Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-12-19 15:28:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001691355-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANAGED FUTURES PREMIER ABINGDON L.P. See All Filings	D/A	2016-12-19 15:26:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001386164 Filed Document 0001386164-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:26:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MDREJUVENA, INC. See All Filings	D	2016-12-19 15:24:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623869 Filed Document 0001140361-16-090220 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:24:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Special Situations Fund I LLC See All Filings	D/A	2016-12-19 15:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565952 Filed Document 0001565952-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAC FUND IV LLC See All Filings	D	2016-12-19 15:16:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692618 Filed Document 0001692618-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-19 15:16:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
EVISIT, INC. See All Filings	D	2016-12-19 15:14:54 UTC
Amount To Be Raised $4,923,205 Associated Brokers / Dealers N/A CIK Number 0001629681 Filed Document 0001629681-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:14:54 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
2nd Skull, LLC See All Filings	D	2016-12-19 15:01:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Not Applicable CIK Number 0001641888 Filed Document 0001641888-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 15:01:34 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Batanga Inc See All Filings	D	2016-12-19 14:56:16 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001409089 Filed Document 0001409089-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:56:16 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures VI LLC, Series C-1 See All Filings	D/A	2016-12-19 14:52:59 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001691355 Filed Document 0001691355-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK11 LLC See All Filings	D	2016-12-19 14:51:36 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001692531 Filed Document 0001692531-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-19 14:51:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ECOFIN VISTA LONG/SHORT FUND, L.P. See All Filings	D/A	2016-12-19 14:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564876 Filed Document 0000902664-16-009149 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
7700 Clayton, LLC See All Filings	D	2016-12-19 14:42:56 UTC
Amount To Be Raised $1,391,250 Associated Brokers / Dealers N/A CIK Number 0001692636 Filed Document 0001144204-16-140205 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:42:56 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D/A	2016-12-19 14:41:48 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Cambridge Investment Research, Inc. CIK Number 0001687017 Filed Document 0001687017-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:41:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRC Partners IV LP See All Filings	D	2016-12-19 14:39:33 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001692613 Filed Document 0001620637-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-19 14:39:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Batanga Inc See All Filings	D	2016-12-19 14:39:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001409089 Filed Document 0001409089-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:39:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SR29 West Descanso Avenue, LLC See All Filings	D	2016-12-19 14:38:13 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001675722 Filed Document 0001675722-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-12-19 14:38:13 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VALIANT CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2016-12-19 14:36:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444130 Filed Document 0000935836-16-001232 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:36:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenzing Private Equity I LP See All Filings	D	2016-12-19 14:32:07 UTC
Amount To Be Raised $247,760,000 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001691685 Filed Document 0001691685-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:32:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures V LLC, Series B-1 See All Filings	D/A	2016-12-19 14:31:07 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001680231 Filed Document 0001680231-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDS Nashville, LLC See All Filings	D	2016-12-19 14:27:34 UTC
Amount To Be Raised $901,401 Associated Brokers / Dealers N/A CIK Number 0001692696 Filed Document 0001683168-16-000982 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:27:34 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Copperstone Debt Partners, LP See All Filings	D/A	2016-12-19 14:24:44 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001620637 Filed Document 0001620637-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-19 14:24:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ceterix Orthopaedics, Inc. See All Filings	D	2016-12-19 14:24:24 UTC
Amount To Be Raised $28,056,250 Associated Brokers / Dealers Leerink Partners, LLC CIK Number 0001565435 Filed Document 0001565435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:24:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Unity Henry 92 Investors, LLC See All Filings	D	2016-12-19 14:23:18 UTC
Amount To Be Raised $2,277,618 Associated Brokers / Dealers N/A CIK Number 0001692421 Filed Document 0001692421-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:23:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners VI, L.P. See All Filings	D	2016-12-19 14:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692128 Filed Document 0001692128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:13:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXAGEN DIAGNOSTICS INC See All Filings	D	2016-12-19 14:09:20 UTC
Amount To Be Raised $995,889 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001140361-16-090192 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:09:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BATON ROUGE UROLOGICAL SERVICES, LLC See All Filings	D	2016-12-19 14:07:27 UTC
Amount To Be Raised $1,785,500 Associated Brokers / Dealers N/A CIK Number 0001360984 Filed Document 0001101582-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:07:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KIDNEY STONE ASSOCIATES, LLC See All Filings	D	2016-12-19 14:04:15 UTC
Amount To Be Raised $446,500 Associated Brokers / Dealers N/A CIK Number 0001144568 Filed Document 0001101582-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:04:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Opportunistic Real Estate Fund H 2016-1, LLC See All Filings	D	2016-12-19 14:02:36 UTC
Amount To Be Raised $9,596,000 Associated Brokers / Dealers N/A CIK Number 0001692617 Filed Document 0001015325-16-000085 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ATLANTIC LITHOTRIPSY, LLC See All Filings	D	2016-12-19 14:01:48 UTC
Amount To Be Raised $627,000 Associated Brokers / Dealers N/A CIK Number 0001101582 Filed Document 0001101582-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 14:01:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Topaz Villas LP See All Filings	D	2016-12-19 13:59:23 UTC
Amount To Be Raised $3,562,171 Associated Brokers / Dealers N/A CIK Number 0001692637 Filed Document 0001692637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 13:59:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MP Logistics Development REIT See All Filings	D	2016-12-19 13:53:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001692298 Filed Document 0001692298-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 13:53:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Atlas Fund, LP See All Filings	D/A	2016-12-19 13:39:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584764 Filed Document 0001584764-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-19 13:39:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy VII DST See All Filings	D/A	2016-12-19 13:34:07 UTC
Amount To Be Raised $9,208,662 Associated Brokers / Dealers Michael A. Bendix, Nathaniel M. Kuhn, Eric S. Scaff, Randy A. Barmache, Dwight K. Kay, and Scott D. Offerman CIK Number 0001690266 Filed Document 0001690266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 13:34:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SSG Capital Partners IV, L.P. See All Filings	D	2016-12-19 13:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001692662 Filed Document 0001692662-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 13:27:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SSG Secured Lending Opportunities II, L.P. See All Filings	D	2016-12-19 13:26:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001692196 Filed Document 0001692662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 13:26:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Omicron Vega Fund, LP See All Filings	D	2016-12-19 13:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692469 Filed Document 0001692469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 13:05:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Futurism, LLC See All Filings	D	2016-12-19 12:54:10 UTC
Amount To Be Raised $6,000,652 Associated Brokers / Dealers N/A CIK Number 0001692611 Filed Document 0001692611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 12:54:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXV, LP See All Filings	D/A	2016-12-19 12:44:45 UTC
Amount To Be Raised $3,193,655,182 Associated Brokers / Dealers N/A CIK Number 0001601610 Filed Document 0001601610-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-19 12:44:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Site Diagnostics II) L.P. See All Filings	D	2016-12-19 12:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609265 Filed Document 0001465818-16-000145 Exclusions or Exemptions 506c Accepted Date 2016-12-19 12:24:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wheeler REIT, L.P. See All Filings	D	2016-12-19 12:24:13 UTC
Amount To Be Raised $52,760,226 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-19 12:24:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Casa Bosque, LLC See All Filings	D	2016-12-19 12:22:51 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001687014 Filed Document 0001687014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 12:22:51 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rose Grove Offshore Fund I, Ltd. See All Filings	D/A	2016-12-19 12:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001452905 Filed Document 0001452905-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 12:16:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quartz Prospect Joint Venture See All Filings	D	2016-12-19 12:16:01 UTC
Amount To Be Raised $1,522,600 Associated Brokers / Dealers N/A CIK Number 0001692688 Filed Document 0001692688-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 12:16:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
OurCrowd (Investment in EdenShield) L.P. See All Filings	D	2016-12-19 12:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629484 Filed Document 0001465818-16-000144 Exclusions or Exemptions 506c Accepted Date 2016-12-19 12:13:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ECOFIN VISTA LONG/SHORT FUND LTD See All Filings	D/A	2016-12-19 12:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565003 Filed Document 0000902664-16-009146 Exclusions or Exemptions 506b Accepted Date 2016-12-19 12:11:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offline Media, Inc. See All Filings	D/A	2016-12-19 11:59:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588427 Filed Document 0001588427-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-19 11:59:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Medicenna Therapeutics Inc. See All Filings	D/A	2016-12-19 11:53:54 UTC
Amount To Be Raised $741,809 Associated Brokers / Dealers N/A CIK Number 0001672726 Filed Document 0001672726-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 11:53:54 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Goodwell Technologies Inc See All Filings	D/A	2016-12-19 11:51:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001298258 Filed Document 0001298258-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 11:51:55 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cairn Global Funds plc See All Filings	D/A	2016-12-19 11:48:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508138 Filed Document 0000902664-16-009145 Exclusions or Exemptions 506b Accepted Date 2016-12-19 11:48:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS GOLD FUND LP See All Filings	D/A	2016-12-19 11:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. and Capital Management Partners, Inc. CIK Number 0001224907 Filed Document 0001224907-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-19 11:47:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund