Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MCP Hyperion Fund - Series I See All Filings	D	2016-05-24 12:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674960 Filed Document 0001013594-16-001062 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Saints Avenue Bancshares, Inc. See All Filings	D	2016-05-24 12:32:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Detalus Securities LLC CIK Number 0001675299 Filed Document 0001675299-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:32:37 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Sempervirens Capital Management Ltd See All Filings	D	2016-05-24 12:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674953 Filed Document 0001013594-16-001061 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Little Star Media, Inc. See All Filings	D	2016-05-24 12:29:18 UTC
Amount To Be Raised $5,901,282 Associated Brokers / Dealers N/A CIK Number 0001604356 Filed Document 0001604356-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:29:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Focus Sigma Fund - Series 1 See All Filings	D	2016-05-24 12:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674962 Filed Document 0001013594-16-001060 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Calyx Brands, Inc. See All Filings	D	2016-05-24 12:26:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001633014 Filed Document 0001633014-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:26:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Vascular Care Boston, LLC See All Filings	D	2016-05-24 12:23:49 UTC
Amount To Be Raised $1,267,777 Associated Brokers / Dealers N/A CIK Number 0001675393 Filed Document 0001461373-16-000088 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:23:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MCP Omni I Fund - Series I (for a Small Number Private Placement with Resale Restriction Among Qualified Institutional Investors) See All Filings	D	2016-05-24 12:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674950 Filed Document 0001013594-16-001059 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Oasis Value Fund - Oasis Value Long Fund (for a Small Number Private Placement with Resale Restriction among Qualified Institutional Investors) See All Filings	D	2016-05-24 12:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674949 Filed Document 0001013594-16-001058 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:20:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Oasis Value Fund - Oasis Value Alpha Fund (for a Small Number Private Placement with Resale Restriction among Qualified Institutional Investors) See All Filings	D	2016-05-24 12:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674948 Filed Document 0001013594-16-001057 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:18:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Scout Security, Inc. See All Filings	D	2016-05-24 12:13:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583178 Filed Document 0001583178-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:13:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OspreyData Inc. See All Filings	D	2016-05-24 12:12:52 UTC
Amount To Be Raised $6,215,807 Associated Brokers / Dealers N/A CIK Number 0001675216 Filed Document 0001675216-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:12:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BenefitElect, Inc. See All Filings	D	2016-05-24 12:08:21 UTC
Amount To Be Raised $223,480 Associated Brokers / Dealers N/A CIK Number 0001675402 Filed Document 0001675402-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:08:21 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Merge Labs, Inc. See All Filings	D	2016-05-24 12:01:15 UTC
Amount To Be Raised $10,129,228 Associated Brokers / Dealers N/A CIK Number 0001675206 Filed Document 0001675206-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:01:15 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Galena Biopharma, Inc. See All Filings	D	2016-05-24 12:00:49 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Armentum Partners, LLC CIK Number 0001390478 Filed Document 0001209191-16-122818 Exclusions or Exemptions 506b Accepted Date 2016-05-24 12:00:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sixteen Investments, LLC See All Filings	D	2016-05-24 11:50:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001672517 Filed Document 0001209191-16-122816 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:50:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PatchSimple, Inc. See All Filings	D	2016-05-24 11:44:44 UTC
Amount To Be Raised $345,880 Associated Brokers / Dealers N/A CIK Number 0001674892 Filed Document 0001674892-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:44:44 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vicis, Inc. See All Filings	D/A	2016-05-24 11:42:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608939 Filed Document 0001608939-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:42:11 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Verena Solutions, LLC See All Filings	D	2016-05-24 11:33:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001675202 Filed Document 0001675202-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-05-24 11:33:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Glaxis Insurance Dedicated Fund, L.P. See All Filings	D/A	2016-05-24 11:30:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541361 Filed Document 0001541361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:30:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NiteHawk Pediatric Urgent Care, LLC See All Filings	D/A	2016-05-24 11:26:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607395 Filed Document 0001607395-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:26:31 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vedantra Pharmaceuticals, Inc. See All Filings	D	2016-05-24 11:16:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001555192 Filed Document 0001140361-16-066781 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:16:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GLAXIS GLOBAL PARTNERS II LP See All Filings	D/A	2016-05-24 11:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318600 Filed Document 0001318599-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:13:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BlueBay Investment Grade Absolute Return Bond SP of The BlueBay Global Funds SPC See All Filings	D/A	2016-05-24 11:03:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607218 Filed Document 0001607218-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:03:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueBay Event Driven Credit Fund Ltd See All Filings	D/A	2016-05-24 11:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607215 Filed Document 0001607215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUEBAY EMERGING MARKET SELECT BOND SP OF THE BLUEBAY GLOBAL FUNDS SPC See All Filings	D/A	2016-05-24 11:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567230 Filed Document 0001567230-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:02:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueBay Emerging Market Corporate Alpha Fund Ltd. See All Filings	D/A	2016-05-24 11:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560252 Filed Document 0001560252-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueBay Credit Alpha Long Short Fund Ltd. See All Filings	D/A	2016-05-24 11:00:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560184 Filed Document 0001560184-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:00:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLAXIS GLOBAL PARTNERS I LP See All Filings	D/A	2016-05-24 11:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318599 Filed Document 0001318599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 11:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Flying Monkey US LLC See All Filings	D	2016-05-24 10:52:13 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001675145 Filed Document 0001675145-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-24 10:52:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RistCall LLC See All Filings	D	2016-05-24 10:47:48 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001675376 Filed Document 0001675376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 10:47:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Avesta Multifamily Partners II LP See All Filings	D	2016-05-24 10:24:43 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001675378 Filed Document 0001675378-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-24 10:24:43 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
UCD Hotel Group, LP See All Filings	D	2016-05-24 10:20:25 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001675330 Filed Document 0001675330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 10:20:25 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Glenmede Private Investment Fund IX, L.L.C. See All Filings	D	2016-05-24 10:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675369 Filed Document 0001675369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 10:15:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bidding Unlimited Inc See All Filings	D	2016-05-24 10:07:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674198 Filed Document 0001065949-16-000404 Exclusions or Exemptions 506b Accepted Date 2016-05-24 10:07:43 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
RiverNorth Specialty Finance LLC See All Filings	D	2016-05-24 09:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674820 Filed Document 0001674820-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-24 09:33:08 UTC
Amount To Be Raised $1,438,750 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-16-000563 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:33:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-24 09:27:11 UTC
Amount To Be Raised $9,136,011 Associated Brokers / Dealers Kevin Ballou CIK Number 0001135856 Filed Document 0001135856-16-000562 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:27:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-24 09:22:12 UTC
Amount To Be Raised $3,818,400 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, Douglas Braff, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000561 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:22:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WGL HOLDINGS INC See All Filings	D/A	2016-05-23 21:17:55 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001103601 Filed Document 0001103601-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-05-23 21:17:55 UTC Type of Offering D/A Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Debt
WORLD GAMING FUND LLC See All Filings	D	2016-05-23 20:42:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001675117 Filed Document 0001675117-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-23 20:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Just Live Inc. See All Filings	D	2016-05-23 20:39:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001664721 Filed Document 0001644515-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 20:39:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RS Lending, Inc. See All Filings	D/A	2016-05-23 20:36:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001654094 Filed Document 0001654094-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 20:36:58 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Docola, Inc. See All Filings	D	2016-05-23 20:26:36 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001644515 Filed Document 0001644515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 20:26:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SANTIAGO ACACIA GARDENS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D	2016-05-23 19:50:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers n/a CIK Number 0001675243 Filed Document 0001675243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:50:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bow River Capital Real Estate Fund I, L.P. See All Filings	D/A	2016-05-23 19:35:42 UTC
Amount To Be Raised $57,700,000 Associated Brokers / Dealers N/A CIK Number 0001660409 Filed Document 0001660409-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:35:42 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mend VIP, Inc. See All Filings	D	2016-05-23 19:28:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001633792 Filed Document 0001633792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Andromeda Strategy, LLC See All Filings	D	2016-05-23 19:24:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001674978 Filed Document 0001674978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:24:39 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Quail Park of West Seattle, LLC See All Filings	D	2016-05-23 19:11:59 UTC
Amount To Be Raised $6,249,900 Associated Brokers / Dealers N/A CIK Number 0001670041 Filed Document 0001670041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:11:59 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Teraphysics Corp See All Filings	1-A/A	2016-05-23 19:10:19 UTC
Amount To Be Raised $47,500,000 Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001318588 Filed Document 0001658959-16-000008 Accepted Date 2016-05-23 19:10:19 UTC Type of Offering 1-A/A Industry ELECTRONIC COMPONENTS, NEC Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $219,334 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)