Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Koniku Inc. See All Filings	D	2016-08-10 15:00:28 UTC
Amount To Be Raised $2,602,979 Associated Brokers / Dealers N/A CIK Number 0001681907 Filed Document 0001681907-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:00:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GK DST - Cedar Falls Grocery See All Filings	D/A	2016-08-10 14:57:06 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Garry N. Savage Sr., Trevor L. Gordon, Robert L. Boggess, and Trawnegan Gall CIK Number 0001680064 Filed Document 0001680064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:57:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HEALTHCARE OPPORTUNITIES FUND I, L.P. See All Filings	D/A	2016-08-10 14:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638095 Filed Document 0001638095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Opportunity Fund, LLC See All Filings	D/A	2016-08-10 14:51:15 UTC
Amount To Be Raised $23,049,926 Associated Brokers / Dealers CapFinancial Securities, LLC CIK Number 0001679071 Filed Document 0001679071-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:51:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitfinder, Inc. See All Filings	D	2016-08-10 14:38:37 UTC
Amount To Be Raised $6,230,486 Associated Brokers / Dealers N/A CIK Number 0001676059 Filed Document 0001676059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:38:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
PVC Global Futures Fund, LP See All Filings	D/A	2016-08-10 14:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536970 Filed Document 0001536970-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GC Waves Holdings, Inc. See All Filings	D	2016-08-10 14:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642706 Filed Document 0001642706-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:37:28 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sebago Lake Distillery LLC See All Filings	D	2016-08-10 14:36:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672136 Filed Document 0001672136-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:36:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
West Orange Fitness, DST See All Filings	D/A	2016-08-10 14:27:42 UTC
Amount To Be Raised $6,653,661 Associated Brokers / Dealers Gary Gardner, Joseph Michaletz, and Scott D. Offerman CIK Number 0001678396 Filed Document 0001678396-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:27:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SPC PARTNERS VI, L.P. See All Filings	D/A	2016-08-10 14:25:12 UTC
Amount To Be Raised $467,400,000 Associated Brokers / Dealers N/A CIK Number 0001678320 Filed Document 0001678320-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:25:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CNL Healthcare Properties II, Inc. See All Filings	D	2016-08-10 14:22:25 UTC
Amount To Be Raised $563,750 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001648383 Filed Document 0001648383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:22:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NuMat Technologies, Inc. See All Filings	D/A	2016-08-10 14:22:18 UTC
Amount To Be Raised $7,317,148 Associated Brokers / Dealers N/A CIK Number 0001579978 Filed Document 0001579978-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:22:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL ELECTRIC TRANSPORT INC See All Filings	C	2016-08-10 14:18:21 UTC
Financial Interest none Filing Platform TRUCROWD INC Offering Amount $1,000,000 CIK Number 0001681772 Filed Document 0001681772-16-000001 Accepted Date 2016-08-10 14:18:21 UTC Type of Offering C Security Offered Amount 13,750 Security Offered Type Common Stock State CALIFORNIA
JOHNNY B. GOODE JOINT VENTURE See All Filings	D	2016-08-10 14:17:13 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001681997 Filed Document 0001681997-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-10 14:17:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Net Venture See All Filings	D	2016-08-10 14:10:15 UTC
Amount To Be Raised $933,099 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:10:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Liquid Alpha Plus (US) Fund See All Filings	D	2016-08-10 14:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681858 Filed Document 0000902664-16-007800 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:04:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Co-Investment Partners Energy, L.P. See All Filings	D	2016-08-10 13:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681354 Filed Document 0001669723-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pavadi Healthcare Value Fund LP See All Filings	D/A	2016-08-10 13:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513111 Filed Document 0000919574-16-014506 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV-TE, L.P. See All Filings	D	2016-08-10 13:58:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681167 Filed Document 0001681167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV-PF, L.P. See All Filings	D	2016-08-10 13:57:36 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681166 Filed Document 0001681166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:57:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV-B, L.P. See All Filings	D	2016-08-10 13:57:11 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681165 Filed Document 0001681165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:57:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV, L.P. See All Filings	D	2016-08-10 13:56:43 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681161 Filed Document 0001681161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Showroom, Inc See All Filings	D	2016-08-10 13:50:37 UTC
Amount To Be Raised $6,400,100 Associated Brokers / Dealers N/A CIK Number 0001681953 Filed Document 0001681953-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:50:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alphaeon Corp See All Filings	D	2016-08-10 13:45:35 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001622667 Filed Document 0001622667-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:45:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Liberty WS Tampa Brandon, LLLP See All Filings	D	2016-08-10 13:40:36 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001682004 Filed Document 0001682004-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:40:36 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AmeriPana Capital Fund, LP See All Filings	D	2016-08-10 13:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681112 Filed Document 0001681112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:36:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG GREEN MACHINE, INC. See All Filings	D	2016-08-10 13:34:20 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001679697 Filed Document 0001076542-16-000341 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:34:20 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
SoCal Propane LLC See All Filings	D	2016-08-10 13:24:41 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001609841 Filed Document 0001609841-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-10 13:24:41 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ft. Collins Multifamily III DST See All Filings	D	2016-08-10 13:23:48 UTC
Amount To Be Raised $21,715,585 Associated Brokers / Dealers Inland Securities Corporation, Thomas M. Hess, and Marcia A. Geltman CIK Number 0001680369 Filed Document 0001680369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:23:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GLOWFORGE INC. See All Filings	D	2016-08-10 13:13:45 UTC
Amount To Be Raised $31,499,989 Associated Brokers / Dealers N/A CIK Number 0001625619 Filed Document 0001625619-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:13:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lua Technologies, Inc. See All Filings	D	2016-08-10 13:12:55 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001555579 Filed Document 0001555579-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:12:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PayForward, LLC See All Filings	D	2016-08-10 12:58:47 UTC
Amount To Be Raised $4,499,999 Associated Brokers / Dealers N/A CIK Number 0001638906 Filed Document 0001638906-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:58:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cytocentrics, Inc. See All Filings	D/A	2016-08-10 12:57:12 UTC
Amount To Be Raised $21,821,845 Associated Brokers / Dealers Jim Garvin CIK Number 0001637514 Filed Document 0001637514-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:57:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SONORA SURGICAL SERVICES LLC See All Filings	D	2016-08-10 12:56:15 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001389637 Filed Document 0001389637-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:56:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stellus Capital Energy Opportunities Fund, LP See All Filings	D/A	2016-08-10 12:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582942 Filed Document 0000899140-16-001548 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Bancorp, Inc. See All Filings	D	2016-08-10 12:46:58 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001680379 Filed Document 0001680379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:46:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Primo Connect, Inc. See All Filings	C	2016-08-10 12:41:32 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001668076 Filed Document 0001644600-16-000175 Accepted Date 2016-08-10 12:41:32 UTC Type of Offering C Security Offered Amount 150,000 Security Offered Type Common Stock State CALIFORNIA
RLV51 Fund II, L.P. See All Filings	D	2016-08-10 12:36:42 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001680978 Filed Document 0001680978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:36:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prepaid Technologies Company, Inc. See All Filings	D	2016-08-10 12:33:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681982 Filed Document 0001681982-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:33:13 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Elysium Industries Ltd See All Filings	D	2016-08-10 12:24:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001681832 Filed Document 0001681832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:24:32 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WINSTON GOLD MINING CORP. See All Filings	D	2016-08-10 12:17:37 UTC
Amount To Be Raised $22,935 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-16-000398 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:17:37 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Merchants Bancorp See All Filings	D/A	2016-08-10 12:16:12 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001629019 Filed Document 0001629019-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:16:12 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
OurCrowd (Investment in Highcon) L.P. See All Filings	D	2016-08-10 12:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599506 Filed Document 0001465818-16-000130 Exclusions or Exemptions 506c Accepted Date 2016-08-10 12:08:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WiserCare, Inc. See All Filings	D/A	2016-08-10 12:02:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001595678 Filed Document 0001595678-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:02:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sigmata Electronics, Inc. See All Filings	1-A/A	2016-08-10 11:55:34 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001675426 Filed Document 0001675426-16-000034 Accepted Date 2016-08-10 11:55:34 UTC Type of Offering 1-A/A Industry RETAIL-RADIO, TV & CONSUMER ELECTRONICS STORES Offering Tier Tier2 Principal Place of Business RHODE ISLAND Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Hathaway Activated Carbon, Inc. See All Filings	1-A	2016-08-10 11:55:29 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001681222 Filed Document 0001681222-16-000001 Accepted Date 2016-08-10 11:55:29 UTC Type of Offering 1-A Industry MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) Offering Tier Tier1 Principal Place of Business TENNESSEE Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
GetTransparency, LLC See All Filings	D	2016-08-10 11:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681878 Filed Document 0001681878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 11:54:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HealthTac, LLC See All Filings	D	2016-08-10 11:53:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None CIK Number 0001656341 Filed Document 0001656341-16-000008 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-10 11:53:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AP Investment Group, LP See All Filings	D	2016-08-10 11:23:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001680666 Filed Document 0001680666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 11:23:10 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
205 Miller Franklin, LLC See All Filings	D	2016-08-10 11:16:12 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001681393 Filed Document 0001681393-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 11:16:12 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other