Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dorchester Capital Secondaries IV, L.P. See All Filings	D	2016-07-14 12:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679228 Filed Document 0001507943-16-000278 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:34:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piston Holdings L.P. See All Filings	D	2016-07-14 12:31:36 UTC
Amount To Be Raised $91,926,331 Associated Brokers / Dealers Tigress Financial Partners LLC CIK Number 0001679303 Filed Document 0000947871-16-001349 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:31:36 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Blackstart Partners Enhanced LP See All Filings	D	2016-07-14 12:30:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679665 Filed Document 0000919574-16-014105 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:30:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BW GLOBAL MACRO FUND, L.P. See All Filings	D/A	2016-07-14 12:28:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613719 Filed Document 0001613719-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:28:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schoox, Inc. See All Filings	D	2016-07-14 12:26:54 UTC
Amount To Be Raised $2,524,998 Associated Brokers / Dealers N/A CIK Number 0001564510 Filed Document 0001564510-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:26:54 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Universal Standard Clothing LLC See All Filings	D	2016-07-14 12:21:41 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers None CIK Number 0001679390 Filed Document 0001679390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:21:41 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barton Mines Corp See All Filings	D	2016-07-14 12:18:51 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001596774 Filed Document 0001596774-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:18:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
First Boston Holdings, Inc. See All Filings	D	2016-07-14 12:14:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001677851 Filed Document 0001677851-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:14:28 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
VSS Structured Capital Parallel III, L.P. See All Filings	D/A	2016-07-14 12:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EVERCORE GROUP L.L.C. and GREENSTONE GROUP FZC CIK Number 0001642070 Filed Document 0001642070-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureRF Corp See All Filings	D	2016-07-14 12:03:15 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001596534 Filed Document 0001596534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:03:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Small Cap Fund LLC See All Filings	D/A	2016-07-14 12:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-14 12:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2016-07-14 11:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:56:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WEST END FACILITIES, LLC See All Filings	D	2016-07-14 11:53:46 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001679445 Filed Document 0001679445-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:53:46 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2016-07-14 11:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:50:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, L.P. (limited partnership interests) See All Filings	D/A	2016-07-14 11:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-16-007595 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:49:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFF, LLC See All Filings	D/A	2016-07-14 11:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647560 Filed Document 0001140361-16-072451 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
W. Blazer Holdings LLC See All Filings	C	2016-07-14 11:41:17 UTC
Financial Interest Filing Platform I-BANKERS DIRECT, LLC Offering Amount $500,000 CIK Number 0001679526 Filed Document 0001679526-16-000003 Accepted Date 2016-07-14 11:41:17 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Other State PENNSYLVANIA
GEOKINETICS INC See All Filings	D	2016-07-14 11:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000314606 Filed Document 0000895345-16-000511 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:33:10 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRAND SLAM CAPITAL PARTNERS LP See All Filings	D/A	2016-07-14 11:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180952 Filed Document 0001180952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:25:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Slam Capital Offshore Fund, Ltd. See All Filings	D/A	2016-07-14 11:24:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583545 Filed Document 0001583545-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:24:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EIE Materials, Inc. See All Filings	D	2016-07-14 11:19:45 UTC
Amount To Be Raised $700,001 Associated Brokers / Dealers N/A CIK Number 0001679439 Filed Document 0001679439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:19:45 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Tolis Investment Strategies Ltd. See All Filings	D/A	2016-07-14 11:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001581145 Filed Document 0001012975-16-001353 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:15:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Hunter Resources, Inc. See All Filings	D	2016-07-14 11:15:08 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001679073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:15:08 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tolis Investment Strategies LLC See All Filings	D/A	2016-07-14 11:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001581144 Filed Document 0001012975-16-001352 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:09:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alpha Advantage Fund Ltd. See All Filings	D/A	2016-07-14 11:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390479 Filed Document 0001679277-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Complexible Inc. See All Filings	D	2016-07-14 11:06:09 UTC
Amount To Be Raised $2,269,998 Associated Brokers / Dealers N/A CIK Number 0001679425 Filed Document 0001679425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:06:09 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Convergence, Inc. See All Filings	D/A	2016-07-14 11:00:47 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001669829 Filed Document 0001619145-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:00:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
JFMC POOLED ENDOWMENT PORTFOLIO, LLC See All Filings	D/A	2016-07-14 11:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525766 Filed Document 0001525766-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 11:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Seminole Offshore Fund Ltd See All Filings	D/A	2016-07-14 10:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001612958 Filed Document 0001679277-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Seminole Capital Partners LLC See All Filings	D/A	2016-07-14 10:55:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001612957 Filed Document 0001679277-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:55:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Intermediate Bond Trust See All Filings	D/A	2016-07-14 10:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468038 Filed Document 0000943663-16-000411 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Perry Ltd See All Filings	D/A	2016-07-14 10:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001647475 Filed Document 0001679277-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:47:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYFFON INC. See All Filings	D	2016-07-14 10:46:44 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001619145 Filed Document 0001619145-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:46:44 UTC Type of Offering D Industry Other Technology Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Equity
JPMORGAN CORE BOND TRUST See All Filings	D/A	2016-07-14 10:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460132 Filed Document 0000943663-16-000410 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Lancaster LAE Fund LLC See All Filings	D/A	2016-07-14 10:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001647468 Filed Document 0001679277-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATWYLD, LLC See All Filings	D	2016-07-14 10:42:27 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001679334 Filed Document 0001679334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:42:27 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VNL LP See All Filings	D	2016-07-14 10:41:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001678990 Filed Document 0001678990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:41:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Brenner West LLC See All Filings	D/A	2016-07-14 10:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001647469 Filed Document 0001679277-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:40:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Equity Index Trust See All Filings	D/A	2016-07-14 10:38:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468036 Filed Document 0000943663-16-000409 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:38:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCA All Terrain Fund See All Filings	D	2016-07-14 10:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638600 Filed Document 0001566114-16-000124 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:37:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Quantitative Opportunities Fund, L.P. See All Filings	D/A	2016-07-14 10:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648229 Filed Document 0001648229-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-14 10:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Calapasas West Partners LP See All Filings	D/A	2016-07-14 10:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580881 Filed Document 0001580881-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-14 10:35:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tarsa Therapeutics, Inc. See All Filings	D	2016-07-14 10:33:26 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001475030 Filed Document 0001475030-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:33:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
GSV Ventures V LLC, Series A-1 See All Filings	D	2016-07-14 10:31:34 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001679633 Filed Document 0001679633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELM RIDGE VALUE PARTNERS OFFSHORE FUND INC See All Filings	D/A	2016-07-14 10:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269755 Filed Document 0000919574-16-014103 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ELM RIDGE VALUE PARTNERS LP See All Filings	D/A	2016-07-14 10:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104150 Filed Document 0000919574-16-014101 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ELM RIDGE CAPITAL PARTNERS LP See All Filings	D/A	2016-07-14 10:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163640 Filed Document 0000919574-16-014099 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Options Enhanced U.S. Equity Master Account, L.P. See All Filings	D/A	2016-07-14 10:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610076 Filed Document 0001610076-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUDMAN PARTNERS, L.P. See All Filings	D/A	2016-07-14 10:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000812641 Filed Document 0000919574-16-014097 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Algal Scientific Corp See All Filings	D	2016-07-14 10:05:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001466536 Filed Document 0001653528-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-07-14 10:05:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt