Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NORTHEAST BANCORP /ME/ See All Filings	D	2016-07-08 10:06:34 UTC
Amount To Be Raised $15,050,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0000811831 Filed Document 0001647950-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:06:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Cardinal Spine, LLC See All Filings	D/A	2016-07-08 10:02:15 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:02:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NPC III, LLC See All Filings	D	2016-07-08 10:00:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:00:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Tekne Long Only Offshore Fund, Ltd. See All Filings	D	2016-07-08 09:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678894 Filed Document 0000919574-16-013972 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Offshore Fund Ltd. See All Filings	D	2016-07-08 09:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675505 Filed Document 0000919574-16-013970 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:57:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2016-07-08 09:55:06 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:55:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CHEVRON PHILLIPS CHEMICAL CO LP See All Filings	D/A	2016-07-08 09:51:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137293 Filed Document 0001137293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:51:55 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Accountable Healthcare Holdings Corp. See All Filings	D	2016-07-08 09:36:21 UTC
Amount To Be Raised $18,675,000 Associated Brokers / Dealers N/A CIK Number 0001545726 Filed Document 0001012975-16-001345 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:36:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Debt
Irvington Capital Fund, LLC See All Filings	D/A	2016-07-08 09:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647476 Filed Document 0001144204-16-112124 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purple Mixer, Inc. See All Filings	D/A	2016-07-08 09:27:20 UTC
Amount To Be Raised $2,812,737 Associated Brokers / Dealers N/A CIK Number 0001677469 Filed Document 0001144204-16-112123 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:27:20 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medicom Technologies, Inc. See All Filings	D	2016-07-08 09:25:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001678666 Filed Document 0001678666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:25:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Surgimatix, Inc. See All Filings	D	2016-07-08 09:18:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001529483 Filed Document 0001529483-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:18:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DLD Event Onshore Fund, LP See All Filings	D/A	2016-07-08 08:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578298 Filed Document 0001315863-16-001603 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Emerging Markets Large Cap Core Equity Fund See All Filings	D/A	2016-07-08 08:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643252 Filed Document 0000945621-16-000653 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:31:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCV 2016 Private Investors, L.P. See All Filings	D	2016-07-08 08:24:48 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001678286 Filed Document 0001678286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stelliam Offshore Fund II, Ltd. See All Filings	D/A	2016-07-08 08:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001597833 Filed Document 0001315863-16-001602 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:24:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Venture Fund 2016, L.P. See All Filings	D	2016-07-08 08:22:14 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001678394 Filed Document 0001678394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:22:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Draper Esprit plc See All Filings	D	2016-07-08 07:45:02 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers Numis Securities Limited CIK Number 0001678457 Filed Document 0001678457-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-08 07:45:02 UTC Type of Offering D Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Blackstone Partners Offshore Fund Ltd. (Class X Shares) See All Filings	D/A	2016-07-08 07:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581759 Filed Document 0000902664-16-007535 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treaty Oak Fund L.P. See All Filings	D/A	2016-07-08 07:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616107 Filed Document 0000902664-16-007533 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burnham Harbor Fund Ltd. See All Filings	D/A	2016-07-08 07:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553201 Filed Document 0000902664-16-007532 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glen at Briagate, LLC See All Filings	D/A	2016-07-08 07:13:55 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers Coughlin & Company, Inc. CIK Number 0001678602 Filed Document 0001678602-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-08 07:13:55 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Macquarie Asian Alpha US Feeder Fund See All Filings	D	2016-07-07 21:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678599 Filed Document 0001678599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 21:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Jessmar Real Estate Opportunity Fund, LLC See All Filings	D	2016-07-07 21:31:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679138 Filed Document 0001679138-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:31:03 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE DEARBORN, LLC See All Filings	D/A	2016-07-07 21:22:53 UTC
Amount To Be Raised $3,164,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001678243 Filed Document 0001678243-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:22:53 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BELLWETHER HOUSING See All Filings	D	2016-07-07 21:21:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001629991 Filed Document 0001629991-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 21:21:47 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Uvida PBC See All Filings	D	2016-07-07 21:20:53 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A - Self-funded CIK Number 0001679134 Filed Document 0001679134-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:20:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AVISTONE DEARBORN S, LLC See All Filings	D/A	2016-07-07 21:02:20 UTC
Amount To Be Raised $3,164,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001678245 Filed Document 0001678245-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:02:20 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
AVISTONE TULLER S, LLC See All Filings	D/A	2016-07-07 20:49:36 UTC
Amount To Be Raised $2,071,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001678154 Filed Document 0001678154-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-07 20:49:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Proof of Concept, LLC See All Filings	C/A	2016-07-07 20:26:45 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001677340 Filed Document 0001670254-16-000073 Accepted Date 2016-07-07 20:26:45 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State NEW YORK
AVISTONE TULLER, LLC See All Filings	D/A	2016-07-07 20:17:26 UTC
Amount To Be Raised $2,071,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001678156 Filed Document 0001678156-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-07 20:17:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE JAY HEALTH SCIENCES FUND, L.P. See All Filings	D/A	2016-07-07 19:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583750 Filed Document 0001209191-16-132083 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE JAY HEALTH SCIENCES FUND, LTD. See All Filings	D/A	2016-07-07 19:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583762 Filed Document 0001209191-16-132082 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChargePoint, Inc. See All Filings	D/A	2016-07-07 19:45:22 UTC
Amount To Be Raised $59,000,000 Associated Brokers / Dealers N/A CIK Number 0001458075 Filed Document 0001458075-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:45:22 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Travel Technologies, Inc. See All Filings	D/A	2016-07-07 19:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627151 Filed Document 0001627151-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 19:18:03 UTC Type of Offering D/A Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
sympl inc. See All Filings	D/A	2016-07-07 18:45:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001648335 Filed Document 0001648335-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:45:59 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Altair Senior Housing Fund II (AEW), LLC See All Filings	D/A	2016-07-07 18:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001672454 Filed Document 0001144204-16-112072 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fireman Brewery Holdings II LP See All Filings	D	2016-07-07 18:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Rose, Jonathan Greene, Andre McClure, Chet Hollister, and Jacque Kugler CIK Number 0001674907 Filed Document 0000914760-16-000445 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:09:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Tax Credit Fund 85, Ltd. See All Filings	D	2016-07-07 18:08:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., and Compass Securities Corporation CIK Number 0001679081 Filed Document 0001679081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 18:08:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAST VACATION PARTNERS, INC. See All Filings	D	2016-07-07 18:04:14 UTC
Amount To Be Raised $19,250 Associated Brokers / Dealers N/A CIK Number 0001542857 Filed Document 0001542857-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-07 18:04:14 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Icagen, Inc. See All Filings	D	2016-07-07 17:48:54 UTC
Amount To Be Raised $1,145,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001518520 Filed Document 0001213900-16-014819 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:48:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Toro Oil & Gas Ltd. See All Filings	D	2016-07-07 17:45:01 UTC
Amount To Be Raised $427,168 Associated Brokers / Dealers Altacorp Capital (USA) Inc. CIK Number 0001622410 Filed Document 0001622410-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:45:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 40 See All Filings	D	2016-07-07 17:37:01 UTC
Amount To Be Raised $200,006 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001678965 Filed Document 0001678965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:37:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 39 See All Filings	D	2016-07-07 17:34:52 UTC
Amount To Be Raised $239,994 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001678963 Filed Document 0001678963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:34:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BELLHAVEN COPPER & GOLD INC See All Filings	D	2016-07-07 17:34:36 UTC
Amount To Be Raised $318,578 Associated Brokers / Dealers N/A CIK Number 0001413622 Filed Document 0001183740-16-000388 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:34:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund, LLC - Series 37 See All Filings	D	2016-07-07 17:32:30 UTC
Amount To Be Raised $319,936 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001678962 Filed Document 0001678962-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:32:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LILIS ENERGY, INC. See All Filings	D	2016-07-07 17:29:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001437557 Filed Document 0001144204-16-112042 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:29:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Moneta Ventures Fund II, L.P. See All Filings	D	2016-07-07 17:26:06 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001678636 Filed Document 0001678636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:26:06 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VIII, LLC See All Filings	D/A	2016-07-07 17:26:01 UTC
Amount To Be Raised $20,811,193 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001670020 Filed Document 0001670020-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:26:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SeedInvest Holdings I, LLC, Chronos Series Only See All Filings	D	2016-07-07 17:24:51 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001678980 Filed Document 0001678980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 17:24:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund