Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PowerVision, Inc. See All Filings	D/A	2016-07-26 13:43:14 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001313156 Filed Document 0001313156-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:43:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quip, Inc. See All Filings	D/A	2016-07-26 13:40:48 UTC
Amount To Be Raised $30,999,936 Associated Brokers / Dealers N/A CIK Number 0001655410 Filed Document 0001655410-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:40:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S&R Real Estate Fund III, LP See All Filings	D/A	2016-07-26 13:37:27 UTC
Amount To Be Raised $20,200,000 Associated Brokers / Dealers N/A CIK Number 0001658033 Filed Document 0001658033-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S&R Real Estate Fund VI, LP See All Filings	D/A	2016-07-26 13:34:57 UTC
Amount To Be Raised $20,200,000 Associated Brokers / Dealers N/A CIK Number 0001666357 Filed Document 0001666357-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:34:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arbit, Inc. See All Filings	D	2016-07-26 13:31:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001680729 Filed Document 0001680729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:31:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Patron Capital, V L.P. See All Filings	D/A	2016-07-26 13:25:28 UTC
Amount To Be Raised $385,753,808 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001645584 Filed Document 0001645584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-26 13:22:27 UTC
Amount To Be Raised $444,440 Associated Brokers / Dealers Eddie B Allen SR and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000617 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:22:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Galena Biopharma, Inc. See All Filings	D	2016-07-26 13:16:17 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001390478 Filed Document 0000950166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:16:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
REVA Charlotte Corporate Center, DST See All Filings	D	2016-07-26 13:12:51 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Chay Lapin, Dwight Kay, and Jason Salmon CIK Number 0001680738 Filed Document 0001680738-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-26 13:12:51 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
North Peak Capital Partners, LP See All Filings	D/A	2016-07-26 13:10:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649083 Filed Document 0001649083-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2016-07-26 13:05:32 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:05:32 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
295 BR HOLDCO DST See All Filings	D/A	2016-07-26 13:02:32 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Clearview Trading Advisors, Inc., Lighthouse Capital Group LLC, and Colorado Financial CIK Number 0001666281 Filed Document 0000932440-16-000433 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:02:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Finisterre Credit Partners, LP See All Filings	D/A	2016-07-26 13:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455999 Filed Document 0000919574-16-014322 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:02:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Equity
Doshi Gama Fund, LP See All Filings	D/A	2016-07-26 13:00:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578628 Filed Document 0001578628-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 13:00:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINISTERRE GLOBAL OPPORTUNITY PARTNERS, LP See All Filings	D/A	2016-07-26 12:54:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456000 Filed Document 0000919574-16-014320 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:54:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Equity
FOUNTAINVEST CHINA CAPITAL PARTNERS FUND III, L.P. See All Filings	D	2016-07-26 12:27:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001680218 Filed Document 0001680218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:27:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Debt Strategies Fund II International LP See All Filings	D	2016-07-26 12:25:41 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001680650 Filed Document 0001477932-16-011533 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:25:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUNEXUS SOLUTIONS INC See All Filings	D/A	2016-07-26 12:22:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439787 Filed Document 0001439787-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:22:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Standard Life Investments Global Focused Strategies Offshore Feeder Fund Ltd. See All Filings	D	2016-07-26 12:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001679627 Filed Document 0001679627-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:17:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Maritime Security Associates Inc. See All Filings	D	2016-07-26 12:11:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671797 Filed Document 0001671797-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:11:32 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Central Logic, Inc. See All Filings	D	2016-07-26 11:57:37 UTC
Amount To Be Raised $11,672,923 Associated Brokers / Dealers N/A CIK Number 0001558280 Filed Document 0001558280-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:57:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Top Advisory Group Hockey Holdings LLC See All Filings	D	2016-07-26 11:38:24 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001680669 Filed Document 0001144204-16-114406 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:38:24 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SI Escondido SS Investor, LP See All Filings	D	2016-07-26 11:36:26 UTC
Amount To Be Raised $3,483,020 Associated Brokers / Dealers N/A CIK Number 0001680607 Filed Document 0001680607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:36:26 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Travis Hospitality LLC See All Filings	D	2016-07-26 11:19:13 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001680732 Filed Document 0001680732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:19:13 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Optoro, Inc. See All Filings	D	2016-07-26 11:12:50 UTC
Amount To Be Raised $3,284,400 Associated Brokers / Dealers N/A CIK Number 0001506618 Filed Document 0001506618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:12:50 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Philip Hall See All Filings	D	2016-07-26 11:01:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001680273 Filed Document 0001680273-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-26 11:01:42 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Pictet Emerging Local Currency Debt Fund LLC See All Filings	D	2016-07-26 10:50:38 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001615427 Filed Document 0001615427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:50:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Gondor Partners, Ltd. See All Filings	D/A	2016-07-26 10:46:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649431 Filed Document 0001649431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:46:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Alternative Investments, Corp See All Filings	D/A	2016-07-26 10:43:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608419 Filed Document 0001608419-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:43:26 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
NAM Special Situations Fund I, LLC See All Filings	D/A	2016-07-26 10:42:38 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001665289 Filed Document 0001665289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:42:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doxly, Inc. See All Filings	D	2016-07-26 10:42:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001680620 Filed Document 0001680620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:42:33 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
AdvantaMeds Solutions USA Fund I, Inc. See All Filings	1-A POS	2016-07-26 10:39:04 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001657737 Filed Document 0001657737-16-000010 Accepted Date 2016-07-26 10:39:04 UTC Type of Offering 1-A POS Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
StemoniX, Inc. See All Filings	D	2016-07-26 10:37:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001663434 Filed Document 0001663434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:37:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Pictet International Equity Fund LLC See All Filings	D	2016-07-26 10:31:05 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers n/a CIK Number 0001615425 Filed Document 0001615425-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:31:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Wyvern Medical Fund LP See All Filings	D/A	2016-07-26 10:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Souktel Inc. See All Filings	D	2016-07-26 10:14:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565726 Filed Document 0001565726-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:14:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Codeship Inc. See All Filings	D	2016-07-26 10:02:33 UTC
Amount To Be Raised $7,002,240 Associated Brokers / Dealers N/A CIK Number 0001599781 Filed Document 0001599781-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:02:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bell HNW West Coast Portfolio, LLC See All Filings	D	2016-07-26 09:44:20 UTC
Amount To Be Raised $33,381,000 Associated Brokers / Dealers N/A CIK Number 0001679912 Filed Document 0001679912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:44:20 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Volition Capital Fund III, L.P. See All Filings	D	2016-07-26 09:43:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001675630 Filed Document 0001675630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Progressive India Fund See All Filings	D/A	2016-07-26 09:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553275 Filed Document 0001553275-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bofat Investment Inc See All Filings	1-A/A	2016-07-26 09:27:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677159 Filed Document 0001677159-16-000003 Accepted Date 2016-07-26 09:27:51 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business MINNESOTA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Property Intel Corp. See All Filings	D	2016-07-26 09:20:09 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001680598 Filed Document 0001680598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:20:09 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Intermediate Duration Fixed Income Trust See All Filings	D/A	2016-07-26 09:10:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:10:05 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Oakley Kambel Corp See All Filings	D	2016-07-26 08:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680652 Filed Document 0001477932-16-011530 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:54:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 19 See All Filings	D/A	2016-07-26 08:28:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Royal Alliance Associates, Inc. CIK Number 0001440567 Filed Document 0001440567-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:28:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotunda Medical Properties, L.P. See All Filings	D	2016-07-26 08:17:43 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001680187 Filed Document 0001680187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:17:43 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INVENTUS CAPITAL PARTNERS FUND III, LTD. See All Filings	D	2016-07-26 07:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680226 Filed Document 0001680226-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 07:23:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2016-07-26 06:15:17 UTC
Amount To Be Raised $10,002 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-001002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 06:15:17 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Total Return Income Fund, LLC See All Filings	D/A	2016-07-25 21:37:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001608039 Filed Document 0001608039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:37:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Graham Partners IV, L.P. See All Filings	D/A	2016-07-25 21:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001649382 Filed Document 0001649382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund