Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Special Opportunities Fund V (Cayman), L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Jefferies & Company, Inc., London Management Group LLP, Dynasty Wealth Management Inc., PPS Securities, LLC, and NewMarket Capital Advisors CIK Number 0001572270 Filed Document 0000950142-14-000802 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK CAPITAL MARKETS OPPORTUNITIES FUND, LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596019 Filed Document 0001596019-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frankel Yacht Club, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001603764 Filed Document 0001603764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vaztec, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001604593 Filed Document 0001604593-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Tomboy Exchange, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579674 Filed Document 0001579674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171963 Filed Document 0001603977-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REACH Call, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001500088 Filed Document 0001500088-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Little Pim Corp See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $800,026 Associated Brokers / Dealers N/A CIK Number 0001558335 Filed Document 0001558335-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Value & Opportunity Fund Ltd See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001430743 Filed Document 0000902664-14-002023 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Credit Opportunity Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459533 Filed Document 0001603977-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNICO #3 (HULL-2) JOINT VENTURE See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $547,250 Associated Brokers / Dealers N/A CIK Number 0001603960 Filed Document 0001566114-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AMP Capital Infrastructure Debt Fund II (USD), LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities LLC CIK Number 0001603942 Filed Document 0001144204-14-020157 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Multi-Asset Volatility Offshore Fund II Ltd. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001567357 Filed Document 0001603977-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001603977-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warwick Cash Management Fund L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603316 Filed Document 0000945621-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcus Capital Partners Fund IIA, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001603406 Filed Document 0001603406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UNICO #1 (EW) JOINT VENTURE See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $398,000 Associated Brokers / Dealers N/A CIK Number 0001603965 Filed Document 0001566114-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PIMCO TRENDS - 1 FUND LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001454082 Filed Document 0001603977-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silicium Energy, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001532685 Filed Document 0001532685-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skylar Energy LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603791 Filed Document 0000902664-14-002009 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Settlement Services Claim Purchase Fund II L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001595684 Filed Document 0001181431-14-015499 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BioPharma d'Azur, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,020,250 Associated Brokers / Dealers N/A CIK Number 0001604191 Filed Document 0001144204-14-020145 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ivWatch LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001511754 Filed Document 0001511754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SynerGene Therapeutics, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001091006 Filed Document 0001091006-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PxRadia See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001604664 Filed Document 0001079974-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WHI, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001523303 Filed Document 0001140361-14-015275 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Absolute Return Strategy II Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001603977-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuber, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586820 Filed Document 0001586820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Stepsaway, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001575122 Filed Document 0001140361-14-015939 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intuity Medical, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,362,772 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Loan Interests & Credit Offshore Fund Ltd. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001555573 Filed Document 0001603977-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Global Credit Opportunity Employee Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571718 Filed Document 0001603977-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001426150 Filed Document 0001603977-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY III OFFSHORE FUND LTD See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001603977-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pigeonly, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,046,293 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund V, L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Jefferies & Company, Inc., London Management Group LLP, Dynasty Wealth Management Inc., PPS Securities, LLC, and NewMarket Capital Advisors CIK Number 0001572269 Filed Document 0000950142-14-000801 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ribbon Labs, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556823 Filed Document 0001556823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Vaztec Engine Venture, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001604589 Filed Document 0001604593-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Madison International Real Estate Liquidity Fund V, LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $825,000,000 Associated Brokers / Dealers n/a CIK Number 0001566098 Filed Document 0001566098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Total Return Fund See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001603977-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT LAKES POWER LTD See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $64,000,000 Associated Brokers / Dealers N/A CIK Number 0001432416 Filed Document 0001144204-14-020322 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Marcus Capital Partners Fund II, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001603404 Filed Document 0001603404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Warwick European Distressed & Special Situations Credit Fund L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603313 Filed Document 0000945621-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
opvizor Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001604455 Filed Document 0001604455-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Buttonwood Alpha QP Fund LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001603879 Filed Document 0001603879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Convoy Funds, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K10 Holdings, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001604451 Filed Document 0000950138-14-000359 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA/ASV Park Ridge Preferred Equity, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001603781 Filed Document 0001603781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Engraving Masters, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001416697 Filed Document 0001004878-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Deerfield Private Design Fund III, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001603333 Filed Document 0001603333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund