Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
B4CC, Inc. See All Filings	D/A	2016-12-13 16:26:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660721 Filed Document 0001660721-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:26:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NEUROPRO THERAPEUTICS, INC. See All Filings	D/A	2016-12-13 16:23:52 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001681407 Filed Document 0001681407-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:23:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Global Dynamic Asset Allocation Fund LLC See All Filings	D/A	2016-12-13 16:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001627506 Filed Document 0001627506-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:17:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEAVER CREEK PROSPECT See All Filings	D	2016-12-13 16:16:14 UTC
Amount To Be Raised $577,500 Associated Brokers / Dealers N/A CIK Number 0001692222 Filed Document 0001692222-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 16:16:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Other
SecureSet Fund I, LLC See All Filings	D	2016-12-13 16:07:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692141 Filed Document 0001692141-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:07:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREP INITIATIVES, LLC See All Filings	D	2016-12-13 16:06:11 UTC
Amount To Be Raised $363,457 Associated Brokers / Dealers N/A CIK Number 0001692125 Filed Document 0001692125-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 16:06:11 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Disruptive Innovation Fund, L.P. See All Filings	D/A	2016-12-13 16:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620257 Filed Document 0001620257-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSL Completions Co-Invest-A, LLC See All Filings	D	2016-12-13 16:01:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691403 Filed Document 0001691403-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG ROL Investors LLC See All Filings	D/A	2016-12-13 15:58:56 UTC
Amount To Be Raised $11,235,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001684134 Filed Document 0001684134-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:58:56 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EMBER TECHNOLOGIES, INC. See All Filings	D/A	2016-12-13 15:51:36 UTC
Amount To Be Raised $5,968,850 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001636781-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:51:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Inc. See All Filings	D/A	2016-12-13 15:36:50 UTC
Amount To Be Raised $14,167,319 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:36:50 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Motion Intelligence Inc. See All Filings	D	2016-12-13 15:34:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651239 Filed Document 0001651239-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:34:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
INNOVATION SPECIALISTS LLC See All Filings	D	2016-12-13 15:31:21 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001515814 Filed Document 0001515814-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:31:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Austin Eastciders Holdings, Inc. See All Filings	D	2016-12-13 15:27:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666990 Filed Document 0001666990-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:27:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INNOVATION SPECIALISTS LLC See All Filings	D	2016-12-13 15:22:18 UTC
Amount To Be Raised $1,665,000 Associated Brokers / Dealers N/A CIK Number 0001515814 Filed Document 0001515814-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 15:22:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DermTech, Inc. See All Filings	D/A	2016-12-13 15:20:13 UTC
Amount To Be Raised $15,512,000 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001518913 Filed Document 0001518913-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:20:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ManeGain, Inc. See All Filings	1-A/A	2016-12-13 15:16:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603860 Filed Document 0001193125-16-791732 Accepted Date 2016-12-13 15:16:10 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
WeatherBell Analytics LLC See All Filings	D	2016-12-13 15:08:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001514711 Filed Document 0001514711-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:08:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Westgate Delaware Basin Royalty Partners, LP See All Filings	D	2016-12-13 15:04:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691642 Filed Document 0001315863-16-001970 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Nano, Inc. See All Filings	D/A	2016-12-13 14:53:59 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:53:59 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Inkling Systems, Inc. See All Filings	D	2016-12-13 14:50:17 UTC
Amount To Be Raised $25,000,001 Associated Brokers / Dealers N/A CIK Number 0001493667 Filed Document 0000950103-16-018657 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:50:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bell Core Investor, LLC See All Filings	D	2016-12-13 14:47:57 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001691693 Filed Document 0001691693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:47:57 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Self-Storage Portfolio II DST See All Filings	D/A	2016-12-13 14:45:58 UTC
Amount To Be Raised $21,384,982 Associated Brokers / Dealers Lois A. Leynse, David B. Levinson, Eric S. Scaff, Robert S. Smith, David A. Schlein, Nathaniel M. Kuhn, and Scott P. Inabnet CIK Number 0001691225 Filed Document 0001691225-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:45:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Northstar Enterprise Opportunity Fund I, LP See All Filings	D	2016-12-13 14:43:58 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001692155 Filed Document 0001692155-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:43:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hurricanes Holdings, L.L.C. See All Filings	D	2016-12-13 14:38:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001537373 Filed Document 0001537373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:38:25 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D	2016-12-13 14:37:56 UTC
Amount To Be Raised $80,001 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:37:56 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Casoro Capital Real Estate Fund I, LP See All Filings	D/A	2016-12-13 14:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640605 Filed Document 0001640605-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-13 14:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REI Bakken Acquisition & Development Fund, L.P. See All Filings	D	2016-12-13 14:31:34 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Reef Securities, Inc. CIK Number 0001691754 Filed Document 0001691754-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 14:31:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Falcon Nano, Inc. See All Filings	D	2016-12-13 14:23:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:23:39 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Cloverlay APM I L.P. See All Filings	D	2016-12-13 14:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692076 Filed Document 0001692076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:23:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2016-12-13 14:18:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:18:48 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HearGlass, Inc. See All Filings	D	2016-12-13 14:10:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690264 Filed Document 0001690264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:10:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATHENA LABS INC. See All Filings	D	2016-12-13 14:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692183 Filed Document 0001692183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:08:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
RIVI Opportunity Fund, L.P. See All Filings	D	2016-12-13 14:06:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001692012 Filed Document 0001692012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:06:45 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pathway Private Equity Fund V-E, LP See All Filings	D	2016-12-13 14:04:25 UTC
Amount To Be Raised $853,500,000 Associated Brokers / Dealers N/A CIK Number 0001691976 Filed Document 0001691976-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:04:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Frozen Nutrition, Inc. See All Filings	D	2016-12-13 13:56:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001562856 Filed Document 0001562856-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:56:31 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Assets - III, LLC See All Filings	D	2016-12-13 13:50:18 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001691970 Filed Document 0001691970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:50:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Colchis P2P Income Fund, L.P. See All Filings	D/A	2016-12-13 13:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Mann Mann Jensen Partners LP, and Riviere Securities, Ltd. CIK Number 0001546033 Filed Document 0000935836-16-001219 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR Private Investment Fund - Series I, LP See All Filings	D	2016-12-13 13:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690063 Filed Document 0001013594-16-001345 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:40:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Microbot Medical Inc. See All Filings	D	2016-12-13 13:38:46 UTC
Amount To Be Raised $397,000,000 Associated Brokers / Dealers N/A CIK Number 0000883975 Filed Document 0001140361-16-089489 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:38:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wilkes Investments North, LLC See All Filings	D	2016-12-13 13:34:21 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001691972 Filed Document 0001691972-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:34:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR Real Assets Fund IV, LP See All Filings	D	2016-12-13 13:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690028 Filed Document 0001013594-16-001344 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rizio, Inc. See All Filings	D	2016-12-13 13:31:39 UTC
Amount To Be Raised $4,517,000 Associated Brokers / Dealers N/A CIK Number 0001691914 Filed Document 0001691914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:31:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D/A	2016-12-13 13:12:59 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:12:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TyIsa, LLC See All Filings	D	2016-12-13 13:07:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001683677 Filed Document 0001683677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:07:37 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aden & Anais Holdings, Inc. See All Filings	D	2016-12-13 13:06:44 UTC
Amount To Be Raised $41,254,035 Associated Brokers / Dealers N/A CIK Number 0001596033 Filed Document 0001596033-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:06:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio I DST See All Filings	D/A	2016-12-13 12:51:46 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, James M. Gambaccini, Richard J. Zaegal, Eric A, Bicknese, Michael S. Cullen, Robert C. Straton, Thomas J. Ealy, Jeffrey B. Baker, Donovan C. Cheek, Kenneth H. Williams, Daryl C. Debol, Grant A. Knox, Jeanne E. Morelli, Jeanne Y. Duce, John H. Scully, Enoch Chung, Jan I. Zenner, Joseph G. Michaletz, Kent A. Cooper, Clifton M. Yasutomi, Marilyn A. Schmitt, James E. Fereday, Neel J. Keiser, Ryan P. Sullivan, Mark R. Swartz, Arnold T. Beck Jr., Edward P. Deicke, Nathaniel M. Kuhn, Stanley B. Secor, Peter Maniscalco, Spencer L. Weston, Joseph J. Reynolds, Mark L. Lopez, Robert A. Horning, Adam J. Bryan, Robert H. Chapman, Jeffery S. Powell, Corbin S. Thomas, Michael C. Eldredge, Cara M. Miller, Roger W. Vanpelt, Gary E. Conley, Spencer L. Weston, Scott P. Inabnet, Davin J. Carey, William S. Sheehan, Joseph E. Budd, Jeffrey W. Gustafson, and Duncan Eng CIK Number 0001685331 Filed Document 0001685331-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:51:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JMC Platform Fund II-A, L.P. See All Filings	D	2016-12-13 12:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690290 Filed Document 0001690214-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENVIRONMENTAL DATA SYSTEMS LLC See All Filings	D	2016-12-13 12:47:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001634567 Filed Document 0001634567-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:47:39 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JMC Platform Fund II-B, L.P. See All Filings	D	2016-12-13 12:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690214 Filed Document 0001690214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:39:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund