Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SEMPRIUS INC See All Filings	D	2016-06-28 16:26:14 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-06-28 16:26:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Vestige Settlements I, LLC See All Filings	D	2016-06-28 16:17:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001675794 Filed Document 0001675794-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 16:17:37 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXXVIII LLC See All Filings	D	2016-06-28 16:09:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc CIK Number 0001674219 Filed Document 0001674219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 16:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Bit Fry Game Studios, Inc. See All Filings	D/A	2016-06-28 16:09:15 UTC
Amount To Be Raised $889,000 Associated Brokers / Dealers N/A CIK Number 0001666345 Filed Document 0001666345-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 16:09:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Savvy Traveler, LLC See All Filings	D	2016-06-28 15:59:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001656916 Filed Document 0001656916-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:59:18 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AlphaKeys Strategic Partners VII, L.L.C. See All Filings	D	2016-06-28 15:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001677486 Filed Document 0001677486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:50:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fooji, Inc. See All Filings	D	2016-06-28 15:50:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678370 Filed Document 0001678370-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:50:32 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aktana, Inc. See All Filings	D	2016-06-28 15:39:10 UTC
Amount To Be Raised $17,646,925 Associated Brokers / Dealers N/A CIK Number 0001528576 Filed Document 0001243233-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:39:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rothschild Cornerstone Fund, LP See All Filings	D/A	2016-06-28 15:37:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612017 Filed Document 0001612017-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:37:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlanta Preferred Holdings, LLC See All Filings	D	2016-06-28 15:34:44 UTC
Amount To Be Raised $5,817,000 Associated Brokers / Dealers Jacob Immanuel CIK Number 0001678324 Filed Document 0001678324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:34:44 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Abee Semi, Inc. See All Filings	D	2016-06-28 15:34:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678395 Filed Document 0001678395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:34:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tascent, Inc. See All Filings	D	2016-06-28 15:22:56 UTC
Amount To Be Raised $18,250,000 Associated Brokers / Dealers N/A CIK Number 0001678228 Filed Document 0001678228-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:22:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scottline Healthcare Solutions, Inc. See All Filings	1-A	2016-06-28 15:20:39 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001677899 Filed Document 0001079974-16-001371 Accepted Date 2016-06-28 15:20:39 UTC Type of Offering 1-A Industry SERVICES-HEALTH SERVICES Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
COVEMARK MADERA LLC See All Filings	D	2016-06-28 15:16:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678406 Filed Document 0001678406-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:16:29 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kudzu Fund, L.P. See All Filings	D/A	2016-06-28 15:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461999 Filed Document 0001461999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:09:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TW Southcross Sidecar II LP See All Filings	D	2016-06-28 15:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678355 Filed Document 0001678355-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2016-06-28 15:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, William W. Cathriner, Jill Cohen, Andrew Linbeck, Morgan Stanley Smith Barney LLC, Blair Batson, and William S. Hill CIK Number 0001616017 Filed Document 0001616017-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-06-28 15:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deako, Inc. See All Filings	D	2016-06-28 14:57:14 UTC
Amount To Be Raised $7,885,000 Associated Brokers / Dealers N/A CIK Number 0001658490 Filed Document 0001658490-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:57:14 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Listo Unlimited Inc. See All Filings	D/A	2016-06-28 14:53:49 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001612980 Filed Document 0001612980-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:53:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
1 PINE POINT LLC See All Filings	D	2016-06-28 14:52:51 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001678400 Filed Document 0001678400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:52:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FVCBankcorp, Inc. See All Filings	D	2016-06-28 14:48:26 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners L.P. CIK Number 0001675644 Filed Document 0001484364-16-000091 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:48:26 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
TW Southcross Sidecar II(N-QP) LP See All Filings	D	2016-06-28 14:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678354 Filed Document 0001678354-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:45:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melior Innovations, Inc. See All Filings	D	2016-06-28 14:34:44 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001541517 Filed Document 0001541517-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:34:44 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Savii, Inc. See All Filings	D/A	2016-06-28 14:31:59 UTC
Amount To Be Raised $1,490,628 Associated Brokers / Dealers N/A CIK Number 0001671467 Filed Document 0001671467-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:31:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EMG White Star Offshore Co-Investment, LP See All Filings	D	2016-06-28 14:27:46 UTC
Amount To Be Raised $404,590 Associated Brokers / Dealers N/A CIK Number 0001596392 Filed Document 0001596392-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H.Z.H. Investments LLC See All Filings	D	2016-06-28 14:27:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677630 Filed Document 0001677630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:27:44 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
ROPHEKA HEALTHCARE SYSYTEM, INC See All Filings	D	2016-06-28 14:27:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DJENANE VIRGELIN CIK Number 0001678335 Filed Document 0001678335-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-28 14:27:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
25 Capra LP See All Filings	D	2016-06-28 14:21:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001678296 Filed Document 0001678296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:21:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Kadenze, Inc. See All Filings	D	2016-06-28 14:14:46 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001594765 Filed Document 0001615774-16-006094 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:14:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AEI NATIONAL INCOME PROPERTY FUND VIII LP See All Filings	D/A	2016-06-28 14:14:03 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers AEI Securities, Inc CIK Number 0001570740 Filed Document 0001570740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:14:03 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Coast Technologies, Inc. See All Filings	D	2016-06-28 14:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676569 Filed Document 0000897069-16-000939 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:06:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CAZ Partners Fund, L.P. See All Filings	D/A	2016-06-28 14:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-16-001563 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:06:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Animal Diagnostics Inc See All Filings	D/A	2016-06-28 14:02:56 UTC
Amount To Be Raised $3,507,667 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 14:02:56 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HyperSciences, Inc. See All Filings	D/A	2016-06-28 13:56:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646921 Filed Document 0001646921-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:56:56 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aeon Technology Fund I, LLC See All Filings	D	2016-06-28 13:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678054 Filed Document 0001678054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
Spruce Inc. See All Filings	D	2016-06-28 13:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645421 Filed Document 0001645421-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-06-28 13:54:15 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
APX New Harmony Partners-A, LP See All Filings	D	2016-06-28 13:53:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001677797 Filed Document 0001677797-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:53:02 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BC European Capital X - 9 Alt LP See All Filings	D	2016-06-28 13:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677887 Filed Document 0001677887-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
41 Fund, LLC See All Filings	D	2016-06-28 13:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676836 Filed Document 0001676836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:32:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X - 9 LP See All Filings	D	2016-06-28 13:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677864 Filed Document 0001677864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savant Patrick, LLC See All Filings	D	2016-06-28 13:12:28 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001676897 Filed Document 0001676897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:12:28 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
BC European Capital X - 7 LP See All Filings	D	2016-06-28 13:11:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677873 Filed Document 0001677873-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:11:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRANDA GOLD CORP See All Filings	D	2016-06-28 13:09:57 UTC
Amount To Be Raised $1,385,508 Associated Brokers / Dealers N/A CIK Number 0000942149 Filed Document 0001140361-16-070977 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:09:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2016-06-28 13:07:57 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:07:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AFA Emerging Manager Platform, LLC Mako Series See All Filings	D	2016-06-28 13:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678306 Filed Document 0001678306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:07:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Calico Veterinary Lending Fund I, LP See All Filings	D	2016-06-28 13:05:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675899 Filed Document 0001675899-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:05:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pull Technologies Inc. See All Filings	D	2016-06-28 13:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675976 Filed Document 0001144204-16-110187 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:04:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Revolymer Plc See All Filings	D	2016-06-28 13:02:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677912 Filed Document 0001677912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:02:43 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
TRISHIELD SPECIAL SITUATIONS FUND LTD. See All Filings	D/A	2016-06-28 13:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001613501 Filed Document 0000919574-16-013852 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X - 6 LP See All Filings	D	2016-06-28 13:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677875 Filed Document 0001677875-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-28 13:00:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund