Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-12 08:54:35 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers Jennifer Kephart, Samir Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-16-000645 Exclusions or Exemptions 506b Accepted Date 2016-09-12 08:54:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-09-12 08:26:49 UTC
Amount To Be Raised $496,120 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-123503 Accepted Date 2016-09-12 08:26:49 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
Yuengling's Ice Cream Corp See All Filings	D/A	2016-09-12 08:13:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580746 Filed Document 0001580746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-12 08:13:56 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Partners Fund LP See All Filings	D/A	2016-09-12 07:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470636 Filed Document 0000902664-16-008083 Exclusions or Exemptions 506b Accepted Date 2016-09-12 07:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Partners Fund II LP See All Filings	D/A	2016-09-12 07:20:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470637 Filed Document 0000902664-16-008082 Exclusions or Exemptions 506b Accepted Date 2016-09-12 07:20:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Overseas Fund Ltd See All Filings	D/A	2016-09-12 07:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388567 Filed Document 0000902664-16-008081 Exclusions or Exemptions 506b Accepted Date 2016-09-12 07:18:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Lightning Solutions, LLC See All Filings	D	2016-09-09 20:41:59 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001684367 Filed Document 0001684367-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 20:41:59 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Lightning Solutions, LLC See All Filings	D	2016-09-09 20:37:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684367 Filed Document 0001684367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 20:37:12 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EB5AN VUE SARASOTA FUND I, LP See All Filings	D/A	2016-09-09 19:56:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001652850 Filed Document 0001652850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 19:56:07 UTC Type of Offering D/A Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CONSTELLATION FUND, SPC - Segregated Portfolio B. See All Filings	D/A	2016-09-09 19:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528531 Filed Document 0001528531-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 19:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Class F Segregated Portfolio of FORT Global Offshore, SPC See All Filings	D	2016-09-09 18:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684310 Filed Document 0001684310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPMP II, LP See All Filings	D	2016-09-09 18:48:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001684187 Filed Document 0001684187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:48:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox GT Fund, LP See All Filings	D	2016-09-09 18:43:50 UTC
Amount To Be Raised $55,953,000 Associated Brokers / Dealers N/A CIK Number 0001669846 Filed Document 0000919574-16-015332 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:43:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Castlerock Exploration Holdings LLC See All Filings	D	2016-09-09 18:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684143 Filed Document 0001684143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:22:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 49, LLC See All Filings	D/A	2016-09-09 18:19:43 UTC
Amount To Be Raised $1,395,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678611 Filed Document 0001678611-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-09-09 18:19:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Securisyn Medical, LLC See All Filings	D/A	2016-09-09 18:10:50 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001511538 Filed Document 0001511538-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:10:50 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MREI IV REIT Feeder A, LP See All Filings	D	2016-09-09 18:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684067 Filed Document 0001684067-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:08:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANORO MINERALS LTD See All Filings	D/A	2016-09-09 18:07:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001404640 Filed Document 0001404640-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:07:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Hill Lenders, LLC See All Filings	D	2016-09-09 18:06:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001684225 Filed Document 0001684225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 18:06:06 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
X-Vax Technology, Inc. See All Filings	D	2016-09-09 17:58:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001682900 Filed Document 0001213900-16-016670 Exclusions or Exemptions 506b Accepted Date 2016-09-09 17:58:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PANORO MINERALS LTD See All Filings	D	2016-09-09 17:25:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001404640 Filed Document 0001404640-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 17:25:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SOUNDCORE CAPITAL PARTNERS ACQUISITION II, L.P. See All Filings	D	2016-09-09 17:06:54 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001677891 Filed Document 0001677891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 17:06:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abrams Capital Partners II, L.P. See All Filings	D/A	2016-09-09 16:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292420 Filed Document 0001140361-16-079375 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lavrock Venture Fund, LP See All Filings	D	2016-09-09 16:59:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001680991 Filed Document 0001680991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:59:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GESTALT LOGISTICS INC See All Filings	D	2016-09-09 16:58:53 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Not Applicable CIK Number 0001683675 Filed Document 0001683675-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:58:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MREI IV REIT Feeder B, LP See All Filings	D	2016-09-09 16:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684084 Filed Document 0001684084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:58:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abrams Capital Partners I, L.P. See All Filings	D/A	2016-09-09 16:56:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292421 Filed Document 0001140361-16-079373 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:56:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUIRFIELD VALUE PARTNERS, LP/ PORTFOLIO H See All Filings	D	2016-09-09 16:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001684318 Filed Document 0000919574-16-015327 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:46:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCM I International Ltd. See All Filings	D/A	2016-09-09 16:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618198 Filed Document 0000919574-16-015325 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:41:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MCM I, L.P. See All Filings	D/A	2016-09-09 16:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618176 Filed Document 0000919574-16-015323 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
L&G GLOBAL HIGH YIELD FUND, LLC See All Filings	D	2016-09-09 16:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684107 Filed Document 0001684107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:32:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Adgero Biopharmaceuticals Holdings, Inc. See All Filings	D	2016-09-09 16:29:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001657598 Filed Document 0000905718-16-001652 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:29:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Global Merger Partners LLC See All Filings	D	2016-09-09 16:27:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684337 Filed Document 0001684337-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:27:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Brave Parent Holdings, Inc. See All Filings	D	2016-09-09 16:27:21 UTC
Amount To Be Raised $2,577,015 Associated Brokers / Dealers N/A CIK Number 0001684293 Filed Document 0001684293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:27:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. See All Filings	D/A	2016-09-09 16:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588336 Filed Document 0001012975-16-001498 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Partners Fund II, L.P. See All Filings	D	2016-09-09 16:23:23 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Forum Capital Securities CIK Number 0001684094 Filed Document 0001684094-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:23:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Griffin Capital Development Partners Fund I, LLC See All Filings	D/A	2016-09-09 16:23:10 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Joyce An Thomas, Brett S. Ellen, Larry Steckler, Cindy Couyoumjian, Jason Stone, Daniel Becerra, Kelly H. Clyde, Michael Carlin, Christopher Vizzi, Griffin Capital Securities, LLC, Michael Prince, Aubrey Morrow, Forrest Padilla, Brian King, Arthur Molloy, Marcella Harkness, Steven Balaban, Richard Jackman, Steven Nielsen, Syauching Hung, David Elhoff, Joseph Langlois III, David Karandos, Haynes Kendall, Jeff Fisher, Stacey J. Morimoto, Thomas E. Burns, III, and Robert Meyer CIK Number 0001656438 Filed Document 0001656438-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:23:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A.R.T. International Investors (USA) LLC See All Filings	D/A	2016-09-09 16:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399415 Filed Document 0001012975-16-001497 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:15:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clean Chemistry, Inc. See All Filings	D	2016-09-09 16:15:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001596998 Filed Document 0001596998-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:15:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Silvercrest Jefferson Fund, L.P. See All Filings	D/A	2016-09-09 16:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617964 Filed Document 0001012975-16-001496 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TALON KU1 LLC See All Filings	D	2016-09-09 16:08:10 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001684131 Filed Document 0001684131-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:08:10 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Shinnecock Niche Opportunity Fund L.P. See All Filings	D/A	2016-09-09 16:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586849 Filed Document 0001586849-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 16:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABQid Fund I, L.P. See All Filings	D/A	2016-09-09 15:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631897 Filed Document 0001631897-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:57:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
MeetBall LLC See All Filings	D	2016-09-09 15:56:06 UTC
Amount To Be Raised $2,120,042 Associated Brokers / Dealers N/A CIK Number 0001614392 Filed Document 0001192482-16-000706 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:56:06 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sycamore Technology See All Filings	D	2016-09-09 15:40:15 UTC
Amount To Be Raised $50 Associated Brokers / Dealers Sycamore Technology, Inc. CIK Number 0001684116 Filed Document 0001684116-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:40:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Vintage 2016 Private Investments Non-U.S. SICAV-SIF S.C.Sp. See All Filings	D/A	2016-09-09 15:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001676529 Filed Document 0001676529-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InterviewStreet Inc See All Filings	D	2016-09-09 15:28:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001683395 Filed Document 0001683395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:28:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OneMedNet Corp See All Filings	D	2016-09-09 15:26:14 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001480118 Filed Document 0001480118-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:26:14 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Vintage 2016 Private Investments, LLC See All Filings	D/A	2016-09-09 15:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001676528 Filed Document 0001676528-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:20:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM OPPORTUNITY FUND LP See All Filings	D/A	2016-09-09 15:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619900 Filed Document 0001405086-16-000624 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:19:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity