Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SOAM MULTI-MANAGER SPECIALIST FUND L P See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360399 Filed Document 0000919574-14-003748 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX BIOTECHNOLOGY INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001278815 Filed Document 0001278815-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Partners Fund I, L.P. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579455 Filed Document 0001579455-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlendCard, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001576889 Filed Document 0001576889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Efficient Growth I LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570261 Filed Document 0001570261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vertex Energy Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $17,050,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000890447 Filed Document 0001580695-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Alphadyne Investment Strategies Fund, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457617 Filed Document 0000919574-14-003743 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAMAF, LLC. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Jonathan R. Reske CIK Number 0001611064 Filed Document 0001611064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
YELLOWSTONE STORAGE FUND 2014, LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610797 Filed Document 0001610797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Elements, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001610790 Filed Document 0001610790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CENTRIC SOFTWARE INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $13,316,754 Associated Brokers / Dealers N/A CIK Number 0001091230 Filed Document 0001091230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bootstrap Venture Fund L.P. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001611040 Filed Document 0001611040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Glaxis Insurance Dedicated Fund, L.P. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541361 Filed Document 0001541361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oilfield Water Logistics, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $156,000,000 Associated Brokers / Dealers None CIK Number 0001609747 Filed Document 0001609747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Goldstar Shelter Cove Class A, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $12,480,000 Associated Brokers / Dealers N/A CIK Number 0001611130 Filed Document 0001611130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY CAPITAL INVESTMENT INCOME FUND, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001609707 Filed Document 0001609707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
GLG European Long-Short Fund LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-002927 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ING Mortgage Investment Master Fund See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511709 Filed Document 0001511709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek II, L.P. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001178296 Filed Document 0000902664-14-002869 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Highland Fund II LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001522784 Filed Document 0001522784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Neptune Co Community Fund, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001611037 Filed Document 0001611037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
HCP DR California II, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $5,040,020 Associated Brokers / Dealers N/A CIK Number 0001610706 Filed Document 0001104659-14-046531 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Multi Family 8 - Hilton Village, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610955 Filed Document 0001610955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHERN TRUST MULTI-ADVISOR FUNDS-SERIES: GLOBAL EMERGING MARKETS FUND See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001611034 Filed Document 0001611034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Nexus Offshore Fund Ltd See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001610942 Filed Document 0000919574-14-003742 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flux Power Holdings, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,135,000 Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001083743 Filed Document 0001140361-14-026038 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
McNally Capital - AMI SPV, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001611107 Filed Document 0001611107-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
ALPINE STREET PARTNERS, LP - SERIES A See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611125 Filed Document 0001405086-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chicagoland Medical Portfolio DST See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611109 Filed Document 0001611109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-002926 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Stratford Co-Invest Alantra, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $773,500 Associated Brokers / Dealers N/A CIK Number 0001610830 Filed Document 0001610830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Creek Overseas Fund, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001178193 Filed Document 0000902664-14-002870 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G. Randall & Sons, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001608695 Filed Document 0001608695-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GLAXIS GLOBAL PARTNERS II LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318600 Filed Document 0001318600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River 1740 Fund Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578846 Filed Document 0001578846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGWGG Investments, LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001600593 Filed Document 0001104659-14-046516 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VREELAND PARTNERS 3D, LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523071 Filed Document 0001013594-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canute Offshore, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579037 Filed Document 0001140361-14-025851 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERTER INVESTMENTS LLC VALUE OPPORTUNITY FUND See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001608801 Filed Document 0001608801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Inclinix-PMG Holdings, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,396,287 Associated Brokers / Dealers N/A CIK Number 0001552139 Filed Document 0001552139-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NarrtiveTrack Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001587076 Filed Document 0001587076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIO See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524430 Filed Document 0001610577-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYPERION THERAPEUTICS INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $7,990,674 Associated Brokers / Dealers N/A CIK Number 0001386858 Filed Document 0001209191-14-042347 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
GLAXIS GLOBAL PARTNERS I LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318599 Filed Document 0001541361-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Core Informatics, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610951 Filed Document 0001610951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Friendswood Capital Corp See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,003 Associated Brokers / Dealers N/A CIK Number 0001495518 Filed Document 0001495518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Half Moon Capital Partners, LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP CAPITAL, LLC CIK Number 0001522486 Filed Document 0000919574-14-003772 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCCSSC Ventures, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611608 Filed Document 0001611608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
DEEM, INC. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $68,000,000 Associated Brokers / Dealers N/A CIK Number 0001115646 Filed Document 0001181431-14-032750 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity