wells Fargo Investment Institute, Inc., and UBS Financial Services Inc. CIK Number 0001653746 Filed Document 0000950103-16-013386 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TREE TOP INDUSTRIES, INC. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000356590 Filed Document 0001354488-16-007537 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
iShipdit, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001674898 Filed Document 0001674898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GlacierWealth Partners, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535184 Filed Document 0001535184-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Switch Networks, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $30,895,375 Associated Brokers / Dealers N/A CIK Number 0001516885 Filed Document 0001516885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Migrate Medical 5, LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Carlos Noe Otalvaro CIK Number 0001670664 Filed Document 0001670664-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
River by the Woods, LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001674895 Filed Document 0001674895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capshare, Inc. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,121,748 Associated Brokers / Dealers N/A CIK Number 0001658671 Filed Document 0001658671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
B.S.D. CAPITAL LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001674532 Filed Document 0001674668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MREP Gallery, LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $952,500 Associated Brokers / Dealers N/A CIK Number 0001674167 Filed Document 0001674167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Startup Fund XXXIV LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001674218 Filed Document 0001674218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Trilogy Investment Funds plc - Trilogy Emerging Markets Fund See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572279 Filed Document 0000919574-16-013325 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Lifestyles Ocoee LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674093 Filed Document 0001674093-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
MV Startup Fund XXXI LLC See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667325 Filed Document 0001667302-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Kevin McGrady CIK Number 0001619764 Filed Document 0001619764-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Noyes SteadyServ Investment Fund, LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers James R Kirchner CIK Number 0001673308 Filed Document 0001673308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
FlexSpark, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001674826 Filed Document 0001674826-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Spinal Stabilization Technologies, LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001674771 Filed Document 0001674771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kitty Hawk Capital Partners IV L.P. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674246 Filed Document 0001674246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOMAVAC Medical Solutions, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001674843 Filed Document 0001674843-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Noribachi Corp See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers HCAP Partners, LLC CIK Number 0001533583 Filed Document 0001533583-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Scilex Pharmaceuticals Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $479,930 Associated Brokers / Dealers Mid Atlantic Medical Association, LLC CIK Number 0001603542 Filed Document 0000905718-16-001448 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PEGASUS REDMOND LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001674846 Filed Document 0001674846-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Silver Rock Onshore Opportunistic Credit Fund LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674780 Filed Document 0001674780-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HBM Cobra India See All Filings	D/A	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628870 Filed Document 0001628870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
James Alpha Sabre Dynamic Equity Fund, LP See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674757 Filed Document 0001382963-16-000165 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProxBox, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $114,750 Associated Brokers / Dealers N/A CIK Number 0001674893 Filed Document 0001674893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Victorum, Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001605760 Filed Document 0001605760-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Truax Hotel SPE, LLC See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001674524 Filed Document 0001674524-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vertex Energy Inc. See All Filings	D	2016-05-17 00:00:00 UTC
Amount To Be Raised $19,349,740 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000890447 Filed Document 0001580695-16-000433 Exclusions or Exemptions 506b Accepted Date 2016-05-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity