Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Capstone Income Opportunities II Ltd. See All Filings	D/A	2016-12-29 08:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661391 Filed Document 0000902664-16-009203 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBRE GIP West Coast Retail Holdings REIT, LLC See All Filings	D/A	2016-12-29 08:31:16 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693390 Filed Document 0001693390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:31:16 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Place, LLC See All Filings	D	2016-12-29 08:20:00 UTC
Amount To Be Raised $3,925,000 Associated Brokers / Dealers N/A CIK Number 0001693106 Filed Document 0001693106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:20:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAIT-Melody 2016 Holdings Trust See All Filings	D	2016-12-29 08:18:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693398 Filed Document 0001693398-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 08:18:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ASC Partnership, L.L.C. See All Filings	D	2016-12-29 08:04:56 UTC
Amount To Be Raised $2,085,000 Associated Brokers / Dealers N/A CIK Number 0001632654 Filed Document 0001632654-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-29 08:04:56 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CBRE GIP West Coast Retail Holdings REIT, LLC See All Filings	D	2016-12-29 07:55:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693390 Filed Document 0001693390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 07:55:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighBrook Income Property Fund REIT II B, LLC See All Filings	D	2016-12-29 07:34:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693403 Filed Document 0001693403-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-29 07:34:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Embark Ventures, L.P. See All Filings	D	2016-12-28 19:29:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693148 Filed Document 0001693148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 19:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YS LC X LLC See All Filings	D	2016-12-28 18:50:42 UTC
Amount To Be Raised $1,495,000 Associated Brokers / Dealers N/A CIK Number 0001666885 Filed Document 0001666888-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:50:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Core Innovation Capital II, L.P. See All Filings	D/A	2016-12-28 18:49:36 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001645455 Filed Document 0001645455-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YS LC IX LLC See All Filings	D	2016-12-28 18:43:34 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001666888 Filed Document 0001666888-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:43:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PM Sendero LLC See All Filings	D	2016-12-28 18:42:57 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001693345 Filed Document 0001693345-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:42:57 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protege Biomedical, LLC See All Filings	D	2016-12-28 18:31:56 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001693399 Filed Document 0001693399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:31:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street Real Estate Seeding Fund, LP See All Filings	D	2016-12-28 18:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693273 Filed Document 0001693273-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomy Dynamic Opportunities Fund L.P. See All Filings	D/A	2016-12-28 18:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662352 Filed Document 0001662391-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:28:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREFIII Torrance Office REIT, LLC See All Filings	D	2016-12-28 18:27:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693369 Filed Document 0001693369-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:27:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BIO-NEMS Corp See All Filings	D	2016-12-28 18:21:52 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001562529 Filed Document 0001562529-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:21:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CREFIII Milwaukee REIT, LLC See All Filings	D	2016-12-28 18:18:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693367 Filed Document 0001693367-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:18:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
YS TBG II LLC See All Filings	D	2016-12-28 18:18:20 UTC
Amount To Be Raised $1,535,000 Associated Brokers / Dealers N/A CIK Number 0001693365 Filed Document 0001693361-16-000008 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:18:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWIMLANE LLC See All Filings	D	2016-12-28 18:15:58 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001680930 Filed Document 0001680930-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:15:58 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PrairieRx, LLLP See All Filings	D	2016-12-28 18:12:09 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001693212 Filed Document 0001209191-16-156910 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:12:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
YS LC XI LLC See All Filings	D	2016-12-28 18:10:32 UTC
Amount To Be Raised $1,435,000 Associated Brokers / Dealers N/A CIK Number 0001693364 Filed Document 0001693361-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:10:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Energy Transformation Investors, LLC See All Filings	D	2016-12-28 18:09:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001692899 Filed Document 0001692899-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maisonette Inc. See All Filings	D	2016-12-28 18:09:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693406 Filed Document 0001693406-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:09:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BRADFORD INVESTORS, LLC See All Filings	D	2016-12-28 18:06:58 UTC
Amount To Be Raised $5,320,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001693339 Filed Document 0001693339-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:06:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
CREFIII Raintree Scottsdale REIT, LLC See All Filings	D	2016-12-28 18:04:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693371 Filed Document 0001693371-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:04:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TBG CommeREP I LLC See All Filings	D	2016-12-28 18:01:44 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001693363 Filed Document 0001693361-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-12-28 18:01:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silicon Ranch Corp See All Filings	D	2016-12-28 18:01:03 UTC
Amount To Be Raised $47,500,633 Associated Brokers / Dealers Stephens Inc. CIK Number 0001626649 Filed Document 0001626649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 18:01:03 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Whitman/Peterson Partners III, LP See All Filings	D	2016-12-28 17:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693356 Filed Document 0001693356-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIVE STAR BANCORP See All Filings	D	2016-12-28 17:54:44 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001275168 Filed Document 0001275168-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:54:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Satsuma Pharmaceuticals, Inc. See All Filings	D	2016-12-28 17:50:50 UTC
Amount To Be Raised $12,288,750 Associated Brokers / Dealers N/A CIK Number 0001692830 Filed Document 0001692830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:50:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CREFIII Riverwood REIT, LLC See All Filings	D	2016-12-28 17:50:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693372 Filed Document 0001693372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:50:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Autonomy Dynamic Opportunities Offshore Fund L.P. See All Filings	D/A	2016-12-28 17:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662391 Filed Document 0001662391-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Spot, Inc. See All Filings	D	2016-12-28 17:42:31 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001693341 Filed Document 0001693341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:42:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CREFIII Rocky Hill REIT, LLC See All Filings	D	2016-12-28 17:39:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693386 Filed Document 0001693386-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:39:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NB Alternatives Distressed Credit Fund Ltd See All Filings	D/A	2016-12-28 17:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001487218 Filed Document 0001693188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jupiter Orphan Therapeutics, Inc. See All Filings	D	2016-12-28 17:29:01 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers N/A CIK Number 0001679628 Filed Document 0001679628-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:29:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Park Pointe Apartments, LLC See All Filings	D	2016-12-28 17:24:38 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers n/a CIK Number 0001693300 Filed Document 0001693300-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:24:38 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stay Afloat LLC See All Filings	D	2016-12-28 17:23:48 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001693251 Filed Document 0001693251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:23:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DimensionalMechanics, Inc. See All Filings	D	2016-12-28 17:17:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001636220 Filed Document 0001503487-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:17:38 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Octagon Credit Partners LP See All Filings	D	2016-12-28 17:13:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693227 Filed Document 0001693227-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:13:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valant Medical Solutions, Inc. See All Filings	D	2016-12-28 17:13:17 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001503487 Filed Document 0001503487-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:13:17 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DJH Management, LLC See All Filings	D	2016-12-28 17:12:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692873 Filed Document 0001144204-16-141594 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:12:43 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SomPriya Fine Spirits, LLC See All Filings	D	2016-12-28 17:12:05 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001693405 Filed Document 0001693405-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:12:05 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
UpCurrent, Inc. See All Filings	C	2016-12-28 17:09:06 UTC
Financial Interest 2% of the Securities issued in this offering Filing Platform DreamFunded MarketPlace, LLC Offering Amount $100,000 CIK Number 0001693084 Filed Document 0001693084-16-000001 Accepted Date 2016-12-28 17:09:06 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Sand Valley Investors, LLC See All Filings	D	2016-12-28 17:08:00 UTC
Amount To Be Raised $7,410,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001693191 Filed Document 0001693361-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-12-28 17:08:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
DESOTO INVESTORS, LLC See All Filings	D	2016-12-28 17:07:41 UTC
Amount To Be Raised $5,415,000 Associated Brokers / Dealers Bridge Capital Associates, Inc., Bridge Capital Associates, Inc., and Bridge Capital Associates, Inc. CIK Number 0001693340 Filed Document 0001693340-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-28 17:07:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
BLENHEIM GLOBAL MARKETS FUND LTD See All Filings	D/A	2016-12-28 17:07:39 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001460528 Filed Document 0001460528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:07:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Resque, LLC See All Filings	D	2016-12-28 17:06:26 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693423 Filed Document 0001693423-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-28 17:06:26 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EDGE UNCG, LLC See All Filings	D	2016-12-28 17:05:50 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers n/a CIK Number 0001693210 Filed Document 0001693210-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:05:50 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity