Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trajan Associates LLC See All Filings	D	2016-07-28 09:28:28 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001680927 Filed Document 0001680927-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-28 09:28:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Series A of Gaw Capital U.S. Value Add REIT I, LLC See All Filings	D/A	2016-07-28 09:19:38 UTC
Amount To Be Raised $89,964,921 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield CIK Number 0001615021 Filed Document 0001615021-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-28 09:19:38 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Financial Alternative Investment Fund, LP See All Filings	D/A	2016-07-28 09:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484490 Filed Document 0001484490-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-28 09:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prairie Plant Systems Inc. See All Filings	D	2016-07-28 08:53:35 UTC
Amount To Be Raised $6,471,000 Associated Brokers / Dealers Alta Corp Capital and Traxys Group CIK Number 0001678673 Filed Document 0001678673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-28 08:53:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Bomboard LLC See All Filings	C/A	2016-07-28 08:32:21 UTC
Financial Interest None Filing Platform Venture.co Brokerage Services LLC Offering Amount $1,000,000 CIK Number 0001590676 Filed Document 0001625242-16-000132 Accepted Date 2016-07-28 08:32:21 UTC Type of Offering C/A Security Offered Amount 5,000,000 Security Offered Type Common Stock State WISCONSIN
Children's Investment Fund See All Filings	D/A	2016-07-28 06:10:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331547 Filed Document 0000902664-16-007718 Exclusions or Exemptions 506b Accepted Date 2016-07-28 06:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Children's Investment Fund LP See All Filings	D/A	2016-07-28 06:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001291009 Filed Document 0000902664-16-007717 Exclusions or Exemptions 506b Accepted Date 2016-07-28 06:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2016-07-27 21:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405392-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 21:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synthorx, Inc. See All Filings	D	2016-07-27 21:21:44 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001609727 Filed Document 0001609727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 21:21:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pop-Up Magazine Productions, Inc. See All Filings	D	2016-07-27 21:03:53 UTC
Amount To Be Raised $16,039,282 Associated Brokers / Dealers N/A CIK Number 0001593286 Filed Document 0001593286-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-27 21:03:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund See All Filings	D/A	2016-07-27 20:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405392 Filed Document 0001405392-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock International Small Cap Fund See All Filings	D/A	2016-07-27 20:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503048 Filed Document 0001405795-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:23:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Small Cap Equity Fund See All Filings	D/A	2016-07-27 20:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001405795-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2016-07-27 20:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405795-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2016-07-27 20:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Reed, Inc. See All Filings	D	2016-07-27 20:14:48 UTC
Amount To Be Raised $12,148,497 Associated Brokers / Dealers N/A CIK Number 0001575218 Filed Document 0001575218-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:14:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4645 Live Oak, LLC See All Filings	D	2016-07-27 20:05:41 UTC
Amount To Be Raised $4,977,000 Associated Brokers / Dealers N/A CIK Number 0001680870 Filed Document 0001019687-16-007029 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:05:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2016-07-27 19:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405796-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEV TECHNOLOGIES, INC. See All Filings	D	2016-07-27 19:48:28 UTC
Amount To Be Raised $865,500 Associated Brokers / Dealers N/A CIK Number 0001679789 Filed Document 0001679789-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:48:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Acumen Brands, Inc. See All Filings	D	2016-07-27 19:26:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507864 Filed Document 0001507864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:26:56 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Correlation Ventures II, L.P. See All Filings	D/A	2016-07-27 19:12:40 UTC
Amount To Be Raised $187,800,000 Associated Brokers / Dealers George Skouras and Jeff Orenstein CIK Number 0001637754 Filed Document 0001637754-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ROM3 Rehab LLC See All Filings	D/A	2016-07-27 18:52:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001600001 Filed Document 0001600001-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-07-27 18:52:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CMB SOUTHEAST INFRASTRUCTURE INVESTMENT GROUP 54, LP See All Filings	D	2016-07-27 18:50:21 UTC
Amount To Be Raised $29,700,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001679441 Filed Document 0001679441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:50:21 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SANTIAGO RODEO VILLAS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D	2016-07-27 18:46:17 UTC
Amount To Be Raised $1,204,080 Associated Brokers / Dealers N/A CIK Number 0001680609 Filed Document 0001680609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:46:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Watermill-EMI Partners, LP See All Filings	D	2016-07-27 18:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680178 Filed Document 0001646473-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:41:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEBULA INVESTMENTS, LP See All Filings	D	2016-07-27 18:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680933 Filed Document 0001680933-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:36:22 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Watermill-EMI Investor Partners, LLC See All Filings	D	2016-07-27 18:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680177 Filed Document 0001646473-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:31:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWN Costa Rica Investors, LLC See All Filings	D	2016-07-27 18:17:20 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001680295 Filed Document 0001680295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:17:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
BLACKLINE SAFETY CORP. See All Filings	D	2016-07-27 18:16:35 UTC
Amount To Be Raised $6,562,500 Associated Brokers / Dealers N/A CIK Number 0001680711 Filed Document 0001680711-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EB5 Eastlake LLC See All Filings	D	2016-07-27 18:14:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001680676 Filed Document 0001680676-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:14:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WATERMILL-QMC HOLDINGS, CORP. See All Filings	D/A	2016-07-27 18:10:31 UTC
Amount To Be Raised $38,045,000 Associated Brokers / Dealers N/A CIK Number 0001646473 Filed Document 0001646473-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2016-07-27 18:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405388-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:08:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Justice, LLC See All Filings	D	2016-07-27 17:43:18 UTC
Amount To Be Raised $4,806,000 Associated Brokers / Dealers N/A CIK Number 0001680811 Filed Document 0001680811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:43:18 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Focus Capital Management LLC See All Filings	D/A	2016-07-27 17:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584213 Filed Document 0001671857-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shattuck Labs, Inc. See All Filings	D	2016-07-27 17:41:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001680367 Filed Document 0001680367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:41:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HARDWOODS DISTRIBUTION INC. See All Filings	D	2016-07-27 17:36:39 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001679764 Filed Document 0001591408-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:36:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
REVELO RESOURCES CORP. See All Filings	D	2016-07-27 17:35:46 UTC
Amount To Be Raised $2,118,293 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. and Ecoban Securities Corporation CIK Number 0001432938 Filed Document 0001534122-16-000109 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:35:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crooked Lane Brewing Co See All Filings	D/A	2016-07-27 17:31:31 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001655885 Filed Document 0001655885-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:31:31 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HOMEWOOD NJOY HOLDINGS II, L.P. See All Filings	D	2016-07-27 17:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578817 Filed Document 0001578817-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:26:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOMEWOOD NJOY HOLDINGS III, L.P. See All Filings	D/A	2016-07-27 17:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656967 Filed Document 0001656967-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:26:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercato Partners Stance Co-Invest, LLC See All Filings	D	2016-07-27 17:23:16 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001680835 Filed Document 0001680835-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invio, Inc. See All Filings	D	2016-07-27 17:08:28 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001680313 Filed Document 0001680313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:08:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Huron Valley Financial, Inc. See All Filings	D	2016-07-27 17:05:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001677189 Filed Document 0001677189-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-27 17:05:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Maui Wellness Group, LLC See All Filings	D	2016-07-27 17:05:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001656855 Filed Document 0001656855-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-27 17:05:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Naked Labs, Inc. See All Filings	D/A	2016-07-27 16:57:56 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001641499 Filed Document 0001641499-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:57:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lubert-Adler / Laramar Urban Neighborhood Fund, L.P. See All Filings	D/A	2016-07-27 16:57:53 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001649746 Filed Document 0001649746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PRECIPITATE GOLD CORP See All Filings	D	2016-07-27 16:44:17 UTC
Amount To Be Raised $803,770 Associated Brokers / Dealers N/A CIK Number 0001577583 Filed Document 0001183740-16-000394 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:44:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zuman, Inc. See All Filings	D	2016-07-27 16:44:11 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001639064 Filed Document 0001639064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:44:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3Derm Systems, Inc. See All Filings	D	2016-07-27 16:42:58 UTC
Amount To Be Raised $3,155,000 Associated Brokers / Dealers N/A CIK Number 0001627808 Filed Document 0001627808-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:42:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pecos Pit International Franchise, LLC See All Filings	D	2016-07-27 16:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638602 Filed Document 0001638602-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-07-27 16:41:55 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity