Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PFO Global, Inc. See All Filings	D	2016-07-14 16:47:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001456455-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:47:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ithan Creek Partners, L.P. See All Filings	D/A	2016-07-14 16:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001437992 Filed Document 0000919574-16-014143 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:47:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Viva Consulting Group Inc. See All Filings	1-A	2016-07-14 16:47:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677331 Filed Document 0001677331-16-000002 Accepted Date 2016-07-14 16:47:21 UTC Type of Offering 1-A Industry ELECTRIC SERVICES Offering Tier Tier1 Principal Place of Business MARYLAND Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lone Sierra, L.P. See All Filings	D/A	2016-07-14 16:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315598 Filed Document 0000902664-16-007605 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguazu Partners, L.P. See All Filings	D/A	2016-07-14 16:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001356998 Filed Document 0000919574-16-014141 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
High Haith Partners, L.P. See All Filings	D/A	2016-07-14 16:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001547120 Filed Document 0000919574-16-014139 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACVII-Sunset Hills, LLC See All Filings	D	2016-07-14 16:43:24 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001679719 Filed Document 0001679719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:43:24 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Lone Spruce, L.P. See All Filings	D/A	2016-07-14 16:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061342 Filed Document 0000902664-16-007604 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP China Growth Investors VII, L.P. See All Filings	D	2016-07-14 16:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679727 Filed Document 0001679727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hazelbrook Partners, L.P. See All Filings	D/A	2016-07-14 16:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001107862 Filed Document 0000919574-16-014137 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Indie Co. See All Filings	D	2016-07-14 16:42:05 UTC
Amount To Be Raised $2,711,993 Associated Brokers / Dealers N/A CIK Number 0001679736 Filed Document 0001679736-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:42:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Partners, L.P. See All Filings	D/A	2016-07-14 16:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001390223 Filed Document 0000919574-16-014135 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
First Sentry Bancshares, Inc. See All Filings	1-A	2016-07-14 16:39:38 UTC
Amount To Be Raised $4,069,527 Associated Brokers / Dealers N/A CIK Number 0001451432 Filed Document 0001144204-16-112941 Accepted Date 2016-07-14 16:39:38 UTC Type of Offering 1-A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business WEST VIRGINIA Revenue or Assets -$1 State of Jurisdiction WEST VIRGINIA Type of Security Equity (common or preferred stock)
Hadley Harbor Partners, L.P. See All Filings	D/A	2016-07-14 16:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001625215 Filed Document 0000919574-16-014133 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:39:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Pond Partners, L.P. See All Filings	D/A	2016-07-14 16:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000936872 Filed Document 0000919574-16-014125 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hadley Harbor Investors (Cayman) L.P. See All Filings	D/A	2016-07-14 16:38:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001625253 Filed Document 0000919574-16-014131 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:38:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2016-07-14 16:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001566023 Filed Document 0000919574-16-014129 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D	2016-07-14 16:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001679184 Filed Document 0001679184-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellbrooke Partners, L.P. See All Filings	D/A	2016-07-14 16:35:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001621900 Filed Document 0000919574-16-014127 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STG HOLDINGS, LLC See All Filings	D	2016-07-14 16:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679534 Filed Document 0001679534-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:33:35 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STG HOLDINGS, LLC See All Filings	D	2016-07-14 16:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679534 Filed Document 0001679534-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:33:13 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aregua Partners, L.P. See All Filings	D/A	2016-07-14 16:30:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001588162 Filed Document 0000919574-16-014121 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:30:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Creek Partners, L.P. See All Filings	D/A	2016-07-14 16:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001549676 Filed Document 0000919574-16-014123 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:30:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sansoro Health, LLC See All Filings	D	2016-07-14 16:29:29 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001679223 Filed Document 0001209191-16-132726 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:29:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Archipelago Partners, L.P. See All Filings	D/A	2016-07-14 16:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-16-014119 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
China Live, LLC See All Filings	D	2016-07-14 16:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677520 Filed Document 0000935836-16-001021 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:27:27 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Archipelago Holdings, Ltd. See All Filings	D/A	2016-07-14 16:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-16-014117 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Edison Partners VIII, LP See All Filings	D/A	2016-07-14 16:25:32 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers LAWRENCE B. HOLLIN and JOE SILVER CIK Number 0001637984 Filed Document 0001637984-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Live Ventures Limited, L.P. See All Filings	D	2016-07-14 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602782 Filed Document 0000935836-16-001020 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:25:15 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Financial Network Inc. See All Filings	D	2016-07-14 16:22:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Stephens Inc. CIK Number 0001407067 Filed Document 0001407067-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:22:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Ripelocker LLC See All Filings	D	2016-07-14 16:21:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679705 Filed Document 0001679705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:21:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GrayMeta, Inc. See All Filings	D/A	2016-07-14 16:21:12 UTC
Amount To Be Raised $3,496,607 Associated Brokers / Dealers N/A CIK Number 0001643485 Filed Document 0001078782-16-003104 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:21:12 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Commonfund Institutional Multi-Strategy Bond Fund, LLC See All Filings	D/A	2016-07-14 16:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001451732 Filed Document 0001451732-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Live Ventures Limited, L.P. See All Filings	D	2016-07-14 16:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602782 Filed Document 0000935836-16-001019 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:16:02 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Skyline Safety System, Inc. See All Filings	D	2016-07-14 16:15:26 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001679662 Filed Document 0001679662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:15:26 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Jafra Capital Fund LP See All Filings	D	2016-07-14 16:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679728 Filed Document 0001679728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:14:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEA COUNTY BANCSHARES, INC. See All Filings	D	2016-07-14 16:14:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Not applicable CIK Number 0001679694 Filed Document 0001679694-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:14:29 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Edison Partners VIII-EDN, LP See All Filings	D	2016-07-14 16:05:25 UTC
Amount To Be Raised $3,710,000 Associated Brokers / Dealers N/A CIK Number 0001675645 Filed Document 0001678551-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:05:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFO Global, Inc. See All Filings	D/A	2016-07-14 15:53:30 UTC
Amount To Be Raised $1,696,800 Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001456455-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:53:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Bravada Gold Corp See All Filings	D	2016-07-14 15:51:47 UTC
Amount To Be Raised $91,461 Associated Brokers / Dealers N/A CIK Number 0001500620 Filed Document 0001500620-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:51:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
D2C Brand Holding Company, LLC See All Filings	D	2016-07-14 15:49:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001679698 Filed Document 0000906318-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:49:48 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Special Situations Real Estate Fund II, LP See All Filings	D	2016-07-14 15:48:57 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001673840 Filed Document 0001673840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:48:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Partners VIII-B, LP See All Filings	D	2016-07-14 15:44:13 UTC
Amount To Be Raised $21,525,000 Associated Brokers / Dealers N/A CIK Number 0001678551 Filed Document 0001678551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:44:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RHAPSODY FUND L P See All Filings	D/A	2016-07-14 15:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075162 Filed Document 0000935836-16-001018 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCI VALUE FUND See All Filings	D/A	2016-07-14 15:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612671 Filed Document 0000919574-16-014113 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OVERTURE 7 FUND LP See All Filings	D/A	2016-07-14 15:42:35 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001215424 Filed Document 0000935836-16-001017 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:42:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PreNav, Inc. See All Filings	D/A	2016-07-14 15:42:25 UTC
Amount To Be Raised $6,958,235 Associated Brokers / Dealers N/A CIK Number 0001677584 Filed Document 0001677584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:42:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOUNTAINHEART FUND, L.P. See All Filings	D	2016-07-14 15:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662023 Filed Document 0001662023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zylo, Inc. See All Filings	D	2016-07-14 15:39:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679685 Filed Document 0001679685-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:39:47 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RUSSIAN RIVER PARTNERS, LLC See All Filings	D/A	2016-07-14 15:39:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613338 Filed Document 0001013594-16-001150 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:39:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity