Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Connor Group Debt Fund IX, LLC See All Filings	D	2016-08-18 15:05:11 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Various CIK Number 0001682400 Filed Document 0001682400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:05:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cool Energy, Inc. See All Filings	D	2016-08-18 14:55:36 UTC
Amount To Be Raised $1,467,150 Associated Brokers / Dealers N/A CIK Number 0001525791 Filed Document 0001525791-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Deep Space Industries, Inc. See All Filings	D	2016-08-18 14:52:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001657753 Filed Document 0001657753-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Derivatix First Option Fund, LP See All Filings	D/A	2016-08-18 14:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001651132 Filed Document 0001651132-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-08-18 14:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Blue Tech Inc. See All Filings	D	2016-08-18 14:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682197 Filed Document 0001682197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:36:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
KEC/JF II LLC See All Filings	D	2016-08-18 14:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682470 Filed Document 0000899140-16-001562 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion High Yield Secured Fund I, LLC See All Filings	D	2016-08-18 14:28:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001682646 Filed Document 0001682646-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-18 14:28:29 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Run Dexter, Inc. See All Filings	D	2016-08-18 14:20:26 UTC
Amount To Be Raised $3,252,097 Associated Brokers / Dealers N/A CIK Number 0001682106 Filed Document 0001682106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:20:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Oak Health & Rehabilitation, LLC See All Filings	D	2016-08-18 14:08:09 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001682521 Filed Document 0001682521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:08:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
OI2 MEDIA CORP See All Filings	D	2016-08-18 14:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681487 Filed Document 0001144204-16-120161 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:08:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
R&M ENHANCEMENT LLC See All Filings	D	2016-08-18 13:59:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001682650 Filed Document 0001682650-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:59:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Columbus Photovoltaics LLC See All Filings	D	2016-08-18 13:58:12 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001538881 Filed Document 0001538881-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:58:12 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GS Gamma Investments Ltd See All Filings	D/A	2016-08-18 13:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC CIK Number 0001343728 Filed Document 0001343728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDI Sundown, LLC See All Filings	D/A	2016-08-18 13:49:06 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers None CIK Number 0001682433 Filed Document 0001682433-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:49:06 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAN GABRIEL FUND 3, L.P. See All Filings	D	2016-08-18 13:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676794 Filed Document 0001566114-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:46:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kampo Inc. See All Filings	D	2016-08-18 13:46:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001682331 Filed Document 0001682331-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:46:27 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Connected Signals, Inc. See All Filings	D	2016-08-18 13:44:10 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001581673 Filed Document 0001581673-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:44:10 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NRAPT ENTERPRISES, LLC See All Filings	D	2016-08-18 13:44:05 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001681369 Filed Document 0001681369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:44:05 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Credit Investment Fund 2016, L.L.C. See All Filings	D/A	2016-08-18 13:44:04 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001678462 Filed Document 0001678462-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:44:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Distil Networks, Inc. See All Filings	D	2016-08-18 13:43:14 UTC
Amount To Be Raised $21,249,998 Associated Brokers / Dealers N/A CIK Number 0001566069 Filed Document 0001461373-16-000108 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:43:14 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Wing Storage Partners II L.P. See All Filings	D	2016-08-18 13:42:55 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001682644 Filed Document 0001682644-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-18 13:42:55 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Xcel Search Group,Inc. See All Filings	D	2016-08-18 13:38:28 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001682575 Filed Document 0001682575-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-08-18 13:38:28 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Parthenon Short Maturity High Yield Bond Fund, LP See All Filings	D/A	2016-08-18 13:27:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605255 Filed Document 0001566114-16-000133 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:27:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALVANIZE INC. See All Filings	D	2016-08-18 13:25:17 UTC
Amount To Be Raised $45,074,564 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001140361-16-077119 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:25:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Orion Constellation Partners II, LP See All Filings	D	2016-08-18 13:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682595 Filed Document 0001682595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:20:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMEWOOD NJOY HOLDINGS II, L.P. See All Filings	D/A	2016-08-18 13:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578817 Filed Document 0001578817-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cat Rock Capital Partners Cayman Ltd See All Filings	D/A	2016-08-18 13:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648342 Filed Document 0000905718-16-001640 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Harbors Emerging Market Fund, Ltd. See All Filings	D/A	2016-08-18 12:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-16-001738 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Potomac Fund, Ltd. See All Filings	D/A	2016-08-18 12:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347612 Filed Document 0001315863-16-001737 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Limestone Emerging Markets, L.P. See All Filings	D/A	2016-08-18 12:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470128 Filed Document 0001315863-16-001736 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:56:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ram Realty IV REIT See All Filings	D	2016-08-18 12:55:38 UTC
Amount To Be Raised $123,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberty Financial CIK Number 0001681569 Filed Document 0000902664-16-007953 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:55:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cat Rock Capital Partners LP See All Filings	D/A	2016-08-18 12:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648341 Filed Document 0000905718-16-001638 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgetown Emerging Markets Fund Offshore, L.P. See All Filings	D/A	2016-08-18 12:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001538147 Filed Document 0001315863-16-001735 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Georgetown Diversified Fund, Ltd. See All Filings	D/A	2016-08-18 12:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347616 Filed Document 0001315863-16-001734 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Human Capital Fund, Ltd. See All Filings	D/A	2016-08-18 12:49:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580605 Filed Document 0001315863-16-001733 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:49:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
McDonnell-Bellum Holdings, LLC See All Filings	D	2016-08-18 12:49:20 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001682612 Filed Document 0001682612-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:49:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAVENBRICK LLC See All Filings	D	2016-08-18 12:34:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001429256 Filed Document 0001429256-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:34:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NITINOL DEVICES & COMPONENTS, INC. See All Filings	D	2016-08-18 12:31:13 UTC
Amount To Be Raised $61,937,385 Associated Brokers / Dealers N/A CIK Number 0001436640 Filed Document 0001436640-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:31:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECA Raven Ventures I-A, L.P. See All Filings	D	2016-08-18 12:18:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001679442 Filed Document 0001679442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ECA Raven Ventures I, L.P. See All Filings	D	2016-08-18 12:14:23 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001679375 Filed Document 0001679375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Peninsula Fund VI Limited Partnership See All Filings	D/A	2016-08-18 12:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641709 Filed Document 0001641709-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:12:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NarrativeWave, Inc See All Filings	D	2016-08-18 12:06:44 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001675560 Filed Document 0001673897-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:06:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INRANGE SYSTEMS INC See All Filings	D	2016-08-18 12:04:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers R.M. Duncan Securities CIK Number 0001323263 Filed Document 0001209191-16-137724 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:04:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Seer Capital Partners Fund L.P. See All Filings	D/A	2016-08-18 12:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Stonehaven, LLC, Lyster Watson & Company, RSP Investment, LLC, and Point Bridge Capital, LLC CIK Number 0001488277 Filed Document 0000902664-16-007951 Exclusions or Exemptions 506b Accepted Date 2016-08-18 12:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Principal Fund IV Feeder (Cayman), L.P. See All Filings	D/A	2016-08-18 11:58:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651693 Filed Document 0001651693-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:58:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
US Consumer Capital, LLC See All Filings	D	2016-08-18 11:54:34 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers N/A CIK Number 0001682599 Filed Document 0001682599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:54:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Taiyo Hinata Fund, L.P. See All Filings	D/A	2016-08-18 11:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682025 Filed Document 0001682025-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:49:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree European Principal Fund IV Feeder (U.S.), L.P. See All Filings	D/A	2016-08-18 11:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651692 Filed Document 0001651692-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Principal Fund IV, L.P. See All Filings	D/A	2016-08-18 11:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651205 Filed Document 0001651205-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2016-08-18 11:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. and Benefit Finance Securities CIK Number 0001167611 Filed Document 0001167611-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-18 11:35:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other