|
|
D |
2016-07-22 16:53:46 UTC |
- Amount To Be Raised
- $16,524,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680508
- Filed Document
- 0001680508-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:53:46 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:52:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461768
- Filed Document
- 0000919574-16-014278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:52:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:50:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461780
- Filed Document
- 0000919574-16-014275
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:50:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:48:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549526
- Filed Document
- 0000919574-16-014273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:48:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:46:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668424
- Filed Document
- 0000919574-16-014271
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:46:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:43:43 UTC |
- Amount To Be Raised
- $2,736,957
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589100
- Filed Document
- 0001589100-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:43:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:38:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC.
- CIK Number
- 0000934130
- Filed Document
- 0000934130-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:38:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 16:19:59 UTC |
- Amount To Be Raised
- $1,674,100
- Associated Brokers / Dealers
- North Capital Private Securities Corp.
- CIK Number
- 0001679718
- Filed Document
- 0001679718-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:19:59 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:15:12 UTC |
- Amount To Be Raised
- $29,995,759
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680199
- Filed Document
- 0001680199-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:15:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:07:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680191
- Filed Document
- 0001680191-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:07:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 16:01:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001252763
- Filed Document
- 0001252763-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:01:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 15:57:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Caedmon Partners LLP
- CIK Number
- 0001448746
- Filed Document
- 0001448746-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:57:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:56:18 UTC |
- Amount To Be Raised
- $1,618,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680368
- Filed Document
- 0001666068-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:56:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:52:49 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680296
- Filed Document
- 0001015325-16-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:52:49 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 15:52:25 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639474
- Filed Document
- 0001639474-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:52:25 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-07-22 15:49:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPMS")
- CIK Number
- 0001647886
- Filed Document
- 0001647886-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:49:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-22 15:47:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andina Capital Management
- CIK Number
- 0001677475
- Filed Document
- 0001677475-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-07-22 15:47:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 15:34:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679385
- Filed Document
- 0001679385-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:34:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:32:42 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680169
- Filed Document
- 0001680169-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:32:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:31:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680247
- Filed Document
- 0001140361-16-073087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:31:11 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:25:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and Not Applicable
- CIK Number
- 0001609154
- Filed Document
- 0001140361-16-073085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:25:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:24:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff
- CIK Number
- 0001609117
- Filed Document
- 0001140361-16-073084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:24:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 15:24:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KKR Capital Markets LLC
- CIK Number
- 0001639161
- Filed Document
- 0001639161-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:24:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:20:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and Not Applicable
- CIK Number
- 0001609114
- Filed Document
- 0001140361-16-073081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:20:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:18:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff
- CIK Number
- 0001609144
- Filed Document
- 0001140361-16-073080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:18:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 15:15:05 UTC |
- Amount To Be Raised
- $875,000,000
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC, AXONIA PARTNERS, S.A.S., KONOMI, INC., GREENSTONE GROUP FZC, and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001650852
- Filed Document
- 0001650852-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:15:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 15:14:37 UTC |
- Amount To Be Raised
- $875,000,000
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC, AXONIA PARTNERS, S.A.S., KONOMI, INC., GREENSTONE GROUP FZC, and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001650850
- Filed Document
- 0001650850-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:14:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:14:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and Not Applicable
- CIK Number
- 0001609116
- Filed Document
- 0001140361-16-073079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:14:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 15:08:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638600
- Filed Document
- 0001566114-16-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:08:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-22 14:49:30 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680584
- Filed Document
- 0001680584-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:49:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 14:48:13 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679866
- Filed Document
- 0001140361-16-073069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:48:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 14:37:52 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673840
- Filed Document
- 0001673840-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:37:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 14:30:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626030
- Filed Document
- 0001626030-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:30:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 14:27:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KKR Capital Markets LLC
- CIK Number
- 0001639162
- Filed Document
- 0001639162-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:27:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 14:24:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520582
- Filed Document
- 0001520582-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:24:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-22 14:17:52 UTC |
- Amount To Be Raised
- $225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680498
- Filed Document
- 0001680498-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:17:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
FundRx Soundbite Fund, a series of FundRx Master Fund I, LLC
See All Filings
|
D |
2016-07-22 14:06:37 UTC |
- Amount To Be Raised
- $85,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680035
- Filed Document
- 0001680035-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:06:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-22 14:06:32 UTC |
- Amount To Be Raised
- $384,379
- Associated Brokers / Dealers
- Sprott Global Resource Investments, Ltd.
- CIK Number
- 0001031093
- Filed Document
- 0001079973-16-001083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:06:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 14:04:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fortress Group, Inc.
- CIK Number
- 0001663671
- Filed Document
- 0001663671-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:04:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 13:53:14 UTC |
- Amount To Be Raised
- $175,000,000
- Associated Brokers / Dealers
- Stonington Capital Advisors, LLC
- CIK Number
- 0001648963
- Filed Document
- 0001648963-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:53:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 13:46:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Concept Capital Markets, LLC, Essex Radez, LLC, Spencer Edwards, Inc., Alternative Capital Sources, Ltd, Mark DeRolf, Brightworks Financial Services, LLC, David Lansburgh, Flying Cloud Securities LLC, Kenilworth Asset Management, LLC, Kerry Jordan, TRAC Financial Services, LLC, and Walsten Corporation
- CIK Number
- 0001667526
- Filed Document
- 0001062993-16-010672
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:46:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 13:44:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Rick Vogel, Jeffrey Newman, James Casselberry, David Clark, David Lansburgh, Gary Clark, John David, Josh Scheinfeld, Monarch Trading Ltd., Peregrine Financial Group, Perry Jonkheer, S-Cubed, Steve Walker, Subeck & Assoc., Ltd., Suzanne Black, and Walsten Corporation
- CIK Number
- 0001051096
- Filed Document
- 0001062993-16-010671
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:44:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 13:42:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Concept Capital Markets, LLC, Essex Radez, LLC, Spencer Edwards, Inc., Jeffrey Newman, Mark DeRolf, Brightworks Financial Services, LLC, Flying Cloud Securities LLC, Kenilworth Asset Management, LLC, Kerry Jordan, and TRAC Financial Services, LLC
- CIK Number
- 0001667689
- Filed Document
- 0001062993-16-010670
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:42:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-22 13:37:32 UTC |
- Amount To Be Raised
- $5,200,000
- Associated Brokers / Dealers
- Brown, Gibbons, Lang & Company Securities
- CIK Number
- 0001679935
- Filed Document
- 0001679935-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-07-22 13:37:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 13:36:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648119
- Filed Document
- 0001648119-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:36:50 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 13:29:01 UTC |
- Amount To Be Raised
- $6,998,853
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679654
- Filed Document
- 0001679654-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:29:01 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 13:28:34 UTC |
- Amount To Be Raised
- $1,499,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468997
- Filed Document
- 0001468997-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:28:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 13:22:36 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656200
- Filed Document
- 0001656200-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:22:36 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 13:21:06 UTC |
- Amount To Be Raised
- $13,673,727
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629263
- Filed Document
- 0001629263-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:21:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 13:20:12 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- Kingsbury Capital, LLC
- CIK Number
- 0001680453
- Filed Document
- 0001680453-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 13:20:12 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|