Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LeanTaaS, Inc. See All Filings	D	2016-07-05 18:33:27 UTC
Amount To Be Raised $9,894,300 Associated Brokers / Dealers N/A CIK Number 0001491408 Filed Document 0001491408-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-05 18:33:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Juno Therapeutics, Inc. See All Filings	D/A	2016-07-05 18:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-05 18:08:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Delcap, LP See All Filings	D	2016-07-05 17:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001678360 Filed Document 0001678360-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:59:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arka India Fund See All Filings	D	2016-07-05 17:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001677312 Filed Document 0001677312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:52:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BevSpot, Inc. See All Filings	D	2016-07-05 17:36:30 UTC
Amount To Be Raised $11,000,003 Associated Brokers / Dealers N/A CIK Number 0001678779 Filed Document 0001678779-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:36:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Moat Capital Ventures, LP See All Filings	D/A	2016-07-05 17:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619062 Filed Document 0001619062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:30:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3-V Biosciences, Inc. See All Filings	D	2016-07-05 17:24:14 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001400118 Filed Document 0001400118-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:24:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D/A	2016-07-05 17:14:39 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:14:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Future of Surgery Fund, L.P. See All Filings	D	2016-07-05 17:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678771 Filed Document 0001678771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner Partners III, L.P. See All Filings	D	2016-07-05 16:58:44 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers N/A CIK Number 0001677697 Filed Document 0001677697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner Partners II, L.P. See All Filings	D/A	2016-07-05 16:39:03 UTC
Amount To Be Raised $75,757,575 Associated Brokers / Dealers N/A CIK Number 0001593996 Filed Document 0001593996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG White Star Holdings, LLC See All Filings	D	2016-07-05 16:38:27 UTC
Amount To Be Raised $112,774,654 Associated Brokers / Dealers N/A CIK Number 0001596382 Filed Document 0001596382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:38:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrowlerWerks, Inc. See All Filings	D	2016-07-05 16:35:12 UTC
Amount To Be Raised $1,072,000 Associated Brokers / Dealers N/A CIK Number 0001678665 Filed Document 0001678665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:35:12 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D	2016-07-05 16:29:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:29:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Liquid 2 Ventures, L.P. See All Filings	D/A	2016-07-05 16:26:14 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001651994 Filed Document 0001678764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tricadia Convexity Fund, L.P. See All Filings	D/A	2016-07-05 16:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612492 Filed Document 0001612495-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peninsula Ventures IV, L.P. See All Filings	D/A	2016-07-05 16:19:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Convexity Fund, Ltd. See All Filings	D/A	2016-07-05 16:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612495 Filed Document 0001612495-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malartu, Inc. See All Filings	D	2016-07-05 16:14:59 UTC
Amount To Be Raised $614,000 Associated Brokers / Dealers N/A CIK Number 0001619099 Filed Document 0001619099-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-05 16:14:59 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
MYH, Inc. See All Filings	D	2016-07-05 16:14:27 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001678818 Filed Document 0001678818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:14:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOM DIA IMPORTS LLC See All Filings	D/A	2016-07-05 16:10:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001556303 Filed Document 0001556303-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:10:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LABDOOR INC See All Filings	D	2016-07-05 16:08:47 UTC
Amount To Be Raised $7,215,587 Associated Brokers / Dealers N/A CIK Number 0001553505 Filed Document 0001553505-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:08:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HFReu Umbrella Trust See All Filings	D/A	2016-07-05 16:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600482 Filed Document 0001600482-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:06:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR OFFSHORE UMBRELLA FEEDER MASTER TRUST See All Filings	D/A	2016-07-05 16:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360973 Filed Document 0001360973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR U S Feeder Fund LLC See All Filings	D/A	2016-07-05 15:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348814 Filed Document 0001348814-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFRX III Tracker Master Trust See All Filings	D/A	2016-07-05 15:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535059 Filed Document 0001535059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:54:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFRX TRACKER MASTER TRUST See All Filings	D/A	2016-07-05 15:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277993 Filed Document 0001277993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR FUND OF FUNDS MASTER TRUST See All Filings	D/A	2016-07-05 15:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278016 Filed Document 0001278016-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OB1 Co See All Filings	D	2016-07-05 15:43:03 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001641700 Filed Document 0001641700-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:43:03 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
HFR MASTER TRUSTS See All Filings	D/A	2016-07-05 15:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162431 Filed Document 0001162431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:42:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Bancshares Inc See All Filings	D	2016-07-05 15:39:02 UTC
Amount To Be Raised $7,500,003 Associated Brokers / Dealers Gene Katz CIK Number 0001341317 Filed Document 0001341317-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:39:02 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Bancshares Inc See All Filings	D	2016-07-05 15:38:00 UTC
Amount To Be Raised $7,500,003 Associated Brokers / Dealers Gene Katz CIK Number 0001341317 Filed Document 0001341317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:38:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Bancshares Inc See All Filings	D	2016-07-05 15:36:44 UTC
Amount To Be Raised $12,500,001 Associated Brokers / Dealers Gene Katz CIK Number 0001341317 Filed Document 0001341317-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:36:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Key Travel Concierge, Inc. See All Filings	D	2016-07-05 15:33:59 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001628853 Filed Document 0001628853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:33:59 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
eChemion, Inc. See All Filings	D	2016-07-05 15:31:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001678683 Filed Document 0001678683-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:31:10 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
West Putnam Investors LP See All Filings	D	2016-07-05 15:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001678161 Filed Document 0001678161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WINDVEST CAPITAL, LLC See All Filings	D/A	2016-07-05 15:24:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001647797 Filed Document 0001647797-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-05 15:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNITY PROSPECT PARTNERS See All Filings	D	2016-07-05 15:20:08 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001678697 Filed Document 0001678697-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-05 15:20:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
HBK Multi-Strategy Fund L.P. See All Filings	D/A	2016-07-05 15:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472483 Filed Document 0001472483-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KindCann Holdings Ltd See All Filings	D	2016-07-05 15:15:37 UTC
Amount To Be Raised $273,134 Associated Brokers / Dealers N/A CIK Number 0001652979 Filed Document 0001652979-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:15:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Irving Resources Inc. See All Filings	D	2016-07-05 15:09:13 UTC
Amount To Be Raised $217,821 Associated Brokers / Dealers N/A CIK Number 0001666782 Filed Document 0001666782-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:09:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
HBK Multi-Strategy Offshore Fund Ltd. See All Filings	D/A	2016-07-05 15:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385653 Filed Document 0001385653-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FSN Capital V L.P. See All Filings	D	2016-07-05 15:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. CIK Number 0001678672 Filed Document 0001678672-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:03:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swift Health Systems Inc. See All Filings	D	2016-07-05 14:59:46 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001678140 Filed Document 0001678140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 14:59:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mozio Inc. See All Filings	D/A	2016-07-05 14:57:40 UTC
Amount To Be Raised $5,010,261 Associated Brokers / Dealers N/A CIK Number 0001664241 Filed Document 0001664241-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 14:57:40 UTC Type of Offering D/A Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HBK Quantitative Strategies Offshore Fund L.P. See All Filings	D/A	2016-07-05 14:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503237 Filed Document 0001503237-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 14:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Milwaukee MSA Multifamily Portfolio DST See All Filings	D	2016-07-05 14:55:07 UTC
Amount To Be Raised $30,662,168 Associated Brokers / Dealers David B. Levinson CIK Number 0001678734 Filed Document 0000950138-16-001171 Exclusions or Exemptions 506b Accepted Date 2016-07-05 14:55:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 66, LLC See All Filings	D	2016-07-05 14:50:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678640 Filed Document 0001678640-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-05 14:50:17 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Jetstream Global II LP See All Filings	D	2016-07-05 14:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678780 Filed Document 0001678780-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 14:48:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D/A	2016-07-05 14:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-16-000499 Exclusions or Exemptions 506b Accepted Date 2016-07-05 14:48:31 UTC Type of Offering D/A Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity