Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SD Texas Capital Fund, LLC See All Filings	D	2016-07-14 19:27:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679699 Filed Document 0001679699-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 19:27:10 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
A-PJC-11-Fund, a series of AX-EP-Funds, LLC See All Filings	D	2016-07-14 19:22:51 UTC
Amount To Be Raised $137,990 Associated Brokers / Dealers N/A CIK Number 0001678342 Filed Document 0001678342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 19:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PKW-32-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2016-07-14 19:19:47 UTC
Amount To Be Raised $152,998 Associated Brokers / Dealers N/A CIK Number 0001678341 Filed Document 0001678341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 19:19:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valor Gympass I, a series of AX-VaUp-Funds, LLC See All Filings	D/A	2016-07-14 19:13:09 UTC
Amount To Be Raised $268,000 Associated Brokers / Dealers N/A CIK Number 0001678973 Filed Document 0001678973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 19:13:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D/A	2016-07-14 19:05:43 UTC
Amount To Be Raised $25,950,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-14 19:05:43 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NYIAX, INC. See All Filings	D	2016-07-14 19:04:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001679379 Filed Document 0001140361-16-072497 Exclusions or Exemptions 506b Accepted Date 2016-07-14 19:04:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wyndow, Inc. See All Filings	D	2016-07-14 19:01:20 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001653717 Filed Document 0001653717-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 19:01:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Naval Ravikant AngelList Fund III, LP See All Filings	D/A	2016-07-14 18:57:34 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001671383 Filed Document 0001671383-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ - RUA, a series of Equidate Investments LLC See All Filings	D/A	2016-07-14 18:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001674879 Filed Document 0001674879-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AltheaDx, Inc. See All Filings	D	2016-07-14 18:54:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001470592 Filed Document 0001657999-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:54:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RMS Evergreen US Forestland Fund LP See All Filings	D/A	2016-07-14 18:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001635382 Filed Document 0001635382-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:45:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2016-07-14 18:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001676065 Filed Document 0001676065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMINOPIA, INC. See All Filings	D	2016-07-14 18:42:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679733 Filed Document 0001140361-16-072495 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:42:16 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Piadina Inc See All Filings	D	2016-07-14 18:28:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001567655 Filed Document 0001567655-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:28:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Talkative, Inc. See All Filings	D	2016-07-14 18:16:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001679716 Filed Document 0001679716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASSOCIATED MICROBREWERIES LTD See All Filings	D	2016-07-14 18:04:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000829796 Filed Document 0000829796-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 18:04:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Line Health, Inc. See All Filings	D	2016-07-14 17:59:13 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001672992 Filed Document 0001672992-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:59:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KALOBIOS PHARMACEUTICALS INC See All Filings	D	2016-07-14 17:52:06 UTC
Amount To Be Raised $12,150,000 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001140361-16-072488 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:52:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2016-07-14 17:48:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001431959 Filed Document 0001199835-16-000863 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:48:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CORA HEALTH SERVICES INC See All Filings	D	2016-07-14 17:41:20 UTC
Amount To Be Raised $21,750,000 Associated Brokers / Dealers N/A CIK Number 0001061818 Filed Document 0001061818-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:41:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Kuli Kuli, Inc. See All Filings	D	2016-07-14 17:39:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678509 Filed Document 0001678509-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-14 17:39:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACADIAN ALL COUNTRY WORLD EX US FUND See All Filings	D/A	2016-07-14 17:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408860 Filed Document 0001408860-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:23:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Managed Volatility Equity Fund, LLC See All Filings	D/A	2016-07-14 17:19:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001592916 Filed Document 0001592916-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:19:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyandotte Partners, L.P. See All Filings	D/A	2016-07-14 17:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001505448 Filed Document 0000919574-16-014175 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wolf Creek Partners, L.P. See All Filings	D/A	2016-07-14 17:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001143494 Filed Document 0000919574-16-014173 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Emerging Alternatives Fund, L.P. See All Filings	D/A	2016-07-14 17:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001624608 Filed Document 0000919574-16-014171 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
US Research Equity Extended Fund, L.P. See All Filings	D/A	2016-07-14 17:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001666361 Filed Document 0000919574-16-014169 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROW Currency Fund, LLC See All Filings	D/A	2016-07-14 17:11:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581006 Filed Document 0001581006-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:11:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFF III REIT, LLC See All Filings	D	2016-07-14 17:10:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001679737 Filed Document 0001679737-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:10:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ostendo Technologies, Inc. See All Filings	D	2016-07-14 17:09:21 UTC
Amount To Be Raised $62,823,993 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:09:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Partners, L.P. See All Filings	D/A	2016-07-14 17:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001523154 Filed Document 0000919574-16-014167 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:09:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Terrebonne Partners, L.P. See All Filings	D/A	2016-07-14 17:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001276265 Filed Document 0000919574-16-014165 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Temas Partners, L.P. See All Filings	D/A	2016-07-14 17:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001607819 Filed Document 0000919574-16-014163 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Federal Way Partners US Feeder Fund L.P. See All Filings	D	2016-07-14 17:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677121 Filed Document 0000902664-16-007606 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:03:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Spindrift Partners, L.P. See All Filings	D/A	2016-07-14 17:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000941767 Filed Document 0000919574-16-014161 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM International Small Cap Fund, LLC See All Filings	D/A	2016-07-14 17:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578565 Filed Document 0000943663-16-000414 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Washington Towers EB-5, LP See All Filings	D/A	2016-07-14 17:01:53 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers N/A CIK Number 0001614121 Filed Document 0001614121-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:01:53 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Salthill Partners, L.P. See All Filings	D/A	2016-07-14 16:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001163425 Filed Document 0000919574-16-014159 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:59:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 7 See All Filings	D/A	2016-07-14 16:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Creative Financial Concepts, LLC CIK Number 0001259352 Filed Document 0001259352-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:59:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quissett Partners, L.P. See All Filings	D/A	2016-07-14 16:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001031960 Filed Document 0000919574-16-014157 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Placer Creek Partners, L.P. See All Filings	D/A	2016-07-14 16:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001283365 Filed Document 0000919574-16-014155 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Partners, L.P. See All Filings	D/A	2016-07-14 16:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001539292 Filed Document 0000919574-16-014153 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:53:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Investors (Cayman), Ltd. See All Filings	D/A	2016-07-14 16:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001566700 Filed Document 0000919574-16-014151 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 38 See All Filings	D/A	2016-07-14 16:52:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Creative Financial Concepts, LLC CIK Number 0001260017 Filed Document 0001260017-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North River Partners, L.P. See All Filings	D/A	2016-07-14 16:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001006871 Filed Document 0000919574-16-014149 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:51:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Emerging Markets Investors Co See All Filings	D/A	2016-07-14 16:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001294923 Filed Document 0001294923-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirykos Partners, L.P. See All Filings	D/A	2016-07-14 16:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001425545 Filed Document 0000919574-16-014147 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:49:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Reedeux Media, Inc. See All Filings	D	2016-07-14 16:48:51 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659261 Filed Document 0001052918-16-001165 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:48:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reedeux Media, Inc. See All Filings	D	2016-07-14 16:48:48 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659261 Filed Document 0001052918-16-001164 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:48:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
J. Caird Partners, L.P. See All Filings	D/A	2016-07-14 16:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001143526 Filed Document 0000919574-16-014145 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity