Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UIP Boathouse Invest, LLC See All Filings	D	2016-08-09 13:26:41 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001681385 Filed Document 0001681385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:26:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Longspur Fund I, LP See All Filings	D/A	2016-08-09 13:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651008 Filed Document 0000935836-16-001053 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CB THERAPEUTICS INC. See All Filings	D	2016-08-09 13:23:31 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001681660 Filed Document 0001681660-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:23:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CoNextions Medical Corp See All Filings	D	2016-08-09 13:23:02 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001594787 Filed Document 0001599807-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:23:02 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Montres Allison, Inc. See All Filings	D	2016-08-09 13:21:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Montres Allison, Inc. CIK Number 0001528824 Filed Document 0001528824-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-08-09 13:21:44 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cordillera Crystallex Co-Investment Fund, L.P. See All Filings	D	2016-08-09 13:20:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681844 Filed Document 0000935836-16-001052 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:20:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CargoMetrics Compass Fund LP See All Filings	D/A	2016-08-09 13:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659202 Filed Document 0001659202-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Investment Fund I-B, L.P. See All Filings	D/A	2016-08-09 13:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649961 Filed Document 0000935836-16-001051 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Investment Fund I, L.P. See All Filings	D/A	2016-08-09 13:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648462 Filed Document 0000935836-16-001050 Exclusions or Exemptions 506b Accepted Date 2016-08-09 13:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Tampa Four, LLC See All Filings	D	2016-08-09 12:52:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681497 Filed Document 0001681497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 12:52:56 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trove Energy, LLC See All Filings	D	2016-08-09 12:52:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679586 Filed Document 0001679586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 12:52:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Union Holding Co See All Filings	D	2016-08-09 12:37:27 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001589668 Filed Document 0001589668-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-08-09 12:37:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH DAKOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
ONESIMOS 2717 LLC See All Filings	D	2016-08-09 12:33:10 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers John Tyler CIK Number 0001681508 Filed Document 0001681508-16-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2016-08-09 12:33:10 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
VERSANT HOLDINGS INC See All Filings	D	2016-08-09 12:02:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001126213 Filed Document 0001126213-16-000007 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-09 12:02:22 UTC Type of Offering D Industry Insurance Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR GRP EL Offshore Fund Ltd. See All Filings	D/A	2016-08-09 11:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539540 Filed Document 0001539540-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STATE BANK FINANCIAL CORP See All Filings	D/A	2016-08-09 11:46:00 UTC
Amount To Be Raised $491,390 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-16-000241 Exclusions or Exemptions 504 and 506b Accepted Date 2016-08-09 11:46:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Private Debt Fund II LP See All Filings	D/A	2016-08-09 11:43:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651386 Filed Document 0001651386-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:43:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STATE BANK FINANCIAL CORP See All Filings	D/A	2016-08-09 11:43:14 UTC
Amount To Be Raised $3,984,510 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-16-000240 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:43:14 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ROTATION MEDICAL INC See All Filings	D	2016-08-09 11:34:42 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001387966 Filed Document 0001387966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:34:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Drizly, Inc. See All Filings	D	2016-08-09 11:26:39 UTC
Amount To Be Raised $15,000,002 Associated Brokers / Dealers N/A CIK Number 0001642031 Filed Document 0001140361-16-075342 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:26:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wilkinson Atlanta Holdings 5, LLC See All Filings	D	2016-08-09 11:21:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001681423 Filed Document 0001681422-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:21:30 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dyal III Third Avenue Co-Investment Fund LLC See All Filings	D	2016-08-09 11:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681441 Filed Document 0001681441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:19:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilkinson Atlanta Holdings 6, LLC See All Filings	D	2016-08-09 11:16:03 UTC
Amount To Be Raised $2,585,200 Associated Brokers / Dealers N/A CIK Number 0001681422 Filed Document 0001681422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:16:03 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Caption Partners II, LP See All Filings	D	2016-08-09 11:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681693 Filed Document 0000919574-16-014491 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
NannyPod See All Filings	D/A	2016-08-09 11:05:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001679671 Filed Document 0001679671-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-09 11:05:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GNS Fusion Fund LP See All Filings	D	2016-08-09 11:01:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681469 Filed Document 0001681469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 11:01:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PREVISER CORP See All Filings	D/A	2016-08-09 10:54:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001395580 Filed Document 0001395580-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:54:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
EyeKor, Inc. See All Filings	D	2016-08-09 10:53:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001681611 Filed Document 0001681611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:53:55 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Harkrider Capital Total Return Fund, LP See All Filings	D	2016-08-09 10:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681836 Filed Document 0001681836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:41:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Markets Core Equity Trust See All Filings	D/A	2016-08-09 10:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001597552 Filed Document 0001597552-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burlington Beer, LLC See All Filings	D	2016-08-09 10:29:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681742 Filed Document 0001140361-16-075318 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:29:26 UTC Type of Offering D Industry Restaurants Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Composite Capital Fund LP See All Filings	D	2016-08-09 10:25:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681642 Filed Document 0000902664-16-007779 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Composite Capital Fund Ltd See All Filings	D	2016-08-09 10:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681641 Filed Document 0000902664-16-007778 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:23:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermilion Global Macro Fund, LP See All Filings	D	2016-08-09 10:15:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681785 Filed Document 0001681785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 10:15:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
iCapital 2015 Vintage Access Fund, L.P. See All Filings	D/A	2016-08-09 09:56:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Snowden Account Services, Inc. CIK Number 0001658989 Filed Document 0000897069-16-000990 Exclusions or Exemptions 506b Accepted Date 2016-08-09 09:56:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LBG Properties Fund I, LP See All Filings	D	2016-08-09 09:52:55 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers City Securities Corporation CIK Number 0001681763 Filed Document 0001681763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 09:52:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
VERMONT TRANSCO LLC See All Filings	D	2016-08-09 09:50:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001371757 Filed Document 0001371757-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 09:50:17 UTC Type of Offering D Industry Electric Utilities Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
FTRANS Corp. See All Filings	D	2016-08-09 09:21:11 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001493572 Filed Document 0001493572-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 09:21:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-08-09 09:01:33 UTC
Amount To Be Raised $12,541,339 Associated Brokers / Dealers Kristin Barens CIK Number 0001135856 Filed Document 0001135856-16-000631 Exclusions or Exemptions 506b Accepted Date 2016-08-09 09:01:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blue Crab Brewing Company, Inc. See All Filings	D	2016-08-09 06:44:23 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001681532 Filed Document 0001681532-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 06:44:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Hao Great China Focus US Feeder Fund See All Filings	D/A	2016-08-09 06:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671759 Filed Document 0001671759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 06:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XXXVI LLC See All Filings	D/A	2016-08-08 21:49:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001674127 Filed Document 0001674127-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-08 21:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Flexis Broadband Holdings, L.P. See All Filings	D	2016-08-08 20:53:20 UTC
Amount To Be Raised $45,400,000 Associated Brokers / Dealers N/A CIK Number 0001681728 Filed Document 0001681728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-08 20:53:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Piedmont Media, LLC See All Filings	D	2016-08-08 20:07:14 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001681750 Filed Document 0001681750-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-08 20:07:14 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Remitware Payments Inc. See All Filings	D	2016-08-08 18:57:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678763 Filed Document 0001678763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-08 18:57:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
202 Corcoran Property Partners, LLC See All Filings	D	2016-08-08 18:41:09 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001681803 Filed Document 0001681803-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-08 18:41:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NGV Co-Investment Fund, LP See All Filings	D	2016-08-08 18:28:25 UTC
Amount To Be Raised $2,662,498 Associated Brokers / Dealers N/A CIK Number 0001679245 Filed Document 0001679245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-08 18:28:25 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krensavage Offshore Fund, Ltd. See All Filings	D/A	2016-08-08 18:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securities Advisors, Silver Leaf Partners, LLC, and Frontier solutions, LLC CIK Number 0001613970 Filed Document 0001613970-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-08 18:23:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urban Oil & Gas Partners C-1, LP See All Filings	D	2016-08-08 18:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681242 Filed Document 0001681242-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-08 18:16:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Ground Ventures, LP See All Filings	D/A	2016-08-08 18:15:41 UTC
Amount To Be Raised $12,005,000 Associated Brokers / Dealers N/A CIK Number 0001605894 Filed Document 0001605894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-08 18:15:41 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund