|
|
D/A |
2016-06-30 15:04:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001386164
- Filed Document
- 0001386164-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:04:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 15:03:45 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Lighthouse Capital Group, LLC
- CIK Number
- 0001678647
- Filed Document
- 0001678647-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:03:45 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 15:03:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524441
- Filed Document
- 0001524441-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:03:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 15:00:25 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662912
- Filed Document
- 0001662912-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 15:00:25 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:57:06 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653541
- Filed Document
- 0001104659-16-130347
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:57:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:54:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605702
- Filed Document
- 0001605702-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:54:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 14:47:26 UTC |
- Amount To Be Raised
- $680,000
- Associated Brokers / Dealers
- Nancy J. Cass
- CIK Number
- 0001639681
- Filed Document
- 0001639681-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:47:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:47:11 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662912
- Filed Document
- 0001662912-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:47:11 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:46:43 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579367
- Filed Document
- 0001579367-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:46:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:34:49 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637252
- Filed Document
- 0001637252-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:34:49 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-06-30 14:33:04 UTC |
- Amount To Be Raised
- $28,905,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625894
- Filed Document
- 0001625894-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:33:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 14:24:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646531
- Filed Document
- 0001646531-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:24:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:23:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609415
- Filed Document
- 0001609415-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:23:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 14:23:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673432
- Filed Document
- 0001546927-16-000510
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:23:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 14:22:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651431
- Filed Document
- 0001651431-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:22:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 14:19:58 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001678555
- Filed Document
- 0001678555-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:19:58 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2016-06-30 14:17:54 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- JCC Advisors, LLC
- CIK Number
- 0001656108
- Filed Document
- 0001477932-16-011118
- Accepted Date
- 2016-06-30 14:17:54 UTC
- Type of Offering
- 1-A/A
- Industry
- REAL ESTATE
- Offering Tier
- Tier2
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $563,037
- State of Jurisdiction
- DELAWARE
- Type of Security
- Debt
|
|
|
D/A |
2016-06-30 14:07:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Silver Leaf Partners, LLC and Patrick Capital Markets
- CIK Number
- 0001639750
- Filed Document
- 0001079973-16-001047
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-06-30 14:07:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 14:02:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524442
- Filed Document
- 0001524442-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 14:02:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 13:56:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676680
- Filed Document
- 0000919574-16-013883
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:56:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:53:36 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451341
- Filed Document
- 0001451341-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:53:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-06-30 13:46:17 UTC |
- Amount To Be Raised
- $3,299,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573226
- Filed Document
- 0001573226-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:46:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:44:06 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- North Capital Private Securities Corporation
- CIK Number
- 0001678446
- Filed Document
- 0001676426-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:44:06 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:39:02 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- North Capital Private Securities Corporation
- CIK Number
- 0001676426
- Filed Document
- 0001676426-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:39:02 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:36:32 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678253
- Filed Document
- 0001678253-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:36:32 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-06-30 13:31:52 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590257
- Filed Document
- 0001012975-16-001322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:31:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-06-30 13:17:30 UTC |
- Amount To Be Raised
- $591,464
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678398
- Filed Document
- 0001461373-16-000095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:17:30 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:14:46 UTC |
- Amount To Be Raised
- $6,750,000
- Associated Brokers / Dealers
- ALLEGHENY INVESTMENTS LTD
- CIK Number
- 0001678334
- Filed Document
- 0001678334-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:14:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:13:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678450
- Filed Document
- 0001015325-16-000065
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:13:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 13:10:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001284249
- Filed Document
- 0001284249-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:10:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 13:09:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678449
- Filed Document
- 0001015325-16-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:09:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:01:56 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678522
- Filed Document
- 0001678522-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 13:01:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 13:00:42 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001672727
- Filed Document
- 0001671967-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-06-30 13:00:42 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 12:58:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001676065
- Filed Document
- 0001676065-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:58:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 12:56:26 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001671967
- Filed Document
- 0001671967-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-06-30 12:56:26 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 12:56:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001674879
- Filed Document
- 0001674879-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:56:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 12:54:41 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- Lighthouse Capital Group, LLC
- CIK Number
- 0001678624
- Filed Document
- 0001678624-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:54:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-30 12:52:50 UTC |
- Amount To Be Raised
- $249,990
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672332
- Filed Document
- 0001672332-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:52:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 12:51:07 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646776
- Filed Document
- 0001646776-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:51:07 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2016-06-30 12:47:51 UTC |
- Amount To Be Raised
- $3
- Associated Brokers / Dealers
- PARTICIPATING REGISTERED BROKER DEALERS TO BE DETERMINED
- CIK Number
- 0001606799
- Filed Document
- 0001493152-16-011191
- Accepted Date
- 2016-06-30 12:47:51 UTC
- Type of Offering
- 1-A
- Industry
- ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS
- Offering Tier
- Tier2
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $968
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-06-30 12:37:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001212030
- Filed Document
- 0001647832-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:37:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-30 12:28:56 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- James R Kirchner and James M Huse
- CIK Number
- 0001673308
- Filed Document
- 0001673308-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:28:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 12:27:01 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678063
- Filed Document
- 0001615594-16-000231
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:27:01 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 12:20:25 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001672592
- Filed Document
- 0001672592-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:20:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 12:17:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676099
- Filed Document
- 0001676099-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:17:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 12:14:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676108
- Filed Document
- 0001676108-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:14:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-30 12:13:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661139
- Filed Document
- 0001661139-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:13:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-30 12:06:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001265447
- Filed Document
- 0001321653-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:06:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 12:06:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678557
- Filed Document
- 0001315863-16-001567
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:06:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-30 12:04:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678558
- Filed Document
- 0001315863-16-001566
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-30 12:04:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|