Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ECOCHLOR INC See All Filings	D	2016-12-22 13:57:27 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001367991 Filed Document 0001367991-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:57:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Total Return Fund Enhanced (Exempt) LP See All Filings	D/A	2016-12-22 13:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660827 Filed Document 0000950142-16-004969 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund Enhanced (Offshore) Ltd. See All Filings	D/A	2016-12-22 13:53:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660828 Filed Document 0000950142-16-004968 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:53:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund Enhanced (Onshore) LP See All Filings	D/A	2016-12-22 13:52:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660829 Filed Document 0000950142-16-004967 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:52:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Light Street Xenon, Ltd. See All Filings	D/A	2016-12-22 13:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550746 Filed Document 0001550746-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARSITY HEALTHCARE PARTNERS II-A, LP See All Filings	D/A	2016-12-22 13:50:09 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001685285 Filed Document 0001685285-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VARSITY HEALTHCARE PARTNERS II, LP See All Filings	D/A	2016-12-22 13:49:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001685289 Filed Document 0001685289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keoma Rises LLC See All Filings	D	2016-12-22 13:41:33 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Number 11 Films Corporation CIK Number 0001692917 Filed Document 0001645553-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-22 13:41:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Light Street Argon, L.P. See All Filings	D/A	2016-12-22 13:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552400 Filed Document 0001552400-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND XIII LLC See All Filings	D	2016-12-22 13:39:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenutres Marketplace, Inc. CIK Number 0001691465 Filed Document 0001676429-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:39:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Signet iABQ Holdings, LLC See All Filings	D	2016-12-22 13:38:41 UTC
Amount To Be Raised $1,778,861 Associated Brokers / Dealers N/A CIK Number 0001692968 Filed Document 0001692968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:38:41 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Grosvenor FOB Fund, L.P. See All Filings	D/A	2016-12-22 13:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616898 Filed Document 0001566114-16-000171 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stainless & Nickel Alloy Piping Products, LLC See All Filings	D	2016-12-22 13:36:36 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001692969 Filed Document 0001692969-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:36:36 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TANAGER ENERGY INC See All Filings	D	2016-12-22 13:30:34 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001678591 Filed Document 0001678591-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:30:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Schuepbach International Holdings LLC See All Filings	D	2016-12-22 13:28:53 UTC
Amount To Be Raised $4,967,500 Associated Brokers / Dealers N/A CIK Number 0001692304 Filed Document 0001692304-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:28:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND VIII LLC See All Filings	D	2016-12-22 13:28:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVentures Marketplace, Inc. CIK Number 0001691475 Filed Document 0001676429-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Global Diversified Fund, Ltd. See All Filings	D/A	2016-12-22 13:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582067 Filed Document 0001566114-16-000170 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:25:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson DermTech Investments III, LLC See All Filings	D	2016-12-22 13:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chris DeGroat, Peter Fogarty, Ahmed Gheith, Kevin Graetz, Minish Hede, Gary Saccaro, Albert Landstrom, Timothy Touloukian, and Eugene Webb CIK Number 0001693005 Filed Document 0001693005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clear Box Investments, Ltd. See All Filings	D/A	2016-12-22 13:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616857 Filed Document 0001566114-16-000169 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:14:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRG KPL Holdings LLC See All Filings	D	2016-12-22 13:04:35 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers none CIK Number 0001692137 Filed Document 0001692137-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:04:35 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D	2016-12-22 13:04:11 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-22 13:04:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Natcore Technology Inc. See All Filings	D	2016-12-22 12:58:54 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001464623 Filed Document 0001464623-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:58:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Appetize Technologies, Inc. See All Filings	D	2016-12-22 12:58:46 UTC
Amount To Be Raised $21,726,084 Associated Brokers / Dealers N/A CIK Number 0001692850 Filed Document 0001692850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:58:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Snarf's Worldwide Holding Company, LLC See All Filings	D	2016-12-22 12:53:31 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Bentley Securities Corporation CIK Number 0001692642 Filed Document 0001692642-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:53:31 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Silvery Lupine Fund, LLC See All Filings	D/A	2016-12-22 12:51:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613647 Filed Document 0001566114-16-000168 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:51:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV EI Fund IV LLC See All Filings	D/A	2016-12-22 12:50:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001676429-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TRINITY CAPITAL CORP See All Filings	D	2016-12-22 12:46:20 UTC
Amount To Be Raised $52,000,335 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000099771 Filed Document 0000099771-16-000041 Exclusions or Exemptions 506c Accepted Date 2016-12-22 12:46:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund XI LLC See All Filings	D/A	2016-12-22 12:43:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687617 Filed Document 0001676429-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Raven 1 Fund, LLC See All Filings	D/A	2016-12-22 12:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535086 Filed Document 0001566114-16-000167 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:38:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS Fund IX LLC See All Filings	D/A	2016-12-22 12:36:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687619 Filed Document 0001676429-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:36:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series K-4 See All Filings	D/A	2016-12-22 12:33:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001683997 Filed Document 0001683997-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:33:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Redwood Fund, Ltd. See All Filings	D/A	2016-12-22 12:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560820 Filed Document 0001566114-16-000166 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND VII LLC See All Filings	D/A	2016-12-22 12:26:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001691476 Filed Document 0001676429-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Symetra Separate Account VL See All Filings	D	2016-12-22 12:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:25:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ST GA Fund XVI LLC See All Filings	D	2016-12-22 12:15:37 UTC
Amount To Be Raised $3,704,230 Associated Brokers / Dealers N/A CIK Number 0001692966 Filed Document 0001144204-16-140877 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:15:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund III LLC See All Filings	D/A	2016-12-22 12:12:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687623 Filed Document 0001676429-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Angstron Energy Co See All Filings	D	2016-12-22 12:07:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692996 Filed Document 0001692996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:07:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund I LLC See All Filings	D/A	2016-12-22 12:04:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676429 Filed Document 0001676429-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Grosvenor Monarch Fund LLC See All Filings	D/A	2016-12-22 12:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411434 Filed Document 0001566114-16-000165 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Bear Value Fund, LP See All Filings	D	2016-12-22 12:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692066 Filed Document 0001013594-16-001364 Exclusions or Exemptions 506b Accepted Date 2016-12-22 12:00:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Seaters, Inc. See All Filings	D	2016-12-22 11:57:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688402 Filed Document 0000897069-16-001149 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:57:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Riverside Preserve Holdings, LLC See All Filings	D/A	2016-12-22 11:54:58 UTC
Amount To Be Raised $5,323,304 Associated Brokers / Dealers JRL Capital Corporation, Kalos Capital, Inc., Prakash Investment Advisors LLC, Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001690559 Filed Document 0001690559-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:54:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
McNeill Athens LLC See All Filings	D	2016-12-22 11:53:54 UTC
Amount To Be Raised $10,350,000 Associated Brokers / Dealers N/A CIK Number 0001692804 Filed Document 0001140361-16-090564 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:53:54 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Seaters, Inc. See All Filings	D	2016-12-22 11:52:29 UTC
Amount To Be Raised $5,786,557 Associated Brokers / Dealers N/A CIK Number 0001688402 Filed Document 0000897069-16-001148 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:52:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AZG TANGIBLE ASSETS FUND LLC See All Filings	D/A	2016-12-22 11:51:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273340 Filed Document 0001273340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:51:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zipline, Inc. See All Filings	D/A	2016-12-22 11:47:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668359 Filed Document 0001668359-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:47:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Spotlight Capital Holdings, Inc See All Filings	1-A/A	2016-12-22 11:47:17 UTC
Amount To Be Raised $3 Associated Brokers / Dealers N/A CIK Number 0001077319 Filed Document 0001437749-16-043675 Accepted Date 2016-12-22 11:47:17 UTC Type of Offering 1-A/A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
GACS Event Fund, L.P. See All Filings	D/A	2016-12-22 11:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660648 Filed Document 0001660648-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POST UNION PERRO LLC See All Filings	D/A	2016-12-22 11:35:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628947 Filed Document 0000919574-16-017239 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:35:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Innova AG Innovation Fund IV, LP See All Filings	D	2016-12-22 11:32:21 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001692934 Filed Document 0001015325-16-000086 Exclusions or Exemptions 506b Accepted Date 2016-12-22 11:32:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity