Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BRASADA LONG-SHORT EQUITY FUND, LP See All Filings	D/A	2017-01-18 10:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456115 Filed Document 0001456115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Trading, LLC See All Filings	D	2017-01-18 10:13:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Bruce Roberts, Bruce Smith, James A Green III, and Phillip Nash Roberts CIK Number 0001595379 Filed Document 0001595379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:13:53 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Valore Fund, LP See All Filings	D/A	2017-01-18 10:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590461 Filed Document 0001590461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UOB Eagle Rock REIT II LLC See All Filings	D	2017-01-18 09:49:51 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001694487 Filed Document 0001694487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 09:49:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Page Southerland Page, Inc. See All Filings	D/A	2017-01-18 09:45:43 UTC
Amount To Be Raised $3,922,644 Associated Brokers / Dealers N/A CIK Number 0001601446 Filed Document 0001601446-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 09:45:43 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tesser Health, Inc. See All Filings	D	2017-01-18 09:10:40 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001687553 Filed Document 0001461373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 09:10:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CARDIODX INC See All Filings	D	2017-01-17 21:26:37 UTC
Amount To Be Raised $41,753,500 Associated Brokers / Dealers N/A CIK Number 0001304909 Filed Document 0001304909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 21:26:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NextRX Inc. See All Filings	C	2017-01-17 20:29:49 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $100,000 CIK Number 0001674439 Filed Document 0001674439-17-000001 Accepted Date 2017-01-17 20:29:49 UTC Type of Offering C Security Offered Amount 4,000 Security Offered Type Common Stock State NEVADA
CerraCap II LP See All Filings	D	2017-01-17 20:23:31 UTC
Amount To Be Raised $43,500,000 Associated Brokers / Dealers N/A CIK Number 0001693567 Filed Document 0001693567-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 20:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Silver Point Specialty Credit Fund, L.P. See All Filings	D/A	2017-01-17 19:41:20 UTC
Amount To Be Raised $552,165,000 Associated Brokers / Dealers N/A CIK Number 0001646614 Filed Document 0001646614-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ClearLight Diagnostics LLC See All Filings	D	2017-01-17 19:37:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656367 Filed Document 0001656367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:37:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Japan Opportunities LP See All Filings	D/A	2017-01-17 19:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663791 Filed Document 0001692865-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RailPros Inspection Services, LLC See All Filings	D	2017-01-17 19:26:29 UTC
Amount To Be Raised $2,675 Associated Brokers / Dealers N/A CIK Number 0001694386 Filed Document 0001694386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:26:29 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RailPros Field Services, Inc. See All Filings	D	2017-01-17 19:21:55 UTC
Amount To Be Raised $8,776,675 Associated Brokers / Dealers N/A CIK Number 0001694377 Filed Document 0001694352-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:21:55 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
EB5 HEALTHCARE INVESTORS, LLC See All Filings	D	2017-01-17 19:17:50 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001694476 Filed Document 0001694437-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-01-17 19:17:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RailPros, Inc. See All Filings	D	2017-01-17 19:14:55 UTC
Amount To Be Raised $1,920,650 Associated Brokers / Dealers N/A CIK Number 0001694352 Filed Document 0001694352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:14:55 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Evo PE Opportunities, Ltd. See All Filings	D	2017-01-17 19:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692865 Filed Document 0001692865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:14:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC-USA CRAIG RANCH 2 LLC See All Filings	D	2017-01-17 18:52:09 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001694436 Filed Document 0001694437-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:52:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE CAPITAL FUND, LLC See All Filings	D/A	2017-01-17 18:23:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597336 Filed Document 0001504410-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:23:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fledge Series LLC See All Filings	D	2017-01-17 18:17:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692915 Filed Document 0001692915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:17:05 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TYG Investors LLC See All Filings	D	2017-01-17 18:15:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694033 Filed Document 0001694033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EKIM INVESTMENTS, LLC See All Filings	D	2017-01-17 18:11:29 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001694437 Filed Document 0001694437-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mytonomy, Inc. See All Filings	D	2017-01-17 18:10:59 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Searchlight Media, Inc. See All Filings	D	2017-01-17 18:08:37 UTC
Amount To Be Raised $140,500 Associated Brokers / Dealers James Z. Centofante, Brandon Hunt, Robert Scheuing, Daniel Slider, and Uriah Zane Hunt CIK Number 0001694929 Filed Document 0001694929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:08:37 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Secured Income Fund-II, LLC See All Filings	D	2017-01-17 18:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504410 Filed Document 0001504410-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:06:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Barings Global Investment Funds 2 plc See All Filings	D/A	2017-01-17 18:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Institutional Investment Advisors Limited CIK Number 0001582591 Filed Document 0001582591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sellbrite, Inc. See All Filings	D	2017-01-17 18:01:11 UTC
Amount To Be Raised $919,465 Associated Brokers / Dealers N/A CIK Number 0001691575 Filed Document 0001691575-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-17 18:01:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Umbrella Fund plc See All Filings	D/A	2017-01-17 17:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515694 Filed Document 0001515694-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longfellow Atlantic REIT II, Inc. See All Filings	D	2017-01-17 17:49:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001694960 Filed Document 0001694960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Asset Management Fund III, LP, Series G See All Filings	D	2017-01-17 17:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694962 Filed Document 0001694962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT Fixed Income Fund, LP See All Filings	D/A	2017-01-17 17:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379742 Filed Document 0001379742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRPF 99-101 Boston Office REIT Member LLC See All Filings	D	2017-01-17 17:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H&L Equities, LLC, Charles B . Harrison, Scott Harrison, Phyllis Johnson, Lori Mayfield, and Patrick J. Whelchel CIK Number 0001694694 Filed Document 0000943663-17-000029 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:30:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highline Enhanced Qualified Ltd. See All Filings	D	2017-01-17 17:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694605 Filed Document 0001694605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:28:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
WORTHPOINT CORP See All Filings	1-A/A	2017-01-17 17:27:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001450158 Filed Document 0001144204-17-002479 Accepted Date 2017-01-17 17:27:21 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $1,404,097 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
STIFEL FINANCIAL CORP See All Filings	D	2017-01-17 17:27:00 UTC
Amount To Be Raised $9,357,543 Associated Brokers / Dealers N/A CIK Number 0000720672 Filed Document 0000950138-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:27:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
OPTABOOK, INC. See All Filings	D	2017-01-17 17:26:32 UTC
Amount To Be Raised $320,040 Associated Brokers / Dealers N/A CIK Number 0001694910 Filed Document 0001694910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:26:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Capelli's, LLC See All Filings	D	2017-01-17 17:25:06 UTC
Amount To Be Raised $727,864 Associated Brokers / Dealers N/A CIK Number 0001628211 Filed Document 0001628211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:25:06 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LGAB LLC See All Filings	D/A	2017-01-17 17:24:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001639558 Filed Document 0001639558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:24:19 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Atlas Fund, LLC See All Filings	D	2017-01-17 17:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694698 Filed Document 0001315863-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Atlas Master Fund, LLC See All Filings	D	2017-01-17 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694695 Filed Document 0001315863-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GT Institutional Fixed Income Fund, LP See All Filings	D/A	2017-01-17 17:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630498 Filed Document 0001505165-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG UMBRELLA FUND PLC - BG ERISA FUND See All Filings	D/A	2017-01-17 17:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545628 Filed Document 0000919574-17-000568 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte LLP See All Filings	D	2017-01-17 17:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:16:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Tax LLP See All Filings	D	2017-01-17 17:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:15:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D	2017-01-17 17:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:15:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D	2017-01-17 17:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:14:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D	2017-01-17 17:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:14:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte LLP See All Filings	D/A	2017-01-17 17:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:13:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Tax LLP See All Filings	D/A	2017-01-17 17:13:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:13:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D/A	2017-01-17 17:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:12:52 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other