Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Industry Ventures Direct, L.P. See All Filings	D/A	2016-07-15 14:28:09 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001676385 Filed Document 0001676385-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Short Term Trading Ltd See All Filings	D	2016-07-15 14:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001679819 Filed Document 0001679819-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freestone Manufactured Housing Communities LP See All Filings	D	2016-07-15 14:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679816 Filed Document 0001679816-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candidate.Guru, Inc. See All Filings	D	2016-07-15 14:19:04 UTC
Amount To Be Raised $953,614 Associated Brokers / Dealers N/A CIK Number 0001679818 Filed Document 0001679818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:19:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Iagnosis, Inc. See All Filings	D	2016-07-15 14:17:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001543039 Filed Document 0001543039-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:17:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Betaworks Ventures 1.0, LP See All Filings	D	2016-07-15 14:15:35 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001678175 Filed Document 0001678175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:15:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayJoy, Inc. See All Filings	D	2016-07-15 14:15:31 UTC
Amount To Be Raised $10,526,111 Associated Brokers / Dealers N/A CIK Number 0001655009 Filed Document 0001655009-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:15:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WEALTHHUB SOLUTIONS, LLC See All Filings	D/A	2016-07-15 14:14:10 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001654916 Filed Document 0001654916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:14:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Industry Ventures Partnership Holdings IV, L.P. See All Filings	D/A	2016-07-15 14:14:01 UTC
Amount To Be Raised $205,480,000 Associated Brokers / Dealers N/A CIK Number 0001638852 Filed Document 0001638852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners Cayman Mezzanine Income Fund L.P. See All Filings	D/A	2016-07-15 14:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647960 Filed Document 0001647960-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:12:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners Mezzanine Income Fund L.P. See All Filings	D/A	2016-07-15 14:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647953 Filed Document 0001647953-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Front Street Properties, LLC See All Filings	D	2016-07-15 14:06:13 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001679700 Filed Document 0001679700-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 14:06:13 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
ALPHABET ENERGY, INC. See All Filings	D	2016-07-15 14:04:32 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers N/A CIK Number 0001476250 Filed Document 0001476250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:04:32 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FBFC Custodial Account, LLC See All Filings	D	2016-07-15 14:00:23 UTC
Amount To Be Raised $25,080,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001679311 Filed Document 0001679311-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:00:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
LSV Special Opportunities Fund V, L.P. See All Filings	D/A	2016-07-15 13:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC, Castle Hills Capital Partners, Inc., and Blue Sand Securities LLC CIK Number 0001659131 Filed Document 0001659131-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D	2016-07-15 13:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-16-000512 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:52:51 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Uptown Loma Linda Auto Spa, LLC See All Filings	D	2016-07-15 13:51:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679221 Filed Document 0001679221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:51:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FIAM Global Low Volatility Equity Fund, L.P. See All Filings	D	2016-07-15 13:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001679614 Filed Document 0001679614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:43:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHT MIDSPAN, L.P. See All Filings	D	2016-07-15 13:38:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001141568 Filed Document 0001141568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:38:51 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Helocyte, Inc. See All Filings	D	2016-07-15 13:36:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001679808 Filed Document 0001679808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:36:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
YOBI CAPITAL FUND CORPORATION See All Filings	1-A/A	2016-07-15 13:33:30 UTC
Amount To Be Raised $35,010,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-012685 Accepted Date 2016-07-15 13:33:30 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Discovery Equity Partners Ltd. See All Filings	D/A	2016-07-15 13:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497112 Filed Document 0001613108-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:28:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prenexus Health, LLC See All Filings	D	2016-07-15 13:22:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001641628 Filed Document 0001140361-16-072560 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:22:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sequentia Corp See All Filings	D	2016-07-15 13:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678822 Filed Document 0001678822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:20:30 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2016-07-15 13:10:00 UTC
Amount To Be Raised $30,000,008 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001209191-16-132858 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:10:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Global Concentrated Unconstrained Fund, L.P. See All Filings	D	2016-07-15 13:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001679615 Filed Document 0001679615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global SME Growth Fund LP See All Filings	D	2016-07-15 13:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679462 Filed Document 0001315863-16-001624 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:05:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Airdog, Inc. See All Filings	D	2016-07-15 13:02:46 UTC
Amount To Be Raised $4,647,555 Associated Brokers / Dealers N/A CIK Number 0001649457 Filed Document 0001649457-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:02:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Old Peak Asia Fund Ltd. See All Filings	D/A	2016-07-15 13:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678928 Filed Document 0001678928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBH Global Discovery Fund, Ltd. See All Filings	D/A	2016-07-15 12:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072103 Filed Document 0001072103-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:57:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naturaliste Fund LP See All Filings	D	2016-07-15 12:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620930 Filed Document 0001620930-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:54:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE U.S. Property Fund L.P. See All Filings	D/A	2016-07-15 12:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRION ENERGY SOLUTIONS CORP. See All Filings	D	2016-07-15 12:50:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001602563 Filed Document 0001602563-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:50:50 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OMEGA OVERSEAS PARTNERS, LTD. See All Filings	D/A	2016-07-15 12:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030696 Filed Document 0000945621-16-000675 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN CORE REALTY FUND, L.P. See All Filings	D/A	2016-07-15 12:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KIM NELSON, MICHAEL S. BARNES, PATRICIA WINANS, and PETER HAPGOOD CIK Number 0001270500 Filed Document 0001270500-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York European Strategic Investors Holdings Fund, L.P. See All Filings	D/A	2016-07-15 12:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613304 Filed Document 0001144204-16-113095 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York European Strategic Investors Fund Ltd See All Filings	D/A	2016-07-15 12:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613303 Filed Document 0001144204-16-113094 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:43:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Meadow Fund See All Filings	D/A	2016-07-15 12:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613108 Filed Document 0001613108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMEGA EQUITY INVESTORS, L.P. See All Filings	D/A	2016-07-15 12:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136092 Filed Document 0000945621-16-000674 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harrington Reinsurance Holdings Ltd See All Filings	D	2016-07-15 12:31:39 UTC
Amount To Be Raised $552,118,260 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, CAIS Capital LLC, Blackstone Advisory Partners L.P., Stephens Inc., HighTower Securities, LLC, USCA Securities LLC, and William Blair & Company, L.L.C. CIK Number 0001679233 Filed Document 0001679233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:31:39 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BRV Aster Fund II, L.P. See All Filings	D	2016-07-15 12:28:22 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001679247 Filed Document 0001679247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MV Liquidity Fund XXXVII LLC See All Filings	D/A	2016-07-15 12:25:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001674129 Filed Document 0001674129-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OMEGA CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-07-15 12:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014927 Filed Document 0000945621-16-000673 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignPath Pharma, Inc. See All Filings	D	2016-07-15 12:15:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001455694 Filed Document 0001493152-16-011567 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:15:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OMEGA CAPITAL INVESTORS, L. P. See All Filings	D/A	2016-07-15 12:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067694 Filed Document 0000945621-16-000672 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 TukTuks, L.P. See All Filings	D/A	2016-07-15 12:15:12 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001638439 Filed Document 0001638439-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-15 12:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Manikay Onshore Fund, LP See All Filings	D/A	2016-07-15 12:10:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER, J.P. MORGAN SECURITIES LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001443464 Filed Document 0000919574-16-014187 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:10:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neurovance, Inc. See All Filings	D/A	2016-07-15 12:09:06 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001544176 Filed Document 0000908662-16-000576 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:09:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Bo Li Standard Equity Partners, LP See All Filings	D/A	2016-07-15 12:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609488 Filed Document 0001609488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spindletop Healthcare Growth Capital II, L.P. See All Filings	D	2016-07-15 12:06:48 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers HARKEN CAPITAL SECURITIES CIK Number 0001679713 Filed Document 0001679713-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:06:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity