Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ascend ERSRI Fund LP See All Filings	D/A	2016-07-13 10:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647666 Filed Document 0001405086-16-000541 Exclusions or Exemptions 506b Accepted Date 2016-07-13 10:32:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-07-13 10:27:46 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-07-13 10:27:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Lyndra, Inc. See All Filings	D	2016-07-13 10:09:33 UTC
Amount To Be Raised $5,932,584 Associated Brokers / Dealers N/A CIK Number 0001679037 Filed Document 0001140361-16-072356 Exclusions or Exemptions 506b Accepted Date 2016-07-13 10:09:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Property Fund, L.P. See All Filings	D/A	2016-07-13 10:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476395 Filed Document 0001476395-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-13 10:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
West Capital Partners Hublogix II LLC See All Filings	D	2016-07-13 09:03:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001656791 Filed Document 0000906318-16-000119 Exclusions or Exemptions 506b Accepted Date 2016-07-13 09:03:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morphic Holding, LLC See All Filings	D	2016-07-13 08:23:32 UTC
Amount To Be Raised $51,500,000 Associated Brokers / Dealers N/A CIK Number 0001679363 Filed Document 0001679363-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-13 08:23:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Castle Ridge Real Estate Partners LP See All Filings	D/A	2016-07-13 06:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646969 Filed Document 0000902664-16-007573 Exclusions or Exemptions 506b Accepted Date 2016-07-13 06:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Ridge Real Estate Fund Ltd. See All Filings	D/A	2016-07-13 06:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646893 Filed Document 0000902664-16-007572 Exclusions or Exemptions 506b Accepted Date 2016-07-13 06:15:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya Fund LP See All Filings	D/A	2016-07-13 06:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553872 Filed Document 0000902664-16-007571 Exclusions or Exemptions 506b Accepted Date 2016-07-13 06:12:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Asia Pacific Opportunities Fund LP See All Filings	D/A	2016-07-13 06:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647721 Filed Document 0000902664-16-007570 Exclusions or Exemptions 506b Accepted Date 2016-07-13 06:09:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrossTx, Inc. See All Filings	D	2016-07-13 06:08:58 UTC
Amount To Be Raised $1,208,000 Associated Brokers / Dealers N/A CIK Number 0001567939 Filed Document 0001209191-16-132469 Exclusions or Exemptions 506b Accepted Date 2016-07-13 06:08:58 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Icebreaker Health, Inc. See All Filings	D	2016-07-12 20:41:27 UTC
Amount To Be Raised $1,713,000 Associated Brokers / Dealers N/A CIK Number 0001650731 Filed Document 0001650731-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 20:41:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Laxmi Therapeutic Devices, Inc. See All Filings	D	2016-07-12 20:33:38 UTC
Amount To Be Raised $620 Associated Brokers / Dealers N/A CIK Number 0001679371 Filed Document 0001679371-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 20:33:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NORTHERN DYNASTY MINERALS LTD See All Filings	D	2016-07-12 19:44:26 UTC
Amount To Be Raised $95,009 Associated Brokers / Dealers N/A CIK Number 0001164771 Filed Document 0001183740-16-000389 Exclusions or Exemptions 506b Accepted Date 2016-07-12 19:44:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Pacific Rock Capital Partners, LP See All Filings	D	2016-07-12 19:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679454 Filed Document 0001679454-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 19:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIMG CII Les Chateaux, LLC See All Filings	D	2016-07-12 18:51:06 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001678841 Filed Document 0001678841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 18:51:06 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
DMS Global Tactical Asset Allocation Fund LLC See All Filings	D/A	2016-07-12 18:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534559 Filed Document 0001534559-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 18:44:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
APEXONE GROWTH & INCOME FUND II, LP See All Filings	D	2016-07-12 18:36:54 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers ARK Global LLC and Ardour Capital Investments CIK Number 0001672009 Filed Document 0001672009-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-12 18:36:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Creador III L.P. See All Filings	D/A	2016-07-12 18:33:11 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers FDX Capital, LLC and Argenthal & Co. Inc. CIK Number 0001647108 Filed Document 0001647108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 18:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2016-07-12 18:22:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-12 18:22:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Integrated Healing Technologies, LLC See All Filings	D/A	2016-07-12 18:10:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Katherine Follin CIK Number 0001621612 Filed Document 0001209191-16-132446 Exclusions or Exemptions 506b Accepted Date 2016-07-12 18:10:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SHAREGRID, INC. See All Filings	D	2016-07-12 18:06:55 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001679203 Filed Document 0001679203-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 18:06:55 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LSCP Partners, LLC See All Filings	D/A	2016-07-12 18:01:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001676895 Filed Document 0001676895-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 18:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-07-12 17:55:44 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000980 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:55:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Acequia Capital DL LLC See All Filings	D/A	2016-07-12 17:51:36 UTC
Amount To Be Raised $5,170,000 Associated Brokers / Dealers N/A CIK Number 0001639001 Filed Document 0001639001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:51:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WANDERLUST VR, INC. See All Filings	D	2016-07-12 17:50:41 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001679253 Filed Document 0001679253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:50:41 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
GardenPharma LLC See All Filings	D	2016-07-12 17:48:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001678189 Filed Document 0001678189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:48:41 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2016-07-12 17:33:01 UTC
Amount To Be Raised $6,827,994 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Reterro, Inc. See All Filings	D	2016-07-12 17:30:56 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001642529 Filed Document 0001642529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:30:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stonecutter Spirits LLC See All Filings	D/A	2016-07-12 17:15:41 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001679312 Filed Document 0001679312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:15:41 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
8VC Co-Invest Fund I, L.P. See All Filings	D	2016-07-12 17:14:44 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001679307 Filed Document 0001679307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:14:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
section.io Inc See All Filings	D/A	2016-07-12 17:03:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001669595 Filed Document 0001669595-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:03:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Compliance Science, Inc. See All Filings	D	2016-07-12 17:00:12 UTC
Amount To Be Raised $2,999,992 Associated Brokers / Dealers N/A CIK Number 0001597136 Filed Document 0001597136-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 17:00:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bradford Health Holdings, LLC See All Filings	D	2016-07-12 16:59:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679365 Filed Document 0000945621-16-000661 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:59:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2016-07-12 16:58:43 UTC
Amount To Be Raised $270,692 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-000978 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:58:43 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AT-RESEARCH MANAGED FUTURES FUND, LP See All Filings	D/A	2016-07-12 16:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585934 Filed Document 0001405086-16-000540 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Armune BioScience Inc See All Filings	D/A	2016-07-12 16:52:05 UTC
Amount To Be Raised $10,458,789 Associated Brokers / Dealers N/A CIK Number 0001440372 Filed Document 0001440372-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:52:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Partners VIII, L.P. See All Filings	D	2016-07-12 16:51:22 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Denning & Company LLC CIK Number 0001679211 Filed Document 0001679211-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:51:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Liquid Robotics, Inc See All Filings	D	2016-07-12 16:48:58 UTC
Amount To Be Raised $105,049 Associated Brokers / Dealers N/A CIK Number 0001407969 Filed Document 0001407969-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:48:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Staley Capital Fund II, L.P. See All Filings	D	2016-07-12 16:46:56 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001679449 Filed Document 0001679449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRG Whispering Holdings LLC See All Filings	D/A	2016-07-12 16:44:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Elliott Aronson CIK Number 0001679369 Filed Document 0001679369-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:44:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIAMI INTERNATIONAL HOLDINGS, INC. See All Filings	D	2016-07-12 16:38:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001438472 Filed Document 0001438472-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:38:39 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Eckard Global, LLC See All Filings	D	2016-07-12 16:35:26 UTC
Amount To Be Raised $171,840 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:35:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 10, L.P. See All Filings	D/A	2016-07-12 16:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647060 Filed Document 0001647060-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:32:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azure Minerals Ltd See All Filings	D	2016-07-12 16:30:54 UTC
Amount To Be Raised $3,743,524 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001677758 Filed Document 0001677758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:30:54 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
NBCRE PARTNERS IV, LLC See All Filings	D	2016-07-12 16:28:36 UTC
Amount To Be Raised $2,470,000 Associated Brokers / Dealers N/A CIK Number 0001679423 Filed Document 0001679423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:28:36 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IRG Whispering Holdings LLC See All Filings	D	2016-07-12 16:27:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Elliott Aronson CIK Number 0001679369 Filed Document 0001679369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:27:56 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - 1979 SP See All Filings	D/A	2016-07-12 16:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647918 Filed Document 0000919574-16-014066 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - SO III LP SP See All Filings	D/A	2016-07-12 16:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647935 Filed Document 0000919574-16-014064 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IMM RoseGold III Alpha-2 Private Equity Fund See All Filings	D	2016-07-12 16:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679408 Filed Document 0001679408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund