|
|
D/A |
2016-09-09 06:05:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618797
- Filed Document
- 0001209191-16-140688
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-09 06:05:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-08 21:56:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001641541
- Filed Document
- 0000899140-16-001593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 21:56:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC
See All Filings
|
D/A |
2016-09-08 21:55:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001641219
- Filed Document
- 0000899140-16-001592
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 21:55:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC
See All Filings
|
D/A |
2016-09-08 21:55:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Funds Distributors, LLC
- CIK Number
- 0001647291
- Filed Document
- 0000899140-16-001591
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 21:55:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-08 21:54:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001588382
- Filed Document
- 0000899140-16-001590
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 21:54:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2016-09-08 21:47:55 UTC |
- Financial Interest
- No
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001681978
- Filed Document
- 0001670254-16-000119
- Accepted Date
- 2016-09-08 21:47:55 UTC
- Type of Offering
- C
- Security Offered Amount
- 50,000
- Security Offered Type
- Other
- State
- CALIFORNIA
|
|
|
D |
2016-09-08 20:22:45 UTC |
- Amount To Be Raised
- $3,499,997
- Associated Brokers / Dealers
- Fundme Securities LLC
- CIK Number
- 0001580740
- Filed Document
- 0001580740-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 20:22:45 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 19:58:14 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683994
- Filed Document
- 0001684080-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 19:58:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2016-09-08 19:50:43 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684080
- Filed Document
- 0001684080-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 19:50:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2016-09-08 19:48:55 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553251
- Filed Document
- 0001553251-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 19:48:55 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-08 19:18:54 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654002
- Filed Document
- 0001654002-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 19:18:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:46:54 UTC |
- Amount To Be Raised
- $3,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643571
- Filed Document
- 0001643571-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:46:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:37:34 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553251
- Filed Document
- 0001553251-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:37:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:26:16 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560737
- Filed Document
- 0001560737-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:26:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
1-A/A |
2016-09-08 18:23:54 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678727
- Filed Document
- 0001678727-16-000010
- Accepted Date
- 2016-09-08 18:23:54 UTC
- Type of Offering
- 1-A/A
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $535,969,000
- State of Jurisdiction
- TEXAS
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-09-08 18:23:19 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672264
- Filed Document
- 0001140361-16-079266
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:23:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 18:23:12 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684204
- Filed Document
- 0001684204-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:23:12 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:16:48 UTC |
- Amount To Be Raised
- $40,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618426
- Filed Document
- 0001618426-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:16:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:12:41 UTC |
- Amount To Be Raised
- $95,000
- Associated Brokers / Dealers
- Shriram Bhashyam, Phil Haslett, and Nathaniel Disston
- CIK Number
- 0001684007
- Filed Document
- 0001684007-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:12:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:09:45 UTC |
- Amount To Be Raised
- $364,843
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684184
- Filed Document
- 0001684184-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:09:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-08 18:09:10 UTC |
- Amount To Be Raised
- $5,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682484
- Filed Document
- 0001682484-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:09:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-08 18:07:11 UTC |
- Amount To Be Raised
- $174,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682482
- Filed Document
- 0001682482-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:07:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 18:06:04 UTC |
- Amount To Be Raised
- $8,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668485
- Filed Document
- 0001668485-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:06:04 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:05:42 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683799
- Filed Document
- 0001683799-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:05:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:05:09 UTC |
- Amount To Be Raised
- $570,892
- Associated Brokers / Dealers
- Shriram Bhashyam, Phil Haslett, and Nathaniel Disston
- CIK Number
- 0001684024
- Filed Document
- 0001684024-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:05:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 18:03:44 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672263
- Filed Document
- 0001140361-16-079262
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 18:03:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 18:03:08 UTC |
- Amount To Be Raised
- $333,334
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001680245
- Filed Document
- 0001680245-16-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-09-08 18:03:08 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-09-08 17:52:21 UTC |
- Amount To Be Raised
- $10,549,997
- Associated Brokers / Dealers
- Cowen & Company, LLC
- CIK Number
- 0001642380
- Filed Document
- 0001462573-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:52:21 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 17:50:24 UTC |
- Amount To Be Raised
- $28,692,398
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640313
- Filed Document
- 0001640313-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:50:24 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-09-08 17:32:46 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635015
- Filed Document
- 0001140361-16-079240
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:32:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-09-08 17:26:39 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684267
- Filed Document
- 0001684267-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:26:39 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 17:22:34 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676888
- Filed Document
- 0001676888-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:22:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 17:21:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683943
- Filed Document
- 0000897069-16-001025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:21:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2016-09-08 17:18:34 UTC |
- Amount To Be Raised
- $100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684242
- Filed Document
- 0001684242-16-000001
- Accepted Date
- 2016-09-08 17:18:34 UTC
- Type of Offering
- 1-A
- Industry
- LABORATORY ANALYTICAL INSTRUMENTS
- Offering Tier
- Tier1
- Principal Place of Business
- SOUTH AFRICA
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-09-08 17:17:25 UTC |
- Amount To Be Raised
- $21,768,384
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554821
- Filed Document
- 0001554821-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:17:25 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-08 17:12:21 UTC |
- Amount To Be Raised
- $49,364,432
- Associated Brokers / Dealers
- Inland Securites Corporation, Silver Portal Capital, LLC, Preston P. Mokris, Robert S. Smith, Steve J. Markey, Patrick J. Lynch IV, Christina S. Nielson, Kyle H. Imhotle, Troy Thomas, Robert S. Paul, Jennifer A. Wildman, Joseph G. Michaletz, James T. Walesa, Robert L. Boggess, John Goff, Dennis I. Weiss, Carol S. Grasso, Gary E. Conley, Timothy E. Tehan, Jeanne E. Morelli, Stephen J. Sanders, Nathaniel M. Kuhn, Eric S. Scaff, Roger W. Bowlin, John W. Kenny, Michael A. Bendix, Molly M. Grubb, Patrick T. Shea, Richard A. Rupp, Bryon E. Martinsen, Thomas D. Sanders, Bryan A. Decker, Brett F. Ewing, William H. Lowell, Lamar D. Law III, James J. Schipper, Steven M. Osterink Sr., Clemont L. Bevill, Carl F. Worden III, Robert A. Horning, James K. Johnston, David J. Segarra, Andrew P. Wittich, Gordon T. Hamilton, Timothy L. Stauffer, John G. Montemarano, Douglas A. Henrickson, Thomas M. Hess, Jonathan R. Creighton, Lawrence R. Greenfield, Carl Edwards Jr., Blayne A. Andersen, James D. Kent Jr., David A. Schlein, Debra J. Schleining, John G. Chess, John H. Scully, Kate M. King, Jerome O. Jacobs, William J. Bugdon, Robert R. Tweed, Patrick R. Conway, Steven B. Shaiman, John S. Weiss, Duane M. Toney, Noah P. Bergeron Jr., Thomas J. Ealy, David G. Meachan, Carl F. Worden III, Carl A. Linquist, and Timothy J. Kissling
- CIK Number
- 0001673678
- Filed Document
- 0001673678-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:12:21 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-09-08 17:10:11 UTC |
- Amount To Be Raised
- $330,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683220
- Filed Document
- 0001683220-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:10:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-09-08 17:05:35 UTC |
- Amount To Be Raised
- $6,218,280
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684110
- Filed Document
- 0001684110-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:05:35 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-09-08 17:05:30 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- HMC Investments, Inc.
- CIK Number
- 0001683920
- Filed Document
- 0001683920-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 17:05:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-08 16:58:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618065
- Filed Document
- 0001012975-16-001489
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:58:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 16:53:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683995
- Filed Document
- 0001683995-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:53:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-08 16:51:22 UTC |
- Amount To Be Raised
- $10,299,651
- Associated Brokers / Dealers
- Burch & Company, Inc.
- CIK Number
- 0001541582
- Filed Document
- 0001541582-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:51:22 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-09-08 16:43:07 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635816
- Filed Document
- 0001635816-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:43:07 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-09-08 16:42:24 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001683862
- Filed Document
- 0001683862-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-09-08 16:42:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 16:41:52 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635017
- Filed Document
- 0001140361-16-079224
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:41:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 16:32:43 UTC |
- Amount To Be Raised
- $6,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626569
- Filed Document
- 0001626569-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:32:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 16:32:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683642
- Filed Document
- 0001683642-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-09-08 16:32:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 16:25:49 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683898
- Filed Document
- 0001683898-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:25:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-08 16:23:52 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660340
- Filed Document
- 0001231919-16-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:23:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-08 16:23:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FTP Securities LLC
- CIK Number
- 0001472649
- Filed Document
- 0001472649-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-08 16:23:39 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|