Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Series R- Fundamental Partners III, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2016-12-06 13:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655248 Filed Document 0001655248-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
HIC PRIVATE ASSETS, L.P. See All Filings	D	2016-12-06 13:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691378 Filed Document 0001691378-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aria Investment Partners LP See All Filings	D	2016-12-06 13:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691571 Filed Document 0001691571-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:38:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Foodsby L. L. C. See All Filings	D	2016-12-06 13:36:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638940 Filed Document 0001638940-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:36:45 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D	2016-12-06 13:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-06 13:32:47 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Alto Opportunity Fund, SPC See All Filings	D/A	2016-12-06 13:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668899 Filed Document 0001668899-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:28:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CWS BURNET, L.P. See All Filings	D	2016-12-06 13:28:41 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001691567 Filed Document 0001691567-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:28:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Neighborhood Sun Benefit Corp. See All Filings	D	2016-12-06 13:25:59 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001691595 Filed Document 0001691595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:25:59 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Amazing Energy Partners 2016 LP See All Filings	D	2016-12-06 13:25:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Capital Investment Group, Inc. and Colorado Financial Service Corporation CIK Number 0001691324 Filed Document 0001691324-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:25:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Finiato Inc. See All Filings	D	2016-12-06 13:25:09 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001691553 Filed Document 0001691553-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:25:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Chalanco Funding LLC See All Filings	D	2016-12-06 13:17:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001691236 Filed Document 0001691236-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-06 13:17:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LOCUS BIOSCIENCES, INC. See All Filings	D	2016-12-06 13:08:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001664639 Filed Document 0001664639-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:08:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Alto Opportunity Fund, L.P. See All Filings	D	2016-12-06 12:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690903 Filed Document 0001690903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:45:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monteris BC Note, LLC See All Filings	D	2016-12-06 12:34:17 UTC
Amount To Be Raised $4,880,273 Associated Brokers / Dealers N/A CIK Number 0001691443 Filed Document 0001691443-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:34:17 UTC Type of Offering D Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
SUNSET VILLAS II, LLC See All Filings	D	2016-12-06 12:23:31 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001690906 Filed Document 0001690906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:23:31 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cien, Inc. See All Filings	D	2016-12-06 12:05:06 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001691582 Filed Document 0001691582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:05:06 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BDS HY FUND II LLC See All Filings	D	2016-12-06 12:03:00 UTC
Amount To Be Raised $2,596,300 Associated Brokers / Dealers N/A CIK Number 0001642627 Filed Document 0001642627-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:03:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDK PARTNERS, LP See All Filings	D/A	2016-12-06 11:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545403 Filed Document 0001545677-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:52:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDK FUND, LTD See All Filings	D/A	2016-12-06 11:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545677 Filed Document 0001545677-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. See All Filings	D/A	2016-12-06 11:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001532935 Filed Document 0001532935-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tactical Opportunities Offshore Fund L.P. See All Filings	D/A	2016-12-06 11:42:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569540 Filed Document 0001569540-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:42:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC Momentum Offshore Feeder Ltd See All Filings	D/A	2016-12-06 11:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690886 Filed Document 0000919574-16-017046 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:37:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Offshore Fund Ltd. See All Filings	D/A	2016-12-06 11:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556305 Filed Document 0000919574-16-017043 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Fund LP See All Filings	D/A	2016-12-06 11:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556300 Filed Document 0000919574-16-017041 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:20:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CarbonLite Holdings LLC - Series T See All Filings	D	2016-12-06 11:19:39 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001691607 Filed Document 0001691607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:19:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Residential Capital Management Fund 1, LP See All Filings	D/A	2016-12-06 11:15:22 UTC
Amount To Be Raised $61,300,000 Associated Brokers / Dealers N/A CIK Number 0001686980 Filed Document 0001686980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:15:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BEAR HILL ROAD SECOND AVENUE LLC See All Filings	D	2016-12-06 11:14:07 UTC
Amount To Be Raised $4,855,815 Associated Brokers / Dealers N/A CIK Number 0001691211 Filed Document 0001691211-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:14:07 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-12-06 11:02:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers 0 CIK Number 0001579586 Filed Document 0001587999-16-000017 Accepted Date 2016-12-06 11:02:33 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
FTC Holdings LLC See All Filings	D	2016-12-06 11:01:37 UTC
Amount To Be Raised $2,385,000 Associated Brokers / Dealers N/A CIK Number 0001690020 Filed Document 0001015325-16-000084 Exclusions or Exemptions 506b Accepted Date 2016-12-06 11:01:37 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mid-Hudson Broadband Co See All Filings	1-A/A	2016-12-06 10:53:27 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001644516 Filed Document 0001587999-16-000016 Accepted Date 2016-12-06 10:53:27 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Global One Real Estate Fund II, L.P. See All Filings	D	2016-12-06 10:51:58 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001690990 Filed Document 0001690990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:51:58 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camellia Station Holdings, LLC See All Filings	D/A	2016-12-06 10:48:51 UTC
Amount To Be Raised $12,160,292 Associated Brokers / Dealers Concorde Investment Services, LLC, The Strategic Financial Alliance, Inc., and United Planners Financial Services CIK Number 0001687110 Filed Document 0001687110-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:48:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Southern Tier Region Rural Broadband Company, Inc. See All Filings	1-A/A	2016-12-06 10:42:46 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001587999 Filed Document 0001587999-16-000015 Accepted Date 2016-12-06 10:42:46 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Essential Health Solutions Inc. See All Filings	D/A	2016-12-06 10:41:27 UTC
Amount To Be Raised $3,128,750 Associated Brokers / Dealers N/A CIK Number 0001689484 Filed Document 0001689484-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:41:27 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GLX Inc. See All Filings	D	2016-12-06 10:41:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001649781 Filed Document 0001649781-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:41:03 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CMB Texas Infrastructure Investment Group 49, LP See All Filings	D	2016-12-06 10:40:40 UTC
Amount To Be Raised $26,400,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001687586 Filed Document 0001687586-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:40:40 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Redan, LLC See All Filings	D	2016-12-06 10:39:32 UTC
Amount To Be Raised $561,115 Associated Brokers / Dealers N/A CIK Number 0001691435 Filed Document 0001461373-16-000123 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:39:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
High Gravity C. Lange #1, L.P. See All Filings	D	2016-12-06 10:23:03 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001691424 Filed Document 0001691424-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-06 10:23:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AdrenaCard Inc. See All Filings	D	2016-12-06 10:20:16 UTC
Amount To Be Raised $882,000 Associated Brokers / Dealers N/A CIK Number 0001668483 Filed Document 0001362118-16-000058 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:20:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Life NY Variable Account H See All Filings	D/A	2016-12-06 10:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Corp. CIK Number 0001498521 Filed Document 0001498521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:17:55 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Alpha Private Equity Fund 7 (SCA) See All Filings	D	2016-12-06 10:16:21 UTC
Amount To Be Raised $1,066,500,000 Associated Brokers / Dealers Capstone Advisors SA and CSP SECURITIES, LP CIK Number 0001689196 Filed Document 0001689196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:16:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Coolfire Solutions, Inc See All Filings	D	2016-12-06 10:14:51 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001502119 Filed Document 0001502119-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:14:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Satori Alpha, LP See All Filings	D/A	2016-12-06 10:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548214 Filed Document 0001548214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINN SHARES INC See All Filings	D	2016-12-06 10:02:49 UTC
Amount To Be Raised $4,969,623 Associated Brokers / Dealers N/A CIK Number 0000728447 Filed Document 0001209191-16-153554 Exclusions or Exemptions 506b Accepted Date 2016-12-06 10:02:49 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Message Systems, Inc. See All Filings	D	2016-12-06 09:59:15 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001487523 Filed Document 0001487523-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 09:59:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HiProb-I Fund, LP See All Filings	D	2016-12-06 09:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691563 Filed Document 0001691563-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 09:55:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AdrenaCard Inc. See All Filings	D	2016-12-06 09:46:25 UTC
Amount To Be Raised $228,000 Associated Brokers / Dealers N/A CIK Number 0001668483 Filed Document 0001362118-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-12-06 09:46:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
734 Brewing Company, Inc. See All Filings	D	2016-12-06 09:43:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001691503 Filed Document 0001691503-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-12-06 09:43:21 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Lakeside Endoscopy Center, LLC See All Filings	D	2016-12-06 09:42:43 UTC
Amount To Be Raised $190,459 Associated Brokers / Dealers N/A CIK Number 0001380247 Filed Document 0001380247-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 09:42:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-06 09:40:58 UTC
Amount To Be Raised $5,094,746 Associated Brokers / Dealers Bryant Kirk and James Gajewski CIK Number 0001135856 Filed Document 0001135856-16-000726 Exclusions or Exemptions 506b Accepted Date 2016-12-06 09:40:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund