Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ATALAN MASTER FUND, LP See All Filings	D/A	2016-08-10 09:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649188 Filed Document 0000919574-16-014503 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
10928 Audelia Dallas, LP See All Filings	D	2016-08-10 09:45:46 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001681921 Filed Document 0001681921-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:45:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ATALAN PARTNERS, LP See All Filings	D/A	2016-08-10 09:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649537 Filed Document 0000919574-16-014501 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ShopAdvisor Inc. See All Filings	D	2016-08-10 09:29:08 UTC
Amount To Be Raised $1,214,755 Associated Brokers / Dealers N/A CIK Number 0001549927 Filed Document 0001549927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:29:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dominion Preferred Select, LLC See All Filings	D	2016-08-10 09:14:43 UTC
Amount To Be Raised $1,290,631 Associated Brokers / Dealers N/A CIK Number 0001679740 Filed Document 0001679740-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:14:43 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RTW Innovation Onshore Fund LP See All Filings	D	2016-08-10 09:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649577 Filed Document 0001612319-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:02:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 152 See All Filings	D	2016-08-10 07:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Holdings Securities, Inc CIK Number 0001681765 Filed Document 0001681765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 07:57:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 153 See All Filings	D	2016-08-10 07:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001681664 Filed Document 0001681664-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 07:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alvento Long/Short Equity Fund LP See All Filings	D/A	2016-08-10 06:18:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649580 Filed Document 0000902664-16-007797 Exclusions or Exemptions 506b Accepted Date 2016-08-10 06:18:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenvity Communications, Inc. See All Filings	D	2016-08-09 21:57:26 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:57:26 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenvity Communications, Inc. See All Filings	D/A	2016-08-09 21:45:21 UTC
Amount To Be Raised $4,904,042 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:45:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ORGANTO FOODS INC. See All Filings	D	2016-08-09 21:43:21 UTC
Amount To Be Raised $18,924 Associated Brokers / Dealers N/A CIK Number 0001474607 Filed Document 0001183740-16-000397 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:43:21 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Greenvity Communications, Inc. See All Filings	D	2016-08-09 21:36:33 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:36:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glove First, LLC See All Filings	D	2016-08-09 21:14:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677227 Filed Document 0001677227-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:14:49 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Greenvity Communications, Inc. See All Filings	D	2016-08-09 21:03:54 UTC
Amount To Be Raised $4,904,042 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:03:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PETCURE ONCOLOGY LLC See All Filings	D	2016-08-09 20:52:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers TRESTLE POINT, LLC CIK Number 0001632708 Filed Document 0001632708-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 20:52:10 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JumpCloud Inc. See All Filings	D	2016-08-09 19:36:35 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001565113 Filed Document 0001565113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:36:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MDSave, Inc. See All Filings	D	2016-08-09 19:31:31 UTC
Amount To Be Raised $4,999,940 Associated Brokers / Dealers N/A CIK Number 0001543357 Filed Document 0001543357-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:31:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
API Websites, Inc. See All Filings	D/A	2016-08-09 19:04:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653417 Filed Document 0001653417-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:04:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ORP CHICKASAW INVESTORS, LLC See All Filings	D	2016-08-09 18:58:06 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001679195 Filed Document 0001679195-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:58:06 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ShadeCraft, LLC See All Filings	D	2016-08-09 18:47:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681843 Filed Document 0001493152-16-012137 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-08-09 18:47:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
IT Aire Inc. See All Filings	D	2016-08-09 18:27:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001681939 Filed Document 0001681939-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:27:46 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
North Lion Holding Corp See All Filings	1-A	2016-08-09 18:27:05 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001681524 Filed Document 0001681524-16-000001 Accepted Date 2016-08-09 18:27:05 UTC Type of Offering 1-A Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier1 Principal Place of Business DELAWARE Revenue or Assets $9,733 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D/A	2016-08-09 18:26:21 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:26:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Novea Inc. See All Filings	1-A/A	2016-08-09 18:26:06 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-16-117826 Accepted Date 2016-08-09 18:26:06 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
MCCOY INVESTMENTS III, L.P. See All Filings	D/A	2016-08-09 18:16:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650647 Filed Document 0001650647-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Windy City Ltd Liability Co See All Filings	D	2016-08-09 18:16:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681841 Filed Document 0001681841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 18:16:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Regulus Resources Inc. See All Filings	D	2016-08-09 17:55:54 UTC
Amount To Be Raised $3,214,060 Associated Brokers / Dealers Sprott Global Investments, Ltd.. and Haywood Securities Inc. CIK Number 0001544474 Filed Document 0001140361-16-075517 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:55:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ONL Therapeutics, Inc. See All Filings	D	2016-08-09 17:40:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001611793 Filed Document 0001611793-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:40:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Paravest Gateway, LP See All Filings	D	2016-08-09 17:39:15 UTC
Amount To Be Raised $9,766,000 Associated Brokers / Dealers N/A CIK Number 0001681627 Filed Document 0001681627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:39:15 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Distributed Masonry Inc. See All Filings	D	2016-08-09 17:34:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681876 Filed Document 0001681876-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:34:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Steamboat Capital Partners Fund, LP See All Filings	D/A	2016-08-09 17:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Catalyst Mutual Fund Distributors LLC and Blue Sand Securities LLC CIK Number 0001551896 Filed Document 0001551896-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tech Trader Offshore Fund, Ltd See All Filings	D	2016-08-09 17:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681594 Filed Document 0001681594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Just Investors LLC See All Filings	D	2016-08-09 17:22:44 UTC
Amount To Be Raised $655,000 Associated Brokers / Dealers N/A CIK Number 0001681885 Filed Document 0001250853-16-000161 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonian Capital, L.P. See All Filings	D/A	2016-08-09 17:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400175 Filed Document 0000919574-16-014499 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:20:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST RELIANCE BANCSHARES INC See All Filings	D	2016-08-09 17:14:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers FIG Partners CIK Number 0001172102 Filed Document 0001172102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:14:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Logo Holdings I Corp See All Filings	D/A	2016-08-09 17:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0000895345-16-000523 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:11:54 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Declatex, LLC See All Filings	D	2016-08-09 17:07:34 UTC
Amount To Be Raised $1,433,000 Associated Brokers / Dealers NONE CIK Number 0001681798 Filed Document 0001681798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:07:34 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CV Direct Loan Fund LLC See All Filings	D	2016-08-09 17:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681897 Filed Document 0001681897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DATARAM CORP See All Filings	D	2016-08-09 17:02:15 UTC
Amount To Be Raised $503,000 Associated Brokers / Dealers N/A CIK Number 0000027093 Filed Document 0001171520-16-001017 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:02:15 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Penso Fund Platform SPC- Segregated Portfolio G-MCNU (2016) See All Filings	D	2016-08-09 17:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681725 Filed Document 0001681725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:01:50 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yorkmont Capital Partners, LP See All Filings	D/A	2016-08-09 17:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563674 Filed Document 0001354488-16-008159 Exclusions or Exemptions 506b Accepted Date 2016-08-09 17:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beyond Self Storage, LLC See All Filings	D	2016-08-09 16:57:27 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers none CIK Number 0001681866 Filed Document 0001681866-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-09 16:57:27 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
L3 Cubed LLC See All Filings	D/A	2016-08-09 16:56:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Olympus Securities LLC CIK Number 0001600800 Filed Document 0001213900-16-015666 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frontida Biopharm, Inc. See All Filings	D	2016-08-09 16:52:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001680898 Filed Document 0001680898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:52:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GLOBAL MACRO FUND, LP See All Filings	D/A	2016-08-09 16:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STATE STREET GLOBAL MARKETS, LLC CIK Number 0001593909 Filed Document 0001593909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL MACRO OFFSHORE FUND, LP See All Filings	D/A	2016-08-09 16:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STATE STREET GLOBAL MARKETS CIK Number 0001650590 Filed Document 0001650590-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:38:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siempo, Inc. See All Filings	D	2016-08-09 16:37:58 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001681799 Filed Document 0001681799-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:37:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
QSI INDEX FUND, LLC See All Filings	D/A	2016-08-09 16:35:11 UTC
Amount To Be Raised $242,811,468 Associated Brokers / Dealers STATE STREET GLOBAL MARKETS, LLC CIK Number 0001546934 Filed Document 0001546934-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade, Inc. See All Filings	D	2016-08-09 16:27:30 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-16-000690 Exclusions or Exemptions 506b Accepted Date 2016-08-09 16:27:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity