Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROC Debt Strategies Fund II International LP See All Filings	D	2016-07-26 12:25:41 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001680650 Filed Document 0001477932-16-011533 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:25:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUNEXUS SOLUTIONS INC See All Filings	D/A	2016-07-26 12:22:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439787 Filed Document 0001439787-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:22:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Standard Life Investments Global Focused Strategies Offshore Feeder Fund Ltd. See All Filings	D	2016-07-26 12:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001679627 Filed Document 0001679627-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:17:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Maritime Security Associates Inc. See All Filings	D	2016-07-26 12:11:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671797 Filed Document 0001671797-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 12:11:32 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Central Logic, Inc. See All Filings	D	2016-07-26 11:57:37 UTC
Amount To Be Raised $11,672,923 Associated Brokers / Dealers N/A CIK Number 0001558280 Filed Document 0001558280-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:57:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Top Advisory Group Hockey Holdings LLC See All Filings	D	2016-07-26 11:38:24 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001680669 Filed Document 0001144204-16-114406 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:38:24 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SI Escondido SS Investor, LP See All Filings	D	2016-07-26 11:36:26 UTC
Amount To Be Raised $3,483,020 Associated Brokers / Dealers N/A CIK Number 0001680607 Filed Document 0001680607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:36:26 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Travis Hospitality LLC See All Filings	D	2016-07-26 11:19:13 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001680732 Filed Document 0001680732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:19:13 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Optoro, Inc. See All Filings	D	2016-07-26 11:12:50 UTC
Amount To Be Raised $3,284,400 Associated Brokers / Dealers N/A CIK Number 0001506618 Filed Document 0001506618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 11:12:50 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Philip Hall See All Filings	D	2016-07-26 11:01:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001680273 Filed Document 0001680273-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-26 11:01:42 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Pictet Emerging Local Currency Debt Fund LLC See All Filings	D	2016-07-26 10:50:38 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001615427 Filed Document 0001615427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:50:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Gondor Partners, Ltd. See All Filings	D/A	2016-07-26 10:46:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649431 Filed Document 0001649431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:46:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Alternative Investments, Corp See All Filings	D/A	2016-07-26 10:43:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608419 Filed Document 0001608419-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:43:26 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
NAM Special Situations Fund I, LLC See All Filings	D/A	2016-07-26 10:42:38 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001665289 Filed Document 0001665289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:42:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doxly, Inc. See All Filings	D	2016-07-26 10:42:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001680620 Filed Document 0001680620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:42:33 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
AdvantaMeds Solutions USA Fund I, Inc. See All Filings	1-A POS	2016-07-26 10:39:04 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001657737 Filed Document 0001657737-16-000010 Accepted Date 2016-07-26 10:39:04 UTC Type of Offering 1-A POS Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
StemoniX, Inc. See All Filings	D	2016-07-26 10:37:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001663434 Filed Document 0001663434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:37:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Pictet International Equity Fund LLC See All Filings	D	2016-07-26 10:31:05 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers n/a CIK Number 0001615425 Filed Document 0001615425-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:31:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Wyvern Medical Fund LP See All Filings	D/A	2016-07-26 10:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Souktel Inc. See All Filings	D	2016-07-26 10:14:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565726 Filed Document 0001565726-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:14:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Codeship Inc. See All Filings	D	2016-07-26 10:02:33 UTC
Amount To Be Raised $7,002,240 Associated Brokers / Dealers N/A CIK Number 0001599781 Filed Document 0001599781-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:02:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bell HNW West Coast Portfolio, LLC See All Filings	D	2016-07-26 09:44:20 UTC
Amount To Be Raised $33,381,000 Associated Brokers / Dealers N/A CIK Number 0001679912 Filed Document 0001679912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:44:20 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Volition Capital Fund III, L.P. See All Filings	D	2016-07-26 09:43:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001675630 Filed Document 0001675630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Progressive India Fund See All Filings	D/A	2016-07-26 09:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553275 Filed Document 0001553275-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bofat Investment Inc See All Filings	1-A/A	2016-07-26 09:27:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677159 Filed Document 0001677159-16-000003 Accepted Date 2016-07-26 09:27:51 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business MINNESOTA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Property Intel Corp. See All Filings	D	2016-07-26 09:20:09 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001680598 Filed Document 0001680598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:20:09 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Intermediate Duration Fixed Income Trust See All Filings	D/A	2016-07-26 09:10:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:10:05 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Oakley Kambel Corp See All Filings	D	2016-07-26 08:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680652 Filed Document 0001477932-16-011530 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:54:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 19 See All Filings	D/A	2016-07-26 08:28:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Royal Alliance Associates, Inc. CIK Number 0001440567 Filed Document 0001440567-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:28:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotunda Medical Properties, L.P. See All Filings	D	2016-07-26 08:17:43 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001680187 Filed Document 0001680187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:17:43 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INVENTUS CAPITAL PARTNERS FUND III, LTD. See All Filings	D	2016-07-26 07:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680226 Filed Document 0001680226-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 07:23:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2016-07-26 06:15:17 UTC
Amount To Be Raised $10,002 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-001002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 06:15:17 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Total Return Income Fund, LLC See All Filings	D/A	2016-07-25 21:37:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001608039 Filed Document 0001608039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:37:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Graham Partners IV, L.P. See All Filings	D/A	2016-07-25 21:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001649382 Filed Document 0001649382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Systems, Inc. See All Filings	D	2016-07-25 20:47:32 UTC
Amount To Be Raised $28,758,858 Associated Brokers / Dealers N/A CIK Number 0001509079 Filed Document 0001509079-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 20:47:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aron Capital Partners Fund II LP See All Filings	D	2016-07-25 19:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680694 Filed Document 0001680694-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-25 19:42:05 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Krome Photos, Inc. See All Filings	D	2016-07-25 19:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680210 Filed Document 0001673724-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-25 19:32:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
480 Holdings Ltd LLC See All Filings	D	2016-07-25 19:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673724 Filed Document 0001673724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 19:22:30 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
MotoTrax, Inc. See All Filings	D	2016-07-25 19:11:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679984 Filed Document 0001679984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 19:11:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
ADL 2 LLC See All Filings	D	2016-07-25 19:11:02 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001680699 Filed Document 0001680699-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-25 19:11:02 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Town Street High Yield Full Discretion Fund, L.P. See All Filings	D	2016-07-25 18:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678881 Filed Document 0001625257-16-000173 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:57:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2016-07-25 18:45:41 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:45:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PAOLI SURGERY CENTER L P See All Filings	D	2016-07-25 18:44:51 UTC
Amount To Be Raised $276,900 Associated Brokers / Dealers N/A CIK Number 0000913919 Filed Document 0000913919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:44:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Detection Group, Inc. See All Filings	D	2016-07-25 18:32:17 UTC
Amount To Be Raised $1,145,243 Associated Brokers / Dealers N/A CIK Number 0001602175 Filed Document 0001602175-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:32:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2016-07-25 18:30:56 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:30:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CUNEXUS SOLUTIONS INC See All Filings	D	2016-07-25 18:23:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439787 Filed Document 0001439787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:23:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHARETHIS INC See All Filings	D	2016-07-25 18:12:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eagle Income Fund, LLC See All Filings	D	2016-07-25 18:06:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001626851 Filed Document 0001626851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:06:47 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NONAME CAPITAL LLC See All Filings	D	2016-07-25 18:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680700 Filed Document 0001680700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:05:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SynGen Inc. See All Filings	D	2016-07-25 17:41:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:41:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity