Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
XERIS PHARMACEUTICALS INC See All Filings	D/A	2016-12-30 11:42:17 UTC
Amount To Be Raised $49,999,995 Associated Brokers / Dealers N/A CIK Number 0001346302 Filed Document 0001346302-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:42:17 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAPREF Burbank Member REIT LLC See All Filings	D	2016-12-30 11:38:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693499 Filed Document 0001693499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:38:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Distressed Value Offshore Fund Ltd. See All Filings	D/A	2016-12-30 11:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509885 Filed Document 0000919574-16-017367 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:35:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CAPREF Burbank REIT LLC See All Filings	D	2016-12-30 11:33:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693500 Filed Document 0001674356-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:33:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TES Offshore Feeder Fund, L.P. See All Filings	D	2016-12-30 11:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001689009 Filed Document 0001689009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:32:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TES Onshore Feeder Fund, L.P. See All Filings	D	2016-12-30 11:31:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001689010 Filed Document 0001689010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:31:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hive Digital Minds LLC See All Filings	D	2016-12-30 11:30:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001693444 Filed Document 0001693444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:30:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
APJeT, Inc. See All Filings	D	2016-12-30 11:26:53 UTC
Amount To Be Raised $2,432,191 Associated Brokers / Dealers N/A CIK Number 0001403772 Filed Document 0001403772-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:26:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Maple Rock US Fund LP See All Filings	D/A	2016-12-30 11:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629616 Filed Document 0001629616-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:26:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Property Trust, Inc. See All Filings	D	2016-12-30 11:24:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001674356 Filed Document 0001674356-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:24:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Azulite, Inc. See All Filings	D	2016-12-30 11:24:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693574 Filed Document 0001693574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:24:37 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Option To Acquire
Team Joy LLC See All Filings	D	2016-12-30 11:24:35 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001691984 Filed Document 0001445866-16-003045 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:24:35 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Forager Fund, L.P. See All Filings	D/A	2016-12-30 11:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539281 Filed Document 0001539281-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:20:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKADEUM LIFE SCIENCES, INC. See All Filings	D/A	2016-12-30 11:13:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622872 Filed Document 0001622872-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:13:20 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Tenavox Corp See All Filings	D	2016-12-30 11:13:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688820 Filed Document 0001688820-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:13:06 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH HEDGED EQUITY OVERSEAS FUND LTD See All Filings	D/A	2016-12-30 11:12:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425370 Filed Document 0001012975-16-001641 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:12:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. See All Filings	D/A	2016-12-30 11:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457426 Filed Document 0000919574-16-017365 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VASCULAR THERAPIES INC See All Filings	D/A	2016-12-30 11:09:12 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001342710 Filed Document 0001342710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:09:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH HEDGED EQUITY FUND LP See All Filings	D/A	2016-12-30 11:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425378 Filed Document 0001012975-16-001640 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:05:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Rock Offshore Fund LP See All Filings	D/A	2016-12-30 11:04:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629618 Filed Document 0001629618-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:04:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES OVERSEAS FUND, LTD. See All Filings	D/A	2016-12-30 11:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513436 Filed Document 0001012975-16-001639 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravy Analytics, Inc. See All Filings	D	2016-12-30 11:00:51 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001526946 Filed Document 0001526946-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:00:51 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Botlink, LLC See All Filings	D	2016-12-30 10:59:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693551 Filed Document 0001209191-16-157062 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:59:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Micronotes, Inc. See All Filings	D	2016-12-30 10:57:19 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001478188 Filed Document 0001478188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:57:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
REDWOOD OPPORTUNITY MASTER FUND, LTD. See All Filings	D/A	2016-12-30 10:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457425 Filed Document 0000919574-16-017363 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:56:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES FUND, L.P. See All Filings	D/A	2016-12-30 10:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513438 Filed Document 0001012975-16-001638 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Distressed Value Fund LP See All Filings	D/A	2016-12-30 10:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509884 Filed Document 0000919574-16-017361 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHYFT Analytics, Inc. See All Filings	D/A	2016-12-30 10:53:16 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001594524 Filed Document 0000897069-16-001160 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:53:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bell Institutional Fund VI, L.P. See All Filings	D	2016-12-30 10:48:36 UTC
Amount To Be Raised $465,000,000 Associated Brokers / Dealers Atlantic Partners, Ltd. CIK Number 0001692601 Filed Document 0001140361-16-091149 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:48:36 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Synergy Preferred Capital, Inc. See All Filings	D	2016-12-30 10:47:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693515 Filed Document 0001693503-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:47:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Iterum Therapeutics Ltd See All Filings	D/A	2016-12-30 10:43:44 UTC
Amount To Be Raised $47,640,000 Associated Brokers / Dealers N/A CIK Number 0001659323 Filed Document 0001659323-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:43:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CF Retail Properties DST VI See All Filings	D/A	2016-12-30 10:34:22 UTC
Amount To Be Raised $7,767,870 Associated Brokers / Dealers Chay T. Lapin, Dwight Kay, Jason A. Salmon, and Elizabeth L. Friant CIK Number 0001680766 Filed Document 0001680766-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:34:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
VICUNA CAPITAL I, L.P. See All Filings	D/A	2016-12-30 10:34:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-16-017358 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:34:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DIV HDV Self Storage REIT II, LLC See All Filings	D	2016-12-30 10:32:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693508 Filed Document 0001693503-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:32:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AdmitHub, Inc. See All Filings	D	2016-12-30 10:22:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001692935 Filed Document 0001692935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:22:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oribel Capital Partners Offshore, Ltd. See All Filings	D/A	2016-12-30 10:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662242 Filed Document 0001013594-16-001373 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:22:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bala Sands REIT LLC See All Filings	D	2016-12-30 10:21:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693503 Filed Document 0001693503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:21:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rappi, Inc. See All Filings	D	2016-12-30 10:17:49 UTC
Amount To Be Raised $54,559,693 Associated Brokers / Dealers N/A CIK Number 0001693234 Filed Document 0001231919-16-000071 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:17:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cryoocyte, Inc. See All Filings	D	2016-12-30 10:17:36 UTC
Amount To Be Raised $4,289,770 Associated Brokers / Dealers N/A CIK Number 0001593050 Filed Document 0001593050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:17:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sprints Capital International II LP See All Filings	D	2016-12-30 10:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693388 Filed Document 0000902664-16-009209 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petal Card, Inc. See All Filings	D	2016-12-30 10:11:16 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001693552 Filed Document 0001693552-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:11:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
kWantera Inc See All Filings	D	2016-12-30 10:09:44 UTC
Amount To Be Raised $25,008 Associated Brokers / Dealers N/A CIK Number 0001411645 Filed Document 0000898432-16-003294 Exclusions or Exemptions 506b Accepted Date 2016-12-30 10:09:44 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Oribel Capital Partners, LP See All Filings	D/A	2016-12-30 09:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662146 Filed Document 0001013594-16-001372 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
kWantera Inc See All Filings	D	2016-12-30 09:54:35 UTC
Amount To Be Raised $6,326,239 Associated Brokers / Dealers CoView Capital, Inc. CIK Number 0001411645 Filed Document 0000898432-16-003293 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:54:35 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Opportunistic Credit Fund, LLC See All Filings	D/A	2016-12-30 09:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472631 Filed Document 0000945621-16-000807 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impax Media Holdings USA Inc. See All Filings	D	2016-12-30 09:42:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685483 Filed Document 0001615774-16-009107 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:42:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Steadfast Long Capital, L.P. See All Filings	D	2016-12-30 09:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692247 Filed Document 0001013594-16-001371 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:38:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HJR Energy Partnership L.P. See All Filings	D/A	2016-12-30 09:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661703 Filed Document 0000945621-16-000806 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:31:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SWIIM System, Ltd. See All Filings	D	2016-12-30 09:31:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001470048 Filed Document 0001079973-16-001368 Exclusions or Exemptions 506b Accepted Date 2016-12-30 09:31:07 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Duane Park Credit Fund LP See All Filings	D	2016-12-30 08:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Akindred Pty Limited CIK Number 0001692824 Filed Document 0000905718-16-001825 Exclusions or Exemptions 506b Accepted Date 2016-12-30 08:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund