Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Proteus Master Fund II, LLC See All Filings	D/A	2016-06-22 16:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581102 Filed Document 0001581102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 16:03:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TECTURA Corp See All Filings	D	2016-06-22 15:58:28 UTC
Amount To Be Raised $14,807 Associated Brokers / Dealers N/A CIK Number 0001267560 Filed Document 0001140361-16-070563 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:58:28 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Option To Acquire
AFFINITY BIOSENSORS LLC See All Filings	D	2016-06-22 15:54:14 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:54:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
SANDEL AVIONICS INC See All Filings	D	2016-06-22 15:52:17 UTC
Amount To Be Raised $1,459 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:52:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TECTURA Corp See All Filings	D	2016-06-22 15:45:12 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001267560 Filed Document 0001140361-16-070561 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:45:12 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
M6 Carlyle-KC Multi Strategy Fund LP See All Filings	D/A	2016-06-22 15:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645133 Filed Document 0001645133-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rollins 182026 LLC See All Filings	D	2016-06-22 15:24:08 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001677722 Filed Document 0001677722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:24:08 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shoals Extrusion, LLC See All Filings	D	2016-06-22 15:23:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677503 Filed Document 0001677503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:23:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WESTSIDE SURGERY CENTER, LTD. See All Filings	D	2016-06-22 15:20:07 UTC
Amount To Be Raised $1,029,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001677509 Filed Document 0001677509-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:20:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
New York Distilling Company, LLC See All Filings	D	2016-06-22 15:19:32 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001468159 Filed Document 0001468159-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:19:32 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Development Partners Fund I, LLC See All Filings	D/A	2016-06-22 15:15:27 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Joyce An Thomas, Brett S. Ellen, Larry Steckler, Cindy Couyoumjian, Jason Stone, Daniel Becerra, Kelly H. Clyde, Michael Carlin, Christopher Vizzi, and Griffin Capital Securities, LLC CIK Number 0001656438 Filed Document 0001656438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:15:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Medaware) L.P. See All Filings	D	2016-06-22 15:07:59 UTC
Amount To Be Raised $203,982 Associated Brokers / Dealers N/A CIK Number 0001619946 Filed Document 0001465818-16-000119 Exclusions or Exemptions 506c Accepted Date 2016-06-22 15:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Elevate Innovation Partners LLC See All Filings	D	2016-06-22 15:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677935 Filed Document 0001677935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:04:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D	2016-06-22 15:01:03 UTC
Amount To Be Raised $489,266 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 15:01:03 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 199, LLC See All Filings	D	2016-06-22 14:57:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001673218 Filed Document 0001673218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:57:48 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
HealthAware LLC See All Filings	D	2016-06-22 14:57:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001677652 Filed Document 0001677652-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:57:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BanQu, Inc. See All Filings	D	2016-06-22 14:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677907 Filed Document 0001677907-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
ALDER CAPITAL PARTNERS I LP See All Filings	D/A	2016-06-22 14:46:32 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001175652 Filed Document 0000935836-16-000973 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:46:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol Offshore IV Ltd. See All Filings	D/A	2016-06-22 14:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533535 Filed Document 0000935836-16-000972 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:43:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dattus Inc. See All Filings	D	2016-06-22 14:41:57 UTC
Amount To Be Raised $1,872,914 Associated Brokers / Dealers N/A CIK Number 0001677621 Filed Document 0001677621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:41:57 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Solera Health, Inc. See All Filings	D	2016-06-22 14:41:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001657730 Filed Document 0001657730-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:41:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MOG Demyst Investment, LLC See All Filings	D	2016-06-22 14:30:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001677485 Filed Document 0001677485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:30:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Yonkers CF Holdings LLC See All Filings	D	2016-06-22 14:26:25 UTC
Amount To Be Raised $1,492,500 Associated Brokers / Dealers N/A CIK Number 0001677724 Filed Document 0001677724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:26:25 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CenterCore Lakeside, LLC See All Filings	D	2016-06-22 14:19:17 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001677578 Filed Document 0001677578-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:19:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Notable Systems, Inc. See All Filings	D	2016-06-22 14:18:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677555 Filed Document 0001677555-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:18:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXXVII LLC See All Filings	D/A	2016-06-22 14:17:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001674129 Filed Document 0001674129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:17:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SSV Fishers, LLC See All Filings	D	2016-06-22 14:16:16 UTC
Amount To Be Raised $2,260,000 Associated Brokers / Dealers Self Storage Ventures, LLC CIK Number 0001676523 Filed Document 0001676523-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:16:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MV Liquidity Fund XXXVI LLC See All Filings	D/A	2016-06-22 14:12:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001674127 Filed Document 0001674127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:12:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CC3D LLC See All Filings	D	2016-06-22 14:10:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677841 Filed Document 0001052918-16-001126 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:10:50 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
MV Liquidity Fund XXXIV LLC See All Filings	D/A	2016-06-22 14:09:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667302 Filed Document 0001667302-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:09:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Five Square Fund, LP See All Filings	D	2016-06-22 14:07:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676983 Filed Document 0001013594-16-001110 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AGORA STRATEGIC VALUE FUND, LLC See All Filings	D/A	2016-06-22 14:07:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642542 Filed Document 0001642542-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-22 14:07:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Knightsbridge Venture Capital IX LP See All Filings	D	2016-06-22 14:05:45 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Haydon Hill Advisors Ltd., Chepstow Capital Advisors Limited, and Shinhan Investment Corporation CIK Number 0001674628 Filed Document 0001674628-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:05:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MV VC Fund IX LLC See All Filings	D/A	2016-06-22 14:05:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667327 Filed Document 0001667327-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
WJA Beachfront Fund, LLC See All Filings	D/A	2016-06-22 14:03:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594263 Filed Document 0001677829-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-22 14:03:58 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
MV VC Fund VIII LLC See All Filings	D/A	2016-06-22 14:02:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667295 Filed Document 0001667295-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-22 14:02:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Emancipation Capital, LP See All Filings	D/A	2016-06-22 13:58:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552573 Filed Document 0001552573-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:58:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WE RTP LLC See All Filings	D	2016-06-22 13:48:34 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers HARRY LICHT, DREAM ADVISORS, and LCB LLC CIK Number 0001677556 Filed Document 0001078782-16-003030 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:48:34 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Little Iron River Club See All Filings	D	2016-06-22 13:48:26 UTC
Amount To Be Raised $673,000 Associated Brokers / Dealers N/A CIK Number 0001548587 Filed Document 0001548587-16-000002 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2016-06-22 13:48:26 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hopsy, Inc. See All Filings	D	2016-06-22 13:45:01 UTC
Amount To Be Raised $1,088,210 Associated Brokers / Dealers N/A CIK Number 0001677901 Filed Document 0001677901-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:45:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zerto, Ltd. See All Filings	D	2016-06-22 13:40:25 UTC
Amount To Be Raised $20,005,986 Associated Brokers / Dealers N/A CIK Number 0001664715 Filed Document 0001664715-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-22 13:40:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Whirl Fund, LLC See All Filings	D	2016-06-22 13:40:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677829 Filed Document 0001677829-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-22 13:40:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
WJA Real Estate Opportunity Fund I, LLC See All Filings	D	2016-06-22 13:30:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594267 Filed Document 0001594267-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-22 13:30:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Two.42.Solutions L.L.C. See All Filings	D/A	2016-06-22 13:27:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001677782 Filed Document 0001677782-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:27:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Try Technologies, Inc. See All Filings	D	2016-06-22 13:23:20 UTC
Amount To Be Raised $6,028,308 Associated Brokers / Dealers N/A CIK Number 0001598586 Filed Document 0001598586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:23:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pilotly, Inc. See All Filings	D	2016-06-22 13:21:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676547 Filed Document 0001676547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:21:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Urban Produce Fund See All Filings	D	2016-06-22 13:18:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674170 Filed Document 0001674170-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-22 13:18:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HK-MANA RIO, LLC See All Filings	D	2016-06-22 13:17:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001677926 Filed Document 0001677926-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:17:43 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in PowWow) L.P. See All Filings	D	2016-06-22 13:13:58 UTC
Amount To Be Raised $289,350 Associated Brokers / Dealers N/A CIK Number 0001624212 Filed Document 0001465818-16-000118 Exclusions or Exemptions 506c Accepted Date 2016-06-22 13:13:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Duet Victoire Africa Index Fund - US Dollar Share Class IC See All Filings	D/A	2016-06-22 13:07:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578803 Filed Document 0000919574-16-013772 Exclusions or Exemptions 506b Accepted Date 2016-06-22 13:07:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund