Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D	2016-07-14 16:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001679184 Filed Document 0001679184-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellbrooke Partners, L.P. See All Filings	D/A	2016-07-14 16:35:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001621900 Filed Document 0000919574-16-014127 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STG HOLDINGS, LLC See All Filings	D	2016-07-14 16:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679534 Filed Document 0001679534-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:33:35 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STG HOLDINGS, LLC See All Filings	D	2016-07-14 16:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679534 Filed Document 0001679534-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:33:13 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aregua Partners, L.P. See All Filings	D/A	2016-07-14 16:30:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001588162 Filed Document 0000919574-16-014121 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:30:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Creek Partners, L.P. See All Filings	D/A	2016-07-14 16:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001549676 Filed Document 0000919574-16-014123 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:30:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sansoro Health, LLC See All Filings	D	2016-07-14 16:29:29 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001679223 Filed Document 0001209191-16-132726 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:29:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Archipelago Partners, L.P. See All Filings	D/A	2016-07-14 16:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-16-014119 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
China Live, LLC See All Filings	D	2016-07-14 16:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677520 Filed Document 0000935836-16-001021 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:27:27 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Archipelago Holdings, Ltd. See All Filings	D/A	2016-07-14 16:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-16-014117 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Edison Partners VIII, LP See All Filings	D/A	2016-07-14 16:25:32 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers LAWRENCE B. HOLLIN and JOE SILVER CIK Number 0001637984 Filed Document 0001637984-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Live Ventures Limited, L.P. See All Filings	D	2016-07-14 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602782 Filed Document 0000935836-16-001020 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:25:15 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Financial Network Inc. See All Filings	D	2016-07-14 16:22:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Stephens Inc. CIK Number 0001407067 Filed Document 0001407067-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:22:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Ripelocker LLC See All Filings	D	2016-07-14 16:21:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679705 Filed Document 0001679705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:21:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GrayMeta, Inc. See All Filings	D/A	2016-07-14 16:21:12 UTC
Amount To Be Raised $3,496,607 Associated Brokers / Dealers N/A CIK Number 0001643485 Filed Document 0001078782-16-003104 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:21:12 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Commonfund Institutional Multi-Strategy Bond Fund, LLC See All Filings	D/A	2016-07-14 16:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001451732 Filed Document 0001451732-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Live Ventures Limited, L.P. See All Filings	D	2016-07-14 16:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602782 Filed Document 0000935836-16-001019 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:16:02 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Skyline Safety System, Inc. See All Filings	D	2016-07-14 16:15:26 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001679662 Filed Document 0001679662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:15:26 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Jafra Capital Fund LP See All Filings	D	2016-07-14 16:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679728 Filed Document 0001679728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:14:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEA COUNTY BANCSHARES, INC. See All Filings	D	2016-07-14 16:14:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Not applicable CIK Number 0001679694 Filed Document 0001679694-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:14:29 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Edison Partners VIII-EDN, LP See All Filings	D	2016-07-14 16:05:25 UTC
Amount To Be Raised $3,710,000 Associated Brokers / Dealers N/A CIK Number 0001675645 Filed Document 0001678551-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:05:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFO Global, Inc. See All Filings	D/A	2016-07-14 15:53:30 UTC
Amount To Be Raised $1,696,800 Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001456455-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:53:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Bravada Gold Corp See All Filings	D	2016-07-14 15:51:47 UTC
Amount To Be Raised $91,461 Associated Brokers / Dealers N/A CIK Number 0001500620 Filed Document 0001500620-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:51:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
D2C Brand Holding Company, LLC See All Filings	D	2016-07-14 15:49:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001679698 Filed Document 0000906318-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:49:48 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Special Situations Real Estate Fund II, LP See All Filings	D	2016-07-14 15:48:57 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001673840 Filed Document 0001673840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:48:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Partners VIII-B, LP See All Filings	D	2016-07-14 15:44:13 UTC
Amount To Be Raised $21,525,000 Associated Brokers / Dealers N/A CIK Number 0001678551 Filed Document 0001678551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:44:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RHAPSODY FUND L P See All Filings	D/A	2016-07-14 15:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075162 Filed Document 0000935836-16-001018 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCI VALUE FUND See All Filings	D/A	2016-07-14 15:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612671 Filed Document 0000919574-16-014113 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OVERTURE 7 FUND LP See All Filings	D/A	2016-07-14 15:42:35 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001215424 Filed Document 0000935836-16-001017 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:42:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PreNav, Inc. See All Filings	D/A	2016-07-14 15:42:25 UTC
Amount To Be Raised $6,958,235 Associated Brokers / Dealers N/A CIK Number 0001677584 Filed Document 0001677584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:42:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOUNTAINHEART FUND, L.P. See All Filings	D	2016-07-14 15:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662023 Filed Document 0001662023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zylo, Inc. See All Filings	D	2016-07-14 15:39:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679685 Filed Document 0001679685-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:39:47 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RUSSIAN RIVER PARTNERS, LLC See All Filings	D/A	2016-07-14 15:39:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613338 Filed Document 0001013594-16-001150 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:39:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Medical Technologies, Inc. See All Filings	D	2016-07-14 15:25:56 UTC
Amount To Be Raised $19,757,108 Associated Brokers / Dealers N/A CIK Number 0001537512 Filed Document 0001537512-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:25:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood Capital Fund X Side Car, L.P. See All Filings	D/A	2016-07-14 15:23:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001647576 Filed Document 0001647576-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:23:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anutra Medical, Inc. See All Filings	D	2016-07-14 15:23:17 UTC
Amount To Be Raised $1,777,190 Associated Brokers / Dealers N/A CIK Number 0001594776 Filed Document 0001461373-16-000098 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:23:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 64, LLC See All Filings	D	2016-07-14 15:14:10 UTC
Amount To Be Raised $1,674,100 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001679718 Filed Document 0001679718-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:14:10 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Atlas Fintech Holdings Corp. See All Filings	D	2016-07-14 15:12:56 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001677188 Filed Document 0000897069-16-000954 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:12:56 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WHITE SQUARE CHEMICAL, INC See All Filings	D/A	2016-07-14 15:12:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001564365 Filed Document 0001209191-16-132673 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:12:51 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Geneeme Technologies Inc. See All Filings	D	2016-07-14 15:11:45 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001679703 Filed Document 0001679703-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:11:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Arlington Capital Partners IV, L.P. See All Filings	D	2016-07-14 15:11:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001677917 Filed Document 0001677917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:11:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS DEVELOPMENT CORP See All Filings	D	2016-07-14 15:01:29 UTC
Amount To Be Raised $10,392 Associated Brokers / Dealers N/A CIK Number 0001394039 Filed Document 0001183740-16-000391 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:01:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bee Corp. See All Filings	D	2016-07-14 15:00:50 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001679674 Filed Document 0001679675-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:00:50 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Offshore Mezzanine Partners III, L.P. See All Filings	D/A	2016-07-14 15:00:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671141 Filed Document 0001671139-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-14 15:00:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mezzanine Partners III, L.P. See All Filings	D/A	2016-07-14 14:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671139 Filed Document 0001671139-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-07-14 14:57:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNIFY SQUARE, INC. See All Filings	D	2016-07-14 14:56:58 UTC
Amount To Be Raised $3,916,792 Associated Brokers / Dealers N/A CIK Number 0001517057 Filed Document 0001517057-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 14:56:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Heads of State LLC See All Filings	D	2016-07-14 14:55:04 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001679528 Filed Document 0001679528-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 14:55:04 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Rev1 NCH Fund I, LLC See All Filings	D	2016-07-14 14:41:33 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001679676 Filed Document 0001679675-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 14:41:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edgewood Real Estate Investment Trust See All Filings	D/A	2016-07-14 14:41:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Karl Daniel Goehring and Garry George Pierce CIK Number 0001507379 Filed Document 0001209191-16-132671 Exclusions or Exemptions 506b Accepted Date 2016-07-14 14:41:23 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hadrian Ventures LLC See All Filings	D/A	2016-07-14 14:39:42 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001678813 Filed Document 0001678813-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-14 14:39:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity