Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Copernican Investment Partners, LP See All Filings	D	2016-08-02 10:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680772 Filed Document 0001680772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-02 10:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R-Squared Global Alpha Fund I, LLC See All Filings	D/A	2016-08-02 10:02:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641450 Filed Document 0001641450-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-02 10:02:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 3X Fund, Ltd. See All Filings	D/A	2016-08-02 09:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001471591 Filed Document 0001315863-16-001654 Exclusions or Exemptions 506b Accepted Date 2016-08-02 09:52:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 3X Fund LLC See All Filings	D/A	2016-08-02 09:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001332181 Filed Document 0001315863-16-001653 Exclusions or Exemptions 506b Accepted Date 2016-08-02 09:49:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 1X Fund, Ltd. See All Filings	D/A	2016-08-02 09:47:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001471587 Filed Document 0001315863-16-001652 Exclusions or Exemptions 506b Accepted Date 2016-08-02 09:47:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 1X Fund LLC See All Filings	D/A	2016-08-02 09:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001460513 Filed Document 0001315863-16-001651 Exclusions or Exemptions 506b Accepted Date 2016-08-02 09:45:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NP Assisted Health Fund II, LLC See All Filings	D	2016-08-02 09:38:59 UTC
Amount To Be Raised $44,000,000 Associated Brokers / Dealers none CIK Number 0001681264 Filed Document 0001681264-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-02 09:38:59 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Optikira, LLC See All Filings	D/A	2016-08-02 09:34:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001627178 Filed Document 0001627178-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-02 09:34:58 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AEW Partners Real Estate Fund VIII, L.P. See All Filings	D	2016-08-02 09:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680578 Filed Document 0001680578-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-02 09:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Virage WAM LP See All Filings	D/A	2016-08-02 08:57:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649383 Filed Document 0001315863-16-001650 Exclusions or Exemptions 506b Accepted Date 2016-08-02 08:57:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
trueEX Group LLC See All Filings	D	2016-08-01 21:54:34 UTC
Amount To Be Raised $16,139,283 Associated Brokers / Dealers N/A CIK Number 0001525510 Filed Document 0001382963-16-000208 Exclusions or Exemptions 506b Accepted Date 2016-08-01 21:54:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elliott Capital Management LLC See All Filings	D/A	2016-08-01 21:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616351 Filed Document 0001616351-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-01 21:05:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Steele Partners LP See All Filings	D	2016-08-01 20:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681162 Filed Document 0001095449-16-000269 Exclusions or Exemptions 506b Accepted Date 2016-08-01 20:38:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVUS PHARMACEUTICALS, INC. See All Filings	D	2016-08-01 20:28:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001411879 Filed Document 0001415889-16-006646 Exclusions or Exemptions 506b Accepted Date 2016-08-01 20:28:37 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Nymbus, LLC See All Filings	D	2016-08-01 20:20:30 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001624951 Filed Document 0001624951-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 20:20:30 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
FaWhat Inc See All Filings	D	2016-08-01 19:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FaWhat Inc CIK Number 0001678853 Filed Document 0001678853-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-01 19:36:50 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Evofem Holdings, Inc. See All Filings	D	2016-08-01 19:32:04 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001659886 Filed Document 0001659886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 19:32:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONAL MOBILITY, LLC See All Filings	D	2016-08-01 19:00:31 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001681073 Filed Document 0001681073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 19:00:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
LGI SPV II LLC See All Filings	D	2016-08-01 18:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681262 Filed Document 0001681262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 18:50:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WRR - Madison #2 LP See All Filings	D	2016-08-01 18:16:35 UTC
Amount To Be Raised $3,005,940 Associated Brokers / Dealers N/A CIK Number 0001681068 Filed Document 0001654954-16-001097 Exclusions or Exemptions 506c Accepted Date 2016-08-01 18:16:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Juniper Unmanned, Inc See All Filings	D	2016-08-01 18:12:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001678745 Filed Document 0001678745-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-01 18:12:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zeconomy, Inc. See All Filings	D	2016-08-01 18:05:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610251 Filed Document 0001610251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 18:05:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Vieste Biogas Holdings LLC See All Filings	D	2016-08-01 17:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680291 Filed Document 0001680291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:48:33 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Water Planet, Inc. See All Filings	D	2016-08-01 17:22:34 UTC
Amount To Be Raised $3,180,000 Associated Brokers / Dealers N/A CIK Number 0001586245 Filed Document 0001586245-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:22:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Recall Studios Inc See All Filings	D	2016-08-01 17:19:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001680491 Filed Document 0001493152-16-011893 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:19:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Whispering Hills, LLC See All Filings	D/A	2016-08-01 17:19:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers not applicable CIK Number 0001672633 Filed Document 0001672633-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:19:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fourth Dimension Income Fund LP See All Filings	D/A	2016-08-01 17:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514862 Filed Document 0001514862-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UGen Inc. See All Filings	D	2016-08-01 17:11:54 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001681186 Filed Document 0001681186-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:11:54 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FQS Alternatives, Multi Manager Quant Series LP See All Filings	D	2016-08-01 17:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681177 Filed Document 0001681177-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pawnguru, Inc. See All Filings	D	2016-08-01 17:05:42 UTC
Amount To Be Raised $1,919,298 Associated Brokers / Dealers N/A CIK Number 0001681149 Filed Document 0001681149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:05:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FQS Alternatives, Multi Manager Long Short Equity Series LP See All Filings	D	2016-08-01 16:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681180 Filed Document 0001681180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERI OAT REAL ESTATE FUND, LP See All Filings	D	2016-08-01 16:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680182 Filed Document 0001680182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:54:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
DONNA SUMMER BROADWAY LLC See All Filings	D	2016-08-01 16:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681035 Filed Document 0001681035-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:51:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FQS Alternatives, Multi Manager Multi Strategy Series LP See All Filings	D	2016-08-01 16:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681181 Filed Document 0001681181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:49:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEPHROS INC See All Filings	D/A	2016-08-01 16:44:21 UTC
Amount To Be Raised $10,162,500 Associated Brokers / Dealers N/A CIK Number 0001196298 Filed Document 0001209191-16-134615 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:44:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ARDELYX, INC. See All Filings	D	2016-08-01 16:36:48 UTC
Amount To Be Raised $110,000,008 Associated Brokers / Dealers N/A CIK Number 0001437402 Filed Document 0001140361-16-074089 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:36:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D Orazio Capital - GLM, L.P. See All Filings	D	2016-08-01 16:30:32 UTC
Amount To Be Raised $3,556,000 Associated Brokers / Dealers N/A CIK Number 0001681067 Filed Document 0001393725-16-000248 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:30:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Toro Capital Fund II, LP See All Filings	D/A	2016-08-01 16:27:51 UTC
Amount To Be Raised $448,430,494 Associated Brokers / Dealers N/A CIK Number 0001660793 Filed Document 0001660793-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
IDW MEDIA HOLDINGS, INC. See All Filings	D	2016-08-01 16:26:19 UTC
Amount To Be Raised $4,074,964 Associated Brokers / Dealers N/A CIK Number 0001463833 Filed Document 0001213900-16-015436 Exclusions or Exemptions 506c Accepted Date 2016-08-01 16:26:19 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LRF Thoroughbred Fund LLC See All Filings	C/A	2016-08-01 16:21:51 UTC
Financial Interest Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001678967 Filed Document 0001665160-16-000083 Accepted Date 2016-08-01 16:21:51 UTC Type of Offering C/A Security Offered Amount 600 Security Offered Type Common Stock State CALIFORNIA
CASTLERIGG PARTNERS, L.P. See All Filings	D/A	2016-08-01 16:19:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001068278 Filed Document 0001013594-16-001182 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:19:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. See All Filings	D/A	2016-08-01 16:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479083 Filed Document 0001013594-16-001181 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AbsoluteCARE, Inc. See All Filings	D	2016-08-01 16:12:35 UTC
Amount To Be Raised $13,650,000 Associated Brokers / Dealers N/A CIK Number 0001663277 Filed Document 0001663277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:12:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, L.P. See All Filings	D/A	2016-08-01 16:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479085 Filed Document 0001013594-16-001180 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:06:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CASTLERIGG INTERNATIONAL LTD See All Filings	D/A	2016-08-01 16:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001068409 Filed Document 0001013594-16-001179 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Active Investment Fund, Ltd. See All Filings	D/A	2016-08-01 15:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565785 Filed Document 0001013594-16-001178 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
BOW VENTURES FUND I, LP See All Filings	D	2016-08-01 15:53:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001679946 Filed Document 0001679946-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-08-01 15:53:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reverence Capital Partners Opportunities Fund I (AI), L.P. See All Filings	D/A	2016-08-01 15:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, Moravia Capital AG, Sparring Partners Capital LLC, BW Albatross Invest Gmbh, and Penserra Securities, LLC CIK Number 0001621529 Filed Document 0000950103-16-015225 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FixtHub LLC See All Filings	D	2016-08-01 15:51:52 UTC
Amount To Be Raised $400,002 Associated Brokers / Dealers N/A CIK Number 0001681175 Filed Document 0001681175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:51:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMYourDoc.com, Inc. See All Filings	D	2016-08-01 15:51:23 UTC
Amount To Be Raised $751,224 Associated Brokers / Dealers N/A CIK Number 0001623493 Filed Document 0001623493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:51:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity