Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MILLRACE FUND LP See All Filings	D/A	2016-07-27 13:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ziv Investment Comapany CIK Number 0001165580 Filed Document 0000919574-16-014334 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:15:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PEN INC. See All Filings	D	2016-07-27 13:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carleton McKenna Advisors LLC. CIK Number 0000891417 Filed Document 0001493152-16-011799 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-27 13:14:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Vested Energy Partners LLC See All Filings	D	2016-07-27 13:07:36 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001680883 Filed Document 0001376474-16-000792 Exclusions or Exemptions 506c Accepted Date 2016-07-27 13:07:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BIODESIX INC See All Filings	D	2016-07-27 12:55:14 UTC
Amount To Be Raised $7,208,382 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:55:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Stronghold LMP I, LP See All Filings	D	2016-07-27 12:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679900 Filed Document 0000950142-16-004170 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:47:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 67, LLC See All Filings	D	2016-07-27 12:37:38 UTC
Amount To Be Raised $915,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001680263 Filed Document 0001680263-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:37:38 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Vector Center LLC See All Filings	D/A	2016-07-27 12:34:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001648855 Filed Document 0001648855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:34:27 UTC Type of Offering D/A Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OwnAmerica, LLC See All Filings	D	2016-07-27 12:32:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001680722 Filed Document 0001680722-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-27 12:32:12 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ceapro Inc. See All Filings	D	2016-07-27 12:29:45 UTC
Amount To Be Raised $7,713,074 Associated Brokers / Dealers Echelon Wealth Partners Inc. CIK Number 0001680765 Filed Document 0001680765-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:29:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mission Bay Belize, LLC See All Filings	D	2016-07-27 12:29:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001680830 Filed Document 0001376474-16-000791 Exclusions or Exemptions 506c Accepted Date 2016-07-27 12:29:33 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cape Point Holdings, Inc. See All Filings	D	2016-07-27 12:20:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001680854 Filed Document 0001391609-16-000529 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:20:35 UTC Type of Offering D Industry Other Principal Place of Business MEXICO Revenue or Assets $No Revenues Type of Security Equity
McClain Creek Joint Venture See All Filings	D/A	2016-07-27 11:57:37 UTC
Amount To Be Raised $334,838 Associated Brokers / Dealers N/A CIK Number 0001674925 Filed Document 0001674925-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:57:37 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Automile Inc. See All Filings	D	2016-07-27 11:38:05 UTC
Amount To Be Raised $6,199,998 Associated Brokers / Dealers N/A CIK Number 0001680601 Filed Document 0001680601-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:38:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - CMP VII (TE), LLLP See All Filings	D	2016-07-27 11:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680754 Filed Document 0001680753-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:35:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Astro, Inc See All Filings	D	2016-07-27 11:33:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610901 Filed Document 0001610901-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:33:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DDL Holding L.P. See All Filings	D	2016-07-27 11:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680726 Filed Document 0001680726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:31:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Davidson Kempner Special Opportunities Fund III-A LP See All Filings	D	2016-07-27 11:31:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001680819 Filed Document 0000902664-16-007715 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuLegacy Gold Corp See All Filings	D	2016-07-27 11:28:24 UTC
Amount To Be Raised $3,504,280 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001502758-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:28:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - Bain Capital Venture Fund 2016, LLLP See All Filings	D	2016-07-27 11:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680753 Filed Document 0001680753-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:24:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immedia Semiconductor, Inc. See All Filings	D	2016-07-27 11:12:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595922 Filed Document 0001595922-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:12:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Informatics In Context, Inc. See All Filings	D	2016-07-27 10:59:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001574025 Filed Document 0001574025-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:59:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SVELTE MEDICAL SYSTEMS INC See All Filings	D	2016-07-27 10:47:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001396555 Filed Document 0001396555-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:47:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
First Hedge Pooled Investment Vehicle LLC See All Filings	D/A	2016-07-27 10:43:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612353 Filed Document 0001612353-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Horizon MH Fund I Feeder, LLC See All Filings	D/A	2016-07-27 10:42:12 UTC
Amount To Be Raised $12,370,000 Associated Brokers / Dealers N/A CIK Number 0001667397 Filed Document 0001140361-16-073464 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:42:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Engle Capital Partners Offshore, Ltd. See All Filings	D/A	2016-07-27 10:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644208 Filed Document 0001012975-16-001367 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:36:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASB ALLEGIANCE REAL ESTATE FUND, LP See All Filings	D/A	2016-07-27 10:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583736 Filed Document 0001583736-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD OPPORTUNITY PARTNERS, L.P. See All Filings	D/A	2016-07-27 09:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085394 Filed Document 0001405086-16-000551 Exclusions or Exemptions 506b Accepted Date 2016-07-27 09:47:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
South Padre Playa Del Rey Properties I, Ltd. See All Filings	D	2016-07-27 09:31:41 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001680817 Filed Document 0001680817-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 09:31:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TableHero, Inc. See All Filings	D	2016-07-27 09:25:21 UTC
Amount To Be Raised $999,998 Associated Brokers / Dealers N/A CIK Number 0001678754 Filed Document 0001678754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 09:25:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SVELTE MEDICAL SYSTEMS INC See All Filings	D/A	2016-07-27 09:15:58 UTC
Amount To Be Raised $50,796,673 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001396555 Filed Document 0001396555-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 09:15:58 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Benefit Street Partners Senior Secured Debt Master Fund (Non-US) L.P. See All Filings	D	2016-07-27 08:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679936 Filed Document 0001679936-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:51:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pictet Emerging Local Currency Debt Fund LLC See All Filings	D/A	2016-07-27 08:49:56 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001615427 Filed Document 0001615427-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pictet International Equity Fund LLC See All Filings	D/A	2016-07-27 08:46:50 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers n/a CIK Number 0001615425 Filed Document 0001615427-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:46:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pictet Emerging Local Currency Debt Fund LLC See All Filings	D/A	2016-07-27 08:41:26 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001615427 Filed Document 0001615427-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:41:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Illumination America, Inc. See All Filings	D	2016-07-27 08:32:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001128732-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:32:17 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BoxFox Group Inc. See All Filings	D	2016-07-27 08:30:34 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001680536 Filed Document 0001680536-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:30:34 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Illumination America, Inc. See All Filings	D	2016-07-27 08:27:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001128732-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:27:55 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Illumination America, Inc. See All Filings	D	2016-07-27 08:16:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001128732-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:16:08 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kuvee, Inc. See All Filings	D	2016-07-27 08:15:24 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001674679 Filed Document 0000905718-16-001573 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:15:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kuvee, Inc. See All Filings	D	2016-07-27 08:09:48 UTC
Amount To Be Raised $2,250,001 Associated Brokers / Dealers N/A CIK Number 0001674679 Filed Document 0000905718-16-001571 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:09:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Illumination America, Inc. See All Filings	D	2016-07-27 08:08:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001128732-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-07-27 08:08:42 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Salt Rock Fund LP See All Filings	D/A	2016-07-27 06:03:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582251 Filed Document 0000902664-16-007711 Exclusions or Exemptions 506b Accepted Date 2016-07-27 06:03:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Realty Fund IX (Cayman), L.P. See All Filings	D	2016-07-26 22:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666003 Filed Document 0001666003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 22:11:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cycle Aviation, Inc. See All Filings	D	2016-07-26 21:31:08 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers NA CIK Number 0001679867 Filed Document 0001679867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 21:31:08 UTC Type of Offering D Industry Other Travel Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PETERSON PARTNERS VIII PARALLEL, LP See All Filings	D	2016-07-26 21:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679640 Filed Document 0001668692-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 21:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AG Asia Realty Holdings III, L.P. See All Filings	D/A	2016-07-26 21:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620970 Filed Document 0001620970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 21:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETERSON PARTNERS VIII, LP See All Filings	D/A	2016-07-26 20:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668692 Filed Document 0001668692-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 20:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 234, LLC See All Filings	D	2016-07-26 20:47:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676418 Filed Document 0001676418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 20:47:58 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PVF II Offshore, L.P. See All Filings	D	2016-07-26 20:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679135 Filed Document 0001679215-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 20:46:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AG Eleven Partners, Ltd. See All Filings	D/A	2016-07-26 20:43:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Oppenheimer & Co., Inc. CIK Number 0001582344 Filed Document 0001582344-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 20:43:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund