Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Diamond Castle Partners 2014, L.P. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621460 Filed Document 0001181431-14-034217 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SignaCert, Inc. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $658,703 Associated Brokers / Dealers N/A CIK Number 0001622369 Filed Document 0001622369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BERH, INC. See All Filings	D	2014-10-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001543443 Filed Document 0001543443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DJ Westside, LLC See All Filings	D	2014-10-12 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001620588 Filed Document 0001620588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Tempus Fund (ERISA), Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532379 Filed Document 0001140361-14-038120 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radcliffe International BDC Fund, Ltd. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617397 Filed Document 0000919574-14-005708 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Investment Management Moderate Growth Fund LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001299871-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Diversified Hedge (International), Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531982 Filed Document 0001531982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slate Path Offshore Fund Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559863 Filed Document 0000902664-14-004022 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Investment Management Alternative Strategies Fund LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Brands Capital Partners, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615566 Filed Document 0001493152-14-003270 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
GKC Credit Opportunities, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621714 Filed Document 0000905718-14-000667 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 36, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621860 Filed Document 0001621860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Short-Term Sterling Prime Fund, a portfolio of Federated Cash Management Funds See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621629 Filed Document 0001621629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H. Lee Equity Fund VII, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TRINITY GROUP LIMITED CIK Number 0001620946 Filed Document 0001619064-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAST ROCK FOCUS FUND LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448330 Filed Document 0001448330-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Food52, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001504011 Filed Document 0001504011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC CORPORATE OPPORTUNITIES (U.S. DOLLAR), LTD. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525542 Filed Document 0001507943-14-000098 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAO Holdings LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001619529 Filed Document 0001619529-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
COMMONFUND HEDGED INVESTORS CO See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001143738 Filed Document 0001619064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestlight Connected Industry Fund, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001622083 Filed Document 0001622083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Albeado, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $3,039,048 Associated Brokers / Dealers N/A CIK Number 0001622044 Filed Document 0001622044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Varde Scratch & Dent Feeder, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621712 Filed Document 0001621712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVM REALTY APARTMENT FUND I, L.L.C. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $16,400,000 Associated Brokers / Dealers N/A CIK Number 0001621849 Filed Document 0001621849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Sonics Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622049 Filed Document 0001622049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000298 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crestlight Ventures Connected Industry Fund, SPV, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622082 Filed Document 0001622082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DKM Holdings, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621800 Filed Document 0001621800-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Glade Brook Global Domestic Fund LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530729 Filed Document 0000902664-14-004015 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA CAPITAL CHINA VENTURE V PRINCIPALS FUND, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621805 Filed Document 0001621805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Goodzer, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001621389 Filed Document 0001621389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
COOK VALUE PARTNERSHIP, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345141 Filed Document 0000902664-14-004014 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRANAT FUND LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286148 Filed Document 0001286148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CYMBET CORP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001376889 Filed Document 0001181431-14-034182 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Diversified Hedge (US), LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531983 Filed Document 0001531981-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slate Path Partners LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559861 Filed Document 0000902664-14-004021 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Macro Opportunities Alternatives Fund, Ltd. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001619064 Filed Document 0001619064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Short Strategies Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559707 Filed Document 0001531982-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H. Lee (Individuals) Fund VII, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621552 Filed Document 0001619064-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Servably, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001621912 Filed Document 0001621912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PCIP Hudson Corners Series See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,048,625 Associated Brokers / Dealers N/A CIK Number 0001619822 Filed Document 0001619822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
SAGE ROCK CAPITAL FUND LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588827 Filed Document 0001013594-14-000633 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Earth & Mineral Works LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001622003 Filed Document 0001622003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Banbury Domestic Fund LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621402 Filed Document 0000919574-14-005687 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banyan Investment Fund, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435986 Filed Document 0001095449-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $12,638,743 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-14-000294 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Conneaut Leather Holdings, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001601101 Filed Document 0001601101-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
statECON Fund I LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532578 Filed Document 0001532578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kendall Sustainable Infrastructure I, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589048 Filed Document 0001144204-14-060922 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity