Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AH Parallel Fund IV-A, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,708,000 Associated Brokers / Dealers N/A CIK Number 0001604859 Filed Document 0001604859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Baylight Leopard Plus, LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607839 Filed Document 0000935836-14-000306 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
La Crosse Medical, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $841,527 Associated Brokers / Dealers N/A CIK Number 0001607588 Filed Document 0001607588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
LIPIDVIRO TECH INC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0000006732 Filed Document 0001213900-14-003218 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Covey Apartments Salt Lake City, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $6,470,000 Associated Brokers / Dealers N/A CIK Number 0001607823 Filed Document 0001062993-14-002808 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LENR-INVEST Fund I, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001607878 Filed Document 0001607878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Magnitude Select Opportunities Fund, SP - Series 2 See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607720 Filed Document 0001607720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chinook II Fund, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572214 Filed Document 0001572214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ONEX PARTNERS IV LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001593476 Filed Document 0001140361-14-022292 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Q BLK STRATEGIC PARTNERS II, LTD See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001165109 Filed Document 0001140361-14-020900 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolute II, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001607992 Filed Document 0001607992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Jade World LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607894 Filed Document 0001607894-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Giphy, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001571719 Filed Document 0001571719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mckinley Non US Developed 130/30 Growth Onshore Fund LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001383029 Filed Document 0000935836-14-000307 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sancus Capital Select Master Fund, Ltd. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473242 Filed Document 0000919574-14-002917 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOMA BRAVO FUND XI, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $3,430,000,000 Associated Brokers / Dealers N/A CIK Number 0001606286 Filed Document 0001435877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dallas Proton Treatment Center, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers WFG Investments, Inc. CIK Number 0001607058 Filed Document 0001607058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sirocco II Fund, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572223 Filed Document 0001572223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Vital Twist Investors LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $789,892 Associated Brokers / Dealers N/A CIK Number 0001580558 Filed Document 0001580558-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Napier Park Absolute Return Muni Strategy, LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001480794 Filed Document 0000945621-14-000145 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH Energy Infrastructure Offshore Fund, LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576153 Filed Document 0000902664-14-002450 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PAMLI CL Global Credit Strategies Fund LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550141 Filed Document 0000919574-14-002912 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCM Core Alternative Fund LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576420 Filed Document 0001576420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firefly Systems Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001602505 Filed Document 0001602505-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LS Power Equity Partners III, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,073,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591664 Filed Document 0001591664-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WalkerHaven Equities, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607171 Filed Document 0001607171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Institutional Diversified Alpha Fund International L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607391 Filed Document 0001607391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 35 See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607816 Filed Document 0001565908-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Senior Loan Fund II LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576646 Filed Document 0001315863-14-000305 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOVA 3 RA See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $226,855 Associated Brokers / Dealers N/A CIK Number 0001566673 Filed Document 0001140361-14-021364 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
Are You a Human, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $3,208,333 Associated Brokers / Dealers N/A CIK Number 0001522835 Filed Document 0001522835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
39 Steps NY LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001607886 Filed Document 0001607886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
EQUAL EXCHANGE INC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0000797046 Filed Document 0000797046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PARADIGM CAPITAL VALUE LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549720 Filed Document 0000919574-14-002905 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Epiphany Craft Malt, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601091 Filed Document 0001601091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Becker Drapkin Partners Offshore, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607437 Filed Document 0001607437-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRANKLIN BANCORP INC /MO/ See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001108707 Filed Document 0001108707-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IMAGINAB, INC. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $20,749,995 Associated Brokers / Dealers N/A CIK Number 0001545875 Filed Document 0001140361-14-027998 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Firefly Systems Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001602505 Filed Document 0001602505-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RREAF Holdings (O&G Portfolio Number 2), LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001607828 Filed Document 0001607828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
THOMA BRAVO FUND XI-A, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $3,430,000,000 Associated Brokers / Dealers N/A CIK Number 0001606287 Filed Document 0001435877-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588382 Filed Document 0001588382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warmfest Entertainment Group, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607908 Filed Document 0001607908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LS Power Fund III Feeder 3, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,072,950,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591689 Filed Document 0001591664-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPP Master LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers N/A CIK Number 0001607342 Filed Document 0001607342-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascabel Fund LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads and Jeffrey Beck CIK Number 0001487333 Filed Document 0000919574-14-002911 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Sequitur Investors I, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591676 Filed Document 0001140361-14-020500 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PPI Holding Company, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $12,189,481 Associated Brokers / Dealers N/A CIK Number 0001607152 Filed Document 0001607152-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pennington Capital, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520565 Filed Document 0001520565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sands Point Partners LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $5,325,000 Associated Brokers / Dealers N/A CIK Number 0001607701 Filed Document 0001607701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity