Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Catalyst Health Ventures Follow-On Fund, L.P. See All Filings	D	2016-07-18 13:58:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001679742 Filed Document 0001679742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claremount V Associates, L.P. See All Filings	D	2016-07-18 13:47:25 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001678274 Filed Document 0001012975-16-001360 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mavin, Inc. See All Filings	D	2016-07-18 13:43:56 UTC
Amount To Be Raised $8,240,487 Associated Brokers / Dealers N/A CIK Number 0001677974 Filed Document 0001677974-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:43:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Capital Partners V, L.P. See All Filings	D	2016-07-18 13:43:22 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001678271 Filed Document 0001012975-16-001359 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:43:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VIVID HOLDINGS LLC See All Filings	D/A	2016-07-18 13:34:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers FUNDME SECURITIES LLC d/b/a CIRCLEUP CIK Number 0001604978 Filed Document 0001604978-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-18 13:34:40 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cantos Ventures I, L.P. See All Filings	D	2016-07-18 13:28:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679509 Filed Document 0001679509-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Angel Capital Inc. See All Filings	D	2016-07-18 13:22:05 UTC
Amount To Be Raised $539,868 Associated Brokers / Dealers N/A CIK Number 0001545870 Filed Document 0001545870-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:22:05 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
BREWDOG USA INC. See All Filings	1-A/A	2016-07-18 13:06:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers FundAmerica Securities LLC CIK Number 0001646269 Filed Document 0001646269-16-000018 Accepted Date 2016-07-18 13:06:14 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
Auda Capital SCS SICAV SIF VII US Portfolio See All Filings	D	2016-07-18 12:54:41 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001635009 Filed Document 0001635009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:54:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Quarters LP See All Filings	D/A	2016-07-18 12:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547874 Filed Document 0001547874-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brookfield Strategic Real Estate Partners II Cypress REIT LLC See All Filings	D	2016-07-18 12:37:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001679892 Filed Document 0001679891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:37:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Strategic Real Estate Partners II Hospitality REIT LLC See All Filings	D	2016-07-18 12:29:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001679891 Filed Document 0001679891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:29:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seaport NW Hosting, LLC See All Filings	D	2016-07-18 12:19:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001565746 Filed Document 0000899140-16-001524 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:19:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12th Street Manager LLC See All Filings	D	2016-07-18 12:14:52 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001679839 Filed Document 0001679839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:14:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arroyo Broad River Direct Investment I, L.P. See All Filings	D	2016-07-18 12:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679883 Filed Document 0001647960-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:11:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SURPRISE VILLAGE PARTNERS, LLC See All Filings	D/A	2016-07-18 11:59:40 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers See Item 15, below CIK Number 0001679667 Filed Document 0001679667-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:59:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
EWF Partners II LLC See All Filings	D/A	2016-07-18 11:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526730 Filed Document 0001526730-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:50:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LASHLEY RETAIL CENTER, LLC See All Filings	D/A	2016-07-18 11:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643520 Filed Document 0001643520-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:48:22 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Advance Trade Growth Fund LP See All Filings	D	2016-07-18 11:46:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679690 Filed Document 0001315863-16-001626 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:46:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
LMK Surgical Products See All Filings	D	2016-07-18 11:38:04 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001679869 Filed Document 0001679868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:38:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Oakley Capital Private Equity III-A L.P. See All Filings	D	2016-07-18 11:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671918 Filed Document 0001671918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ortho Kinematics, Inc. See All Filings	D/A	2016-07-18 11:27:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:27:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Rebel Surgical Products See All Filings	D	2016-07-18 11:27:05 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001679868 Filed Document 0001679868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:27:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SmarterHQ, Inc. See All Filings	D	2016-07-18 11:16:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001527696 Filed Document 0001140361-16-072652 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
All South Flooring, LLC See All Filings	D	2016-07-18 10:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677987 Filed Document 0001677987-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-18 10:58:28 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tekarra Capital Partners, LP See All Filings	D/A	2016-07-18 10:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645927 Filed Document 0001013594-16-001154 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swym Corp See All Filings	D	2016-07-18 10:33:28 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001679850 Filed Document 0001679850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:33:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Israel Infrastructure Fund III, L.P. See All Filings	D	2016-07-18 10:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679711 Filed Document 0001140361-16-072648 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:26:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Richmond Hill Capital Partners, LP See All Filings	D/A	2016-07-18 10:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501574 Filed Document 0001315863-16-001625 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:24:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alfrea Inc. See All Filings	D	2016-07-18 10:19:06 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679856 Filed Document 0001679856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:19:06 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Raveneur Master Fund Ltd See All Filings	D/A	2016-07-18 09:59:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613963 Filed Document 0001613963-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:59:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermont Evaporator Company, LLC See All Filings	D	2016-07-18 09:39:47 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001679758 Filed Document 0001679758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:39:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
A-Squared BAM Opportunity I, L.P. See All Filings	D/A	2016-07-18 09:36:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001642532 Filed Document 0001642532-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HGI KFB IV, LLC See All Filings	D	2016-07-18 09:33:24 UTC
Amount To Be Raised $5,655,393 Associated Brokers / Dealers N/A CIK Number 0001678961 Filed Document 0001678961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:33:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR DELTA Fund III, L.P. See All Filings	D/A	2016-07-18 09:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516013 Filed Document 0001516013-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBIS SPECIAL OPPORTUNITIES FUND, LP See All Filings	D/A	2016-07-18 09:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519939 Filed Document 0000919574-16-014207 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-07-18 08:51:29 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Joseph Todd Carpenter CIK Number 0001135856 Filed Document 0001135856-16-000611 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:51:29 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Polar Capital European Forager Fund Ltd See All Filings	D/A	2016-07-18 08:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417836 Filed Document 0000902664-16-007636 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Capital Alva Global Convertible Fund Ltd See All Filings	D/A	2016-07-18 08:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504043 Filed Document 0000902664-16-007635 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Capital European Conviction Fund Ltd See All Filings	D/A	2016-07-18 08:45:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360035 Filed Document 0000902664-16-007634 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:45:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RaceYa, Inc. See All Filings	C	2016-07-18 07:18:14 UTC
Financial Interest 2.0% of the same securities sold in the offering Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001647869 Filed Document 0001679372-16-000004 Accepted Date 2016-07-18 07:18:14 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State NEW YORK
Youngry, LLC See All Filings	C	2016-07-18 06:46:07 UTC
Financial Interest 2.0% of same securities Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001679372 Filed Document 0001679372-16-000002 Accepted Date 2016-07-18 06:46:07 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Guide Resource Services, Inc. See All Filings	D	2016-07-15 20:47:17 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001679362 Filed Document 0001679362-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 20:47:17 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Old Well Partners Fund, Ltd. See All Filings	D	2016-07-15 20:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679830 Filed Document 0001679618-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 20:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manifest Growth Fund I, L.P. See All Filings	D/A	2016-07-15 19:52:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001678519 Filed Document 0001678519-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-15 19:52:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Old Well Partners Fund, L.P. See All Filings	D	2016-07-15 19:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679618 Filed Document 0001679618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:50:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roambee Corp See All Filings	D	2016-07-15 19:44:02 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001666062 Filed Document 0001666062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:44:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fitz Gate Ventures, L.P. See All Filings	D	2016-07-15 19:33:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001679653 Filed Document 0001679653-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:33:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rehabbers Financial, Inc. See All Filings	D/A	2016-07-15 19:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOLECULARMD CORP. See All Filings	D	2016-07-15 19:15:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001542181 Filed Document 0001542181-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:15:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt