Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SAGE GROUP PLC See All Filings	D	2016-12-20 14:31:59 UTC
Amount To Be Raised $4,966,696 Associated Brokers / Dealers N/A CIK Number 0001103281 Filed Document 0001103281-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:31:59 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wheeler REIT, L.P. See All Filings	D/A	2016-12-20 14:29:55 UTC
Amount To Be Raised $76,303,647 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:29:55 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CEREBELLUM CAPITAL, LLC See All Filings	D	2016-12-20 14:29:50 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001447339 Filed Document 0001447339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:29:50 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Longhorn Housing LLC See All Filings	D	2016-12-20 14:14:30 UTC
Amount To Be Raised $3,737,000 Associated Brokers / Dealers N/A CIK Number 0001591392 Filed Document 0001591392-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:14:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Carpenter New York Development, LLC See All Filings	D	2016-12-20 14:11:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Seapower Carpenter Capital, Inc. CIK Number 0001686169 Filed Document 0000897069-16-001145 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:11:49 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIKEY TECHNOLOGIES INC. See All Filings	D	2016-12-20 14:10:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001552389 Filed Document 0001552389-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:10:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-12-20 14:08:48 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001640170-16-000014 Accepted Date 2016-12-20 14:08:48 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D/A	2016-12-20 14:07:47 UTC
Amount To Be Raised $312,000 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-16-000489 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:07:47 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Go 2 Care, Inc. See All Filings	D	2016-12-20 14:07:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001692406 Filed Document 0000897069-16-001144 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:07:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Europa Mezzanine L.P. See All Filings	D/A	2016-12-20 14:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001645131 Filed Document 0001645131-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-12-20 14:02:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers 0 CIK Number 0001579586 Filed Document 0001640170-16-000013 Accepted Date 2016-12-20 14:02:09 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D	2016-12-20 14:00:25 UTC
Amount To Be Raised $51,562 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-16-000488 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:00:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MicroVascular Tissues, Inc. See All Filings	D	2016-12-20 13:56:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001607334 Filed Document 0001607334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:56:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Finore Mining Inc. See All Filings	D	2016-12-20 13:54:54 UTC
Amount To Be Raised $575,531 Associated Brokers / Dealers N/A CIK Number 0001521248 Filed Document 0001183740-16-000487 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:54:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MAP 2006 L P See All Filings	D	2016-12-20 13:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355880 Filed Document 0001355880-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:54:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: HIGH YIELD FULL DISCRETION TRUST See All Filings	D/A	2016-12-20 13:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435675 Filed Document 0001435675-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:48:50 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Steamboat Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2016-12-20 13:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620058 Filed Document 0001620058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CATALINA REAL ESTATE PARTNERS, LP See All Filings	D	2016-12-20 13:45:45 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001692608 Filed Document 0001692608-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-20 13:45:45 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VK Industrial IV, LP See All Filings	D	2016-12-20 13:43:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001692216 Filed Document 0001692216-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:43:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cure Forward Corp. See All Filings	D	2016-12-20 13:42:38 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001624526-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:42:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR CREEK CAPITAL PARTNERS, LTD. See All Filings	D/A	2016-12-20 13:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650972 Filed Document 0001650972-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Accelerator, Inc. See All Filings	D	2016-12-20 13:33:23 UTC
Amount To Be Raised $5,729,000 Associated Brokers / Dealers N/A CIK Number 0001620898 Filed Document 0001620898-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:33:23 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BR Incentive Plan LLC See All Filings	D/A	2016-12-20 13:20:53 UTC
Amount To Be Raised $7,527,528 Associated Brokers / Dealers N/A CIK Number 0001688407 Filed Document 0001688407-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 13:20:53 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bright Capital Advisors-ATX Venture, LLC See All Filings	D	2016-12-20 12:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bright Capital Advisors CIK Number 0001692654 Filed Document 0001692654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tantalus Systems Corp. See All Filings	D	2016-12-20 12:58:41 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001410030 Filed Document 0001144204-16-140453 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:58:41 UTC Type of Offering D Industry Telecommunications Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Sugar Vegas Two, LLC See All Filings	D	2016-12-20 12:54:10 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001692719 Filed Document 0001692719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ALRGN Bio, Inc. See All Filings	D	2016-12-20 12:51:36 UTC
Amount To Be Raised $946,188 Associated Brokers / Dealers N/A CIK Number 0001677272 Filed Document 0001677272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:51:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
QSpex Technologies Inc See All Filings	D	2016-12-20 12:26:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0001418588 Filed Document 0001418588-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:26:43 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Stedi, Inc. See All Filings	D	2016-12-20 12:21:44 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001692610 Filed Document 0001692610-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:21:44 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Ascendant Diagnostics LLC See All Filings	D/A	2016-12-20 12:21:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001673361 Filed Document 0001673361-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:21:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Oaks of Valley Ranch Holdings, LLC See All Filings	D	2016-12-20 12:20:24 UTC
Amount To Be Raised $3,721,607 Associated Brokers / Dealers N/A CIK Number 0001690707 Filed Document 0001690707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:20:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Humm Kombucha LLC See All Filings	D	2016-12-20 12:18:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001606164 Filed Document 0001606164-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 12:18:41 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Looper-Golf, LLC See All Filings	D	2016-12-20 11:45:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001691656 Filed Document 0001691656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:45:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InGeneron, Inc. See All Filings	D	2016-12-20 11:42:13 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001678766 Filed Document 0001678766-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:42:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PDL Eight LLC See All Filings	D	2016-12-20 11:31:40 UTC
Amount To Be Raised $2,325,000 Associated Brokers / Dealers N/A CIK Number 0001692565 Filed Document 0001692565-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:31:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Essex TPV LLC See All Filings	D	2016-12-20 11:30:23 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001692676 Filed Document 0001692676-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:30:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Savanna Real Estate (AIV) Fund IV, L.P. See All Filings	D	2016-12-20 11:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001690637 Filed Document 0001690637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:30:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zip Rock Partners LLC See All Filings	D	2016-12-20 11:28:16 UTC
Amount To Be Raised $4,173,728 Associated Brokers / Dealers N/A CIK Number 0001692457 Filed Document 0001692457-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:28:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
New Health Sciences, Inc. See All Filings	D	2016-12-20 11:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305849 Filed Document 0001140361-16-090323 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:19:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Diffeo, Inc. See All Filings	D/A	2016-12-20 11:18:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687521 Filed Document 0001687521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:18:02 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
TCF10 Simi Valley Retail, LLC See All Filings	D	2016-12-20 11:14:42 UTC
Amount To Be Raised $8,940,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001692743 Filed Document 0001692743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:14:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Savanna Real Estate Fund IV, L.P. See All Filings	D	2016-12-20 11:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001690645 Filed Document 0001690645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:09:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flat Footed I LP See All Filings	D	2016-12-20 11:06:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692532 Filed Document 0000919574-16-017215 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:06:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SteadyServ Technologies, LLC See All Filings	D/A	2016-12-20 11:05:54 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers David A. Noyes & Company and SkyTrace Ventures, LLC CIK Number 0001560163 Filed Document 0001560163-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:05:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
First Rice Capital Fund, L.P. See All Filings	D	2016-12-20 11:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692643 Filed Document 0001692643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 11:05:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Entrepreneur Choice Fund V, LLC See All Filings	D	2016-12-20 10:53:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001691698 Filed Document 0001691698-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 10:53:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Shorebird Ibis Fund, LP See All Filings	D/A	2016-12-20 10:49:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685607 Filed Document 0001685607-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-20 10:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mainstreet Friends, Family & Employees Fund II, LLC See All Filings	D	2016-12-20 10:42:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001692111 Filed Document 0001692111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 10:42:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
WellTrackONE Corp See All Filings	D	2016-12-20 10:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001602928 Filed Document 0001602928-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 10:35:36 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Worldwide Exchange See All Filings	D	2016-12-20 10:31:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Amerivet Securities CIK Number 0001443107 Filed Document 0001443107-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-20 10:31:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity