Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gramercy Credit Opportunities Fund LLC See All Filings	D/A	2016-07-12 16:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613573 Filed Document 0000919574-16-014062 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WFC FUND, LLC See All Filings	D	2016-07-12 16:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677765 Filed Document 0001140361-16-072322 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan BancGroup Inc See All Filings	D	2016-07-12 16:12:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Sandler, O'Neill and Partners L.P. CIK Number 0001414706 Filed Document 0001414706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:12:01 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Formation Data Systems, Inc. See All Filings	D	2016-07-12 16:10:55 UTC
Amount To Be Raised $20,000,374 Associated Brokers / Dealers N/A CIK Number 0001619133 Filed Document 0001301283-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:10:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Real Estate Investment Fund I, LP See All Filings	D	2016-07-12 16:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679318 Filed Document 0001679318-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Albany Road-1333 Main Investor LLC See All Filings	D	2016-07-12 16:04:28 UTC
Amount To Be Raised $10,230,000 Associated Brokers / Dealers N/A CIK Number 0001678911 Filed Document 0001678911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:04:28 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Enclave LV, LLC See All Filings	D	2016-07-12 16:00:55 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001679428 Filed Document 0001679428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:00:55 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Teladoc, Inc. See All Filings	D	2016-07-12 16:00:16 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001477449 Filed Document 0001140361-16-072318 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:00:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
COATUE CT XIII LLC See All Filings	D/A	2016-07-12 16:00:03 UTC
Amount To Be Raised $150,466,176 Associated Brokers / Dealers N/A CIK Number 0001671180 Filed Document 0000919574-16-014060 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ezra Fund, LP See All Filings	D	2016-07-12 15:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675400 Filed Document 0001675400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MF Fire See All Filings	C/A	2016-07-12 15:54:02 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raise through SI Portal, LLC. Filing Platform SI Portal, LLC Offering Amount $200,000 CIK Number 0001674207 Filed Document 0001674207-16-000002 Accepted Date 2016-07-12 15:54:02 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MARYLAND
AnTolRx, Inc. See All Filings	D	2016-07-12 15:40:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679154 Filed Document 0001679154-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:40:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Antares Global Opportunities, L.P. See All Filings	D	2016-07-12 15:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678643 Filed Document 0001678643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:38:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envest Microfinance Fund, LLC See All Filings	D/A	2016-07-12 15:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560373 Filed Document 0001560373-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dzusi Media Group, Inc. See All Filings	D/A	2016-07-12 15:35:46 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001676117 Filed Document 0001676117-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:35:46 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Archview Credit Opportunities Fund I L.P. See All Filings	D/A	2016-07-12 15:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581257 Filed Document 0001581257-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:34:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salon Lofts Group, LLC See All Filings	D	2016-07-12 15:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679431 Filed Document 0001679431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:34:08 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lochridge Energy Onshore, LLC See All Filings	D	2016-07-12 15:33:22 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Self-Underwritten, N/A CIK Number 0001512526 Filed Document 0001512526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:33:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Talbert Capital Preferred Income Fund, LP See All Filings	D	2016-07-12 15:32:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679243 Filed Document 0001679243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:32:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHVIEW OFFSHORE FUND LTD. See All Filings	D/A	2016-07-12 15:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496751 Filed Document 0001496751-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:31:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHVIEW MASTER FUND LTD See All Filings	D/A	2016-07-12 15:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457096 Filed Document 0001457096-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgian Partners Growth Fund (International) III, LP See All Filings	D/A	2016-07-12 15:26:48 UTC
Amount To Be Raised $182,351,051 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001662135 Filed Document 0001662135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARCHVIEW FUND L.P. See All Filings	D/A	2016-07-12 15:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KELSON CAPITAL LLC CIK Number 0001457095 Filed Document 0001457095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:26:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders Ridge, LLC See All Filings	D	2016-07-12 15:22:20 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001679257 Filed Document 0001679257-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:22:20 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Invicta Medical, Inc. See All Filings	D	2016-07-12 15:18:49 UTC
Amount To Be Raised $7,109,214 Associated Brokers / Dealers N/A CIK Number 0001675786 Filed Document 0001675786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:18:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CWP Investment LLC See All Filings	D	2016-07-12 15:15:34 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001679302 Filed Document 0001679302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:15:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
CentralColo Holdings, LLC See All Filings	D	2016-07-12 15:10:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers McCafferty & Company, LLC CIK Number 0001679361 Filed Document 0001679361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:10:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charterhouse Alpha LP See All Filings	D	2016-07-12 15:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679396 Filed Document 0001679396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYGIEA SOLUTIONS, LLC See All Filings	D	2016-07-12 15:07:10 UTC
Amount To Be Raised $1,780,500 Associated Brokers / Dealers N/A CIK Number 0001679377 Filed Document 0001679377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:07:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DELTEC EMERGING MARKET DEBT FUND, LTD. See All Filings	D	2016-07-12 15:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553312 Filed Document 0000919574-16-014057 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Square Care Provider Holdings, LLC See All Filings	D	2016-07-12 15:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678606 Filed Document 0001678606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:01:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Ceracuity, Inc. See All Filings	D	2016-07-12 14:56:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679014 Filed Document 0001679014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:56:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Merchants Bancorp See All Filings	D	2016-07-12 14:53:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001629019 Filed Document 0001629019-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:53:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SEI Hedge Fund SPC See All Filings	D/A	2016-07-12 14:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647709 Filed Document 0001647709-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Westgreen Surgical Center, LLC See All Filings	D	2016-07-12 14:51:53 UTC
Amount To Be Raised $220,500 Associated Brokers / Dealers N/A CIK Number 0001679278 Filed Document 0001679278-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:51:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altair Commercial Real Estate Lending Fund II (Prime), LLC See All Filings	D/A	2016-07-12 14:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001677052 Filed Document 0001144204-16-112617 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cavendish Futures Fund LLC See All Filings	D/A	2016-07-12 14:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001562622 Filed Document 0001562622-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:44:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lee Adaptive Strategies LP See All Filings	D	2016-07-12 14:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676940 Filed Document 0000902664-16-007569 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:43:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMLIN YIELD PARTNERS LP See All Filings	D/A	2016-07-12 14:42:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260464 Filed Document 0001465384-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:42:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirkul, Inc. See All Filings	D	2016-07-12 14:38:45 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001678810 Filed Document 0001678810-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-12 14:38:45 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GC International Ladder Ltd. See All Filings	D	2016-07-12 14:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677908 Filed Document 0001677908-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:37:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVRUPA MINERALS LTD. See All Filings	D	2016-07-12 14:37:12 UTC
Amount To Be Raised $190,750 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001140361-16-072306 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:37:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SolidusGold Inc. See All Filings	D	2016-07-12 14:35:14 UTC
Amount To Be Raised $119,221 Associated Brokers / Dealers N/A CIK Number 0001594856 Filed Document 0001140361-16-072304 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:35:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AXE A.I. TECHNOLOGIES LLC See All Filings	C/A	2016-07-12 14:34:34 UTC
Financial Interest none Filing Platform Jumpstart Micro, Inc Offering Amount $500,000 CIK Number 0001675585 Filed Document 0001675585-16-000004 Accepted Date 2016-07-12 14:34:34 UTC Type of Offering C/A Security Offered Amount 40,000 Security Offered Type Other State OHIO
SEI Energy Debt Fund, LP See All Filings	D/A	2016-07-12 14:29:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647710 Filed Document 0001647710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:29:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Y & Q Investment Fund, L.P. See All Filings	D/A	2016-07-12 14:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507435 Filed Document 0001507435-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairport Asset Management II, LLC See All Filings	D	2016-07-12 14:26:07 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001679411 Filed Document 0001679411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:26:07 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Rambler's Way Farm, Inc. See All Filings	D	2016-07-12 14:18:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596069 Filed Document 0001596069-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:18:18 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Hamlin Income Plus Fund, L.P. See All Filings	D/A	2016-07-12 14:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital LLC CIK Number 0001465384 Filed Document 0001465384-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wardrobe Essentialist, Inc. See All Filings	D	2016-07-12 14:11:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679424 Filed Document 0001679424-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:11:13 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt