Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Greenvity Communications, Inc. See All Filings	D	2016-08-09 21:03:54 UTC
Amount To Be Raised $4,904,042 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:03:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PETCURE ONCOLOGY LLC See All Filings	D	2016-08-09 20:52:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers TRESTLE POINT, LLC CIK Number 0001632708 Filed Document 0001632708-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 20:52:10 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JumpCloud Inc. See All Filings	D	2016-08-09 19:36:35 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001565113 Filed Document 0001565113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:36:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MDSave, Inc. See All Filings	D	2016-08-09 19:31:31 UTC
Amount To Be Raised $4,999,940 Associated Brokers / Dealers N/A CIK Number 0001543357 Filed Document 0001543357-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:31:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
API Websites, Inc. See All Filings	D/A	2016-08-09 19:04:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653417 Filed Document 0001653417-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:04:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ORP CHICKASAW INVESTORS, LLC See All Filings	D	2016-08-09 18:58:06 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001679195 Filed Document 0001679195-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:58:06 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ShadeCraft, LLC See All Filings	D	2016-08-09 18:47:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681843 Filed Document 0001493152-16-012137 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-08-09 18:47:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
IT Aire Inc. See All Filings	D	2016-08-09 18:27:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001681939 Filed Document 0001681939-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:27:46 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
North Lion Holding Corp See All Filings	1-A	2016-08-09 18:27:05 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001681524 Filed Document 0001681524-16-000001 Accepted Date 2016-08-09 18:27:05 UTC Type of Offering 1-A Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier1 Principal Place of Business DELAWARE Revenue or Assets $9,733 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D/A	2016-08-09 18:26:21 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:26:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Novea Inc. See All Filings	1-A/A	2016-08-09 18:26:06 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-16-117826 Accepted Date 2016-08-09 18:26:06 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
MCCOY INVESTMENTS III, L.P. See All Filings	D/A	2016-08-09 18:16:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650647 Filed Document 0001650647-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Windy City Ltd Liability Co See All Filings	D	2016-08-09 18:16:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681841 Filed Document 0001681841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:16:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Regulus Resources Inc. See All Filings	D	2016-08-09 17:55:54 UTC
Amount To Be Raised $3,214,060 Associated Brokers / Dealers Sprott Global Investments, Ltd.. and Haywood Securities Inc. CIK Number 0001544474 Filed Document 0001140361-16-075517 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:55:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ONL Therapeutics, Inc. See All Filings	D	2016-08-09 17:40:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001611793 Filed Document 0001611793-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:40:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Paravest Gateway, LP See All Filings	D	2016-08-09 17:39:15 UTC
Amount To Be Raised $9,766,000 Associated Brokers / Dealers N/A CIK Number 0001681627 Filed Document 0001681627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:39:15 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Distributed Masonry Inc. See All Filings	D	2016-08-09 17:34:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681876 Filed Document 0001681876-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:34:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Steamboat Capital Partners Fund, LP See All Filings	D/A	2016-08-09 17:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Catalyst Mutual Fund Distributors LLC and Blue Sand Securities LLC CIK Number 0001551896 Filed Document 0001551896-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tech Trader Offshore Fund, Ltd See All Filings	D	2016-08-09 17:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681594 Filed Document 0001681594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Just Investors LLC See All Filings	D	2016-08-09 17:22:44 UTC
Amount To Be Raised $655,000 Associated Brokers / Dealers N/A CIK Number 0001681885 Filed Document 0001250853-16-000161 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonian Capital, L.P. See All Filings	D/A	2016-08-09 17:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400175 Filed Document 0000919574-16-014499 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:20:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST RELIANCE BANCSHARES INC See All Filings	D	2016-08-09 17:14:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers FIG Partners CIK Number 0001172102 Filed Document 0001172102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:14:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Logo Holdings I Corp See All Filings	D/A	2016-08-09 17:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0000895345-16-000523 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:11:54 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Declatex, LLC See All Filings	D	2016-08-09 17:07:34 UTC
Amount To Be Raised $1,433,000 Associated Brokers / Dealers NONE CIK Number 0001681798 Filed Document 0001681798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:07:34 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CV Direct Loan Fund LLC See All Filings	D	2016-08-09 17:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681897 Filed Document 0001681897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DATARAM CORP See All Filings	D	2016-08-09 17:02:15 UTC
Amount To Be Raised $503,000 Associated Brokers / Dealers N/A CIK Number 0000027093 Filed Document 0001171520-16-001017 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:02:15 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Penso Fund Platform SPC- Segregated Portfolio G-MCNU (2016) See All Filings	D	2016-08-09 17:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681725 Filed Document 0001681725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:01:50 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yorkmont Capital Partners, LP See All Filings	D/A	2016-08-09 17:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563674 Filed Document 0001354488-16-008159 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beyond Self Storage, LLC See All Filings	D	2016-08-09 16:57:27 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers none CIK Number 0001681866 Filed Document 0001681866-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-09 16:57:27 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
L3 Cubed LLC See All Filings	D/A	2016-08-09 16:56:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Olympus Securities LLC CIK Number 0001600800 Filed Document 0001213900-16-015666 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frontida Biopharm, Inc. See All Filings	D	2016-08-09 16:52:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001680898 Filed Document 0001680898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:52:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GLOBAL MACRO FUND, LP See All Filings	D/A	2016-08-09 16:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STATE STREET GLOBAL MARKETS, LLC CIK Number 0001593909 Filed Document 0001593909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL MACRO OFFSHORE FUND, LP See All Filings	D/A	2016-08-09 16:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STATE STREET GLOBAL MARKETS CIK Number 0001650590 Filed Document 0001650590-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:38:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siempo, Inc. See All Filings	D	2016-08-09 16:37:58 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001681799 Filed Document 0001681799-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:37:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
QSI INDEX FUND, LLC See All Filings	D/A	2016-08-09 16:35:11 UTC
Amount To Be Raised $242,811,468 Associated Brokers / Dealers STATE STREET GLOBAL MARKETS, LLC CIK Number 0001546934 Filed Document 0001546934-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade, Inc. See All Filings	D	2016-08-09 16:27:30 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-16-000690 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:27:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
IT'S A RIDE Ltd LIABILITY Co See All Filings	D	2016-08-09 16:18:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001681388 Filed Document 0001681388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:18:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-08-09 16:17:09 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-001030 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Chadyl 1, LLC See All Filings	D	2016-08-09 16:16:28 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001681762 Filed Document 0001681762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:16:28 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MRA 34 LLC See All Filings	D	2016-08-09 16:11:45 UTC
Amount To Be Raised $7,275,000 Associated Brokers / Dealers N/A CIK Number 0001681613 Filed Document 0001681613-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:11:45 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Hidden Ridge, LLC See All Filings	D	2016-08-09 16:07:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681861 Filed Document 0001398344-16-016391 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:07:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automaton, Inc. See All Filings	D	2016-08-09 16:04:07 UTC
Amount To Be Raised $967,057 Associated Brokers / Dealers N/A CIK Number 0001681914 Filed Document 0001681914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:04:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inventergy Global, Inc. See All Filings	D	2016-08-09 16:03:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001084752 Filed Document 0001465818-16-000129 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:03:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AURIS SURGICAL ROBOTICS, INC. See All Filings	D	2016-08-09 16:00:56 UTC
Amount To Be Raised $57,588,717 Associated Brokers / Dealers N/A CIK Number 0001464814 Filed Document 0001464814-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:00:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSATS INC. See All Filings	D	2016-08-09 15:58:27 UTC
Amount To Be Raised $3,283,516 Associated Brokers / Dealers N/A CIK Number 0001620609 Filed Document 0001620609-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:58:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GDMN Family Investments, LP See All Filings	D	2016-08-09 15:57:08 UTC
Amount To Be Raised $474,403 Associated Brokers / Dealers N/A CIK Number 0001681895 Filed Document 0001681895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2016-08-09 15:37:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:37:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Full Value Offshore Fund, Ltd. See All Filings	D/A	2016-08-09 15:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584439 Filed Document 0001584439-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-09 15:36:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MWG Solar Utility I, LLC See All Filings	D	2016-08-09 15:34:48 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers none CIK Number 0001681852 Filed Document 0001019687-16-007118 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASC Admiral Way LLC See All Filings	D	2016-08-09 15:12:33 UTC
Amount To Be Raised $4,140,000 Associated Brokers / Dealers N/A CIK Number 0001680960 Filed Document 0001680960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 15:12:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt