Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baker Brothers Life Sciences LP See All Filings	D	2016-07-12 14:02:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363364 Filed Document 0001363364-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:02:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirePoint Solutions, Inc. See All Filings	D	2016-07-12 14:00:56 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:00:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
iQuartic, Inc. See All Filings	D/A	2016-07-12 13:58:05 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624412 Filed Document 0001624412-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:58:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project #10, LLC See All Filings	D	2016-07-12 13:57:43 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001677524 Filed Document 0001677524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:57:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Oncology Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-07-12 13:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613402 Filed Document 0000935836-16-001008 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - Commercial Real Estate Lending Fund II (Prime), LLC See All Filings	D	2016-07-12 13:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001677052 Filed Document 0001144204-16-112587 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hill Country Pharmacy, Ltd. See All Filings	D	2016-07-12 13:49:57 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001679088 Filed Document 0001162677-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:49:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HYGEN INDUSTRIES, INC. See All Filings	1-A/A	2016-07-12 13:48:36 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001661116 Filed Document 0001065949-16-000454 Accepted Date 2016-07-12 13:48:36 UTC Type of Offering 1-A/A Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $125,806 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
LMF 2, LP See All Filings	D/A	2016-07-12 13:46:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612464 Filed Document 0001612464-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:46:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triangle Canada Holdings, LP See All Filings	D	2016-07-12 13:42:37 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001677988 Filed Document 0001315863-16-001622 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:42:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clutch Holdings, Inc. See All Filings	D	2016-07-12 13:36:26 UTC
Amount To Be Raised $6,587,591 Associated Brokers / Dealers N/A CIK Number 0001585809 Filed Document 0001585809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:36:26 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ALKALINE WATER Co INC See All Filings	D	2016-07-12 13:30:11 UTC
Amount To Be Raised $685,000 Associated Brokers / Dealers N/A CIK Number 0001532390 Filed Document 0001085037-16-000307 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:30:11 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Anagin, Inc. See All Filings	D	2016-07-12 13:29:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679399 Filed Document 0001679399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:29:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Modo Labs, Inc. See All Filings	D	2016-07-12 13:26:03 UTC
Amount To Be Raised $10,402,201 Associated Brokers / Dealers N/A CIK Number 0001491378 Filed Document 0001491378-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:26:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cabot Industrial Core Fund, L.P. See All Filings	D/A	2016-07-12 13:24:11 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001636175 Filed Document 0001636175-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Research Group LLC See All Filings	D	2016-07-12 13:22:49 UTC
Amount To Be Raised $11,190,852 Associated Brokers / Dealers N/A CIK Number 0001494926 Filed Document 0001494926-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:22:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flat Audio Technologies, LLC See All Filings	D/A	2016-07-12 13:20:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Stonebridge Securities and Raley Holdings, LLC CIK Number 0001670378 Filed Document 0001670378-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:20:11 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D	2016-07-12 13:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001209191-16-132371 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:19:30 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2016-07-12 13:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001209191-16-132370 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:19:14 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GOLUB CAPITAL PARTNERS 10, L.P. See All Filings	D/A	2016-07-12 13:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647009 Filed Document 0001647009-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-12 13:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2016-07-12 12:56:27 UTC
Amount To Be Raised $187,600 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:56:27 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
BLUEAVOCADO CO See All Filings	D	2016-07-12 12:35:54 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001442811 Filed Document 0001442811-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:35:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SquadLocker, Inc. See All Filings	D/A	2016-07-12 12:32:27 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001652504 Filed Document 0001652504-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:32:27 UTC Type of Offering D/A Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VestedWorld Africa Fund, LLC - Series B See All Filings	D	2016-07-12 12:31:24 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001678983 Filed Document 0001678983-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:31:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FusionX Ventures Fund I, L.P. See All Filings	D	2016-07-12 12:31:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001675951 Filed Document 0001675951-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:31:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Alternatives FL Investor, LP See All Filings	D	2016-07-12 12:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605128 Filed Document 0001605128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:29:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serenitas Credit Gamma Offshore Fund, Ltd. See All Filings	D/A	2016-07-12 12:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001580742 Filed Document 0001652684-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stocosil Inc. See All Filings	D	2016-07-12 12:25:31 UTC
Amount To Be Raised $716,000 Associated Brokers / Dealers N/A CIK Number 0001645554 Filed Document 0001415889-16-006464 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:25:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Stocosil Inc. See All Filings	D	2016-07-12 12:24:46 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001645554 Filed Document 0001415889-16-006463 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:24:46 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stocosil Inc. See All Filings	D	2016-07-12 12:23:50 UTC
Amount To Be Raised $566,000 Associated Brokers / Dealers N/A CIK Number 0001645554 Filed Document 0001415889-16-006462 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:23:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Stocosil Inc. See All Filings	D	2016-07-12 12:23:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645554 Filed Document 0001415889-16-006461 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:23:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SBS Asia I Investors, LP See All Filings	D	2016-07-12 12:13:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561738 Filed Document 0001561738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 12:13:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paint Rock Investors, LLC See All Filings	D	2016-07-12 12:01:12 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001678173 Filed Document 0001678173-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-12 12:01:12 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Banc3 Holdings, Inc. See All Filings	D	2016-07-12 11:54:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001664276 Filed Document 0001664276-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:54:25 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Financial Hero Fund, LLC See All Filings	D/A	2016-07-12 11:50:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677408 Filed Document 0001677408-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-12 11:50:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sevo Nutraceuticals, Inc. See All Filings	D	2016-07-12 11:47:39 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001552703 Filed Document 0001552703-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:47:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Marshall Wace Managed Accounts PLC- MW Eureka Fund IV See All Filings	D	2016-07-12 11:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001679304 Filed Document 0000902664-16-007567 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:28:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serenitas Credit Gamma Fund, LLC See All Filings	D/A	2016-07-12 11:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001580743 Filed Document 0001652684-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Business Forms, Inc. See All Filings	D	2016-07-12 11:24:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001492003 Filed Document 0001362118-16-000049 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:24:30 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Green Swan Capital Corp. See All Filings	D	2016-07-12 11:10:55 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001679330 Filed Document 0001679330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:10:55 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AUTOAVAIL, INC. See All Filings	D	2016-07-12 11:10:50 UTC
Amount To Be Raised $7,298 Associated Brokers / Dealers N/A CIK Number 0001678517 Filed Document 0001678517-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:10:50 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
CAERUS CORP. See All Filings	D	2016-07-12 11:02:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659938 Filed Document 0001362118-16-000048 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:02:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
InvestiQuant, Inc. See All Filings	D	2016-07-12 10:54:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603546 Filed Document 0001603546-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:54:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
IOTUM INC See All Filings	D	2016-07-12 10:47:30 UTC
Amount To Be Raised $51,733 Associated Brokers / Dealers N/A CIK Number 0001296604 Filed Document 0001296604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:47:30 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MR. HOLMES INC. See All Filings	D	2016-07-12 10:33:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654296 Filed Document 0001654296-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:33:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTAL PARTNERS FUND L P See All Filings	D/A	2016-07-12 10:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362402 Filed Document 0001362402-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:32:36 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Investments Neutral Fund, LLC See All Filings	D/A	2016-07-12 10:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670722 Filed Document 0001670722-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2016-07-12 10:26:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:26:56 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-12 10:14:37 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000607 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:14:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHILDRENS HEALTHCARE OF ATLANTA SURGERY CENTER AT MERIDIAN MARK PLAZA, LLC See All Filings	D	2016-07-12 10:08:58 UTC
Amount To Be Raised $608,250 Associated Brokers / Dealers N/A CIK Number 0001200058 Filed Document 0001200058-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:08:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity