Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KAUTILYA CAPITAL, LLC See All Filings	D	2016-12-21 16:39:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692927 Filed Document 0001692927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 16:39:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FIRSTENERGY CORP See All Filings	D	2016-12-21 16:36:12 UTC
Amount To Be Raised $499,999,998 Associated Brokers / Dealers N/A CIK Number 0001031296 Filed Document 0001315863-16-001980 Exclusions or Exemptions 506c Accepted Date 2016-12-21 16:36:12 UTC Type of Offering D Industry Electric Utilities Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
Cann Health LLC See All Filings	D	2016-12-21 16:31:09 UTC
Amount To Be Raised $4,222,980 Associated Brokers / Dealers Wellman and Associates CIK Number 0001692043 Filed Document 0001692043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 16:31:09 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2016-12-21 16:26:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001431959 Filed Document 0001199835-16-000870 Exclusions or Exemptions 506b Accepted Date 2016-12-21 16:26:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Europe Realty Berlin RP, L.P. See All Filings	D	2016-12-21 16:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001692713 Filed Document 0001692713-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 16:12:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
EWM Special Purpose Vehicle - ADE, LLC See All Filings	D	2016-12-21 16:12:29 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001692160 Filed Document 0001692160-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 16:12:29 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Security Devices International Inc. See All Filings	D	2016-12-21 16:08:55 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001354866 Filed Document 0000914260-16-000148 Exclusions or Exemptions 506b Accepted Date 2016-12-21 16:08:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
C/C Financial Corp. See All Filings	D	2016-12-21 16:01:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001572445 Filed Document 0001572445-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-21 16:01:56 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HUNT MINING CORP See All Filings	D	2016-12-21 15:41:34 UTC
Amount To Be Raised $652,912 Associated Brokers / Dealers Carter, Terry & Co., Inc. CIK Number 0001551206 Filed Document 0001551206-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:41:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Shenandoah Valley Organic, LLC See All Filings	D	2016-12-21 15:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692870 Filed Document 0001692870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:40:43 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Emerald TopCo, Inc. See All Filings	D	2016-12-21 15:35:58 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001688674 Filed Document 0001688674-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:35:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
West Street Capital Partners VII - Parallel, L.P. See All Filings	D	2016-12-21 15:30:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001691414 Filed Document 0001691419-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-21 15:30:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Street Capital Partners VII, L.P. See All Filings	D	2016-12-21 15:29:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001691419 Filed Document 0001691419-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 15:29:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adomani, Inc. See All Filings	1-A	2016-12-21 15:27:21 UTC
Amount To Be Raised $4 Associated Brokers / Dealers N/A CIK Number 0001563568 Filed Document 0001193125-16-800412 Accepted Date 2016-12-21 15:27:21 UTC Type of Offering 1-A Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $68,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Health Platforms, Inc. See All Filings	D	2016-12-21 15:16:35 UTC
Amount To Be Raised $7,000,002 Associated Brokers / Dealers N/A CIK Number 0001580449 Filed Document 0001580449-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:16:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICG APARTMENT FUND 2017 LLC See All Filings	D	2016-12-21 15:15:02 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001691796 Filed Document 0001691796-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:15:02 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
WortheeMed, Inc. See All Filings	D	2016-12-21 15:15:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001689465 Filed Document 0001689465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:15:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Energy Corp. See All Filings	D	2016-12-21 15:14:39 UTC
Amount To Be Raised $18,802,800 Associated Brokers / Dealers Peters & Co. Limited, TD Securities Inc., GMP Securities L.P., Macquarie Capital Markets Canada Ltd., Cormark Securities Inc., Desjardins Securities Inc., National Bank Financial Inc., Scotia Capital Inc., Dundee Securities Ltd., BMO Nesbitt Burns Inc., CIBC World Markets Inc., Clarus Securities Inc., AltaCorp Capital Inc., and Paradigm Capital Inc. CIK Number 0001597457 Filed Document 0001597457-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:14:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Value Equity Fund (Cayman), L.P. See All Filings	D/A	2016-12-21 15:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600271 Filed Document 0001600271-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 15:08:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Finance LLC See All Filings	D	2016-12-21 15:04:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692625 Filed Document 0001692625-16-000010 Exclusions or Exemptions 506c Accepted Date 2016-12-21 15:04:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
NC Solar Fund VIII, LP See All Filings	D	2016-12-21 14:59:34 UTC
Amount To Be Raised $17,800,000 Associated Brokers / Dealers N/A CIK Number 0001692443 Filed Document 0001461373-16-000126 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:59:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Horizon QP Fund LLC See All Filings	D/A	2016-12-21 14:57:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001659343 Filed Document 0001659343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:57:36 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LENNOX INCOME & OPPORTUNITY FUND I LLC See All Filings	D	2016-12-21 14:57:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers INTERNATIONAL ASSETS ADVISORY LLC CIK Number 0001690419 Filed Document 0001078782-16-003998 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:57:27 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Horizon Fund LLC See All Filings	D/A	2016-12-21 14:56:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001659284 Filed Document 0001659284-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:56:09 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stadium Enterprises LLC See All Filings	D/A	2016-12-21 14:55:21 UTC
Amount To Be Raised $4,607,987 Associated Brokers / Dealers N/A CIK Number 0001687763 Filed Document 0001687763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:55:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Value Equity Fund (Delaware), L.P. See All Filings	D/A	2016-12-21 14:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600265 Filed Document 0001600265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NFP Holdings, LLC See All Filings	D/A	2016-12-21 14:49:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580989 Filed Document 0001580989-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:49:44 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IC POTASH CORP See All Filings	D	2016-12-21 14:49:02 UTC
Amount To Be Raised $72,391 Associated Brokers / Dealers N/A CIK Number 0001436547 Filed Document 0001436547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:49:02 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GGG Income Fund, LLC See All Filings	D	2016-12-21 14:43:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690648 Filed Document 0001214659-16-015393 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:43:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $No Aggregate Net Asset Value Type of Security Debt
PROACTIVE REAL ESTATE FUND LLC See All Filings	D	2016-12-21 14:43:02 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001692902 Filed Document 0001692902-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:43:02 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
SCGIF II - Firecreek Owner, LLC See All Filings	D	2016-12-21 14:41:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001692807 Filed Document 0001692807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:41:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
F-101, Inc. See All Filings	D	2016-12-21 14:37:14 UTC
Amount To Be Raised $1,999,993 Associated Brokers / Dealers N/A CIK Number 0001659600 Filed Document 0001659600-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:37:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ApolloMD Physician Partners, Inc. See All Filings	D	2016-12-21 14:35:05 UTC
Amount To Be Raised $718,607 Associated Brokers / Dealers N/A CIK Number 0001657953 Filed Document 0001657953-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:35:05 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waters Club Holdings Inc. See All Filings	D	2016-12-21 14:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001691747 Filed Document 0001691747-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:33:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
500 Durians II, L.P. See All Filings	D	2016-12-21 14:33:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001688193 Filed Document 0001688193-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Siguler Guff Distressed Opportunities Fund V (F), LP See All Filings	D/A	2016-12-21 14:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654655 Filed Document 0001654683-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardo Capital Partners, LP See All Filings	D/A	2016-12-21 14:24:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VantagePoint Alternative Investments, LLC CIK Number 0001620318 Filed Document 0001620318-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:24:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CodeHS, Inc. See All Filings	D	2016-12-21 14:21:25 UTC
Amount To Be Raised $1,898,908 Associated Brokers / Dealers N/A CIK Number 0001690967 Filed Document 0001690967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:21:25 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stop, Breathe & Think, PBC See All Filings	D	2016-12-21 14:14:10 UTC
Amount To Be Raised $1,490,000 Associated Brokers / Dealers N/A CIK Number 0001692763 Filed Document 0001692763-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:14:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenbriar Mill, LLC See All Filings	D	2016-12-21 14:04:22 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001692774 Filed Document 0001692777-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:04:22 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
C3J THERAPEUTICS, INC. See All Filings	D	2016-12-21 13:56:03 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001692629 Filed Document 0001692629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:56:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1401 Calloway, LLC See All Filings	D	2016-12-21 13:54:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001692777 Filed Document 0001692777-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:54:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Medicines, Inc. See All Filings	D	2016-12-21 13:50:42 UTC
Amount To Be Raised $70,024,999 Associated Brokers / Dealers N/A CIK Number 0001628171 Filed Document 0001140361-16-090452 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:50:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trident VII DE Parallel Fund, L.P. See All Filings	D	2016-12-21 13:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692882 Filed Document 0001645131-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:50:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Beryl Capital Partners LP See All Filings	D	2016-12-21 13:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692771 Filed Document 0000935836-16-001236 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:48:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTour, Inc. See All Filings	D/A	2016-12-21 13:47:53 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001685561 Filed Document 0001685561-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:47:53 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Elgin J-Dek LP See All Filings	D/A	2016-12-21 13:47:26 UTC
Amount To Be Raised $7,707,965 Associated Brokers / Dealers N/A CIK Number 0001685319 Filed Document 0001685319-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:47:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FIREFIN FUND, LLC See All Filings	D	2016-12-21 13:44:24 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001692847 Filed Document 0001692847-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 13:44:24 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
EIV Capital Fund III, LP See All Filings	D	2016-12-21 13:40:52 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Champlain Advisors, LLC CIK Number 0001687412 Filed Document 0001140361-16-090448 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:40:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Awarepoint Corp See All Filings	D	2016-12-21 13:40:03 UTC
Amount To Be Raised $1,570,020 Associated Brokers / Dealers N/A CIK Number 0001358551 Filed Document 0001117480-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:40:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt