Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD See All Filings	D/A	2017-02-01 18:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645247 Filed Document 0001645247-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bolt Threads, Inc. See All Filings	D	2017-02-01 18:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607387 Filed Document 0001607387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:06:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1699 CP Partners, LLC See All Filings	D	2017-02-01 18:02:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001696906 Filed Document 0001696906-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-01 18:02:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Axxia Pharmaceuticals, LLC See All Filings	D	2017-02-01 17:57:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001514545 Filed Document 0001514545-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:57:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
LendingRobot LLC See All Filings	D/A	2017-02-01 17:52:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690580 Filed Document 0001690580-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-01 17:52:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omata, Inc. See All Filings	D	2017-02-01 17:48:16 UTC
Amount To Be Raised $2,961,876 Associated Brokers / Dealers N/A CIK Number 0001696115 Filed Document 0001696115-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:48:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2017-02-01 17:42:30 UTC
Amount To Be Raised $151,330 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-02-01 17:42:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2017-02-01 17:30:43 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-02-01 17:30:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cormorant Global Healthcare Fund, LP See All Filings	D/A	2017-02-01 17:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576590 Filed Document 0001576590-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA Multifamily Fund II, L.P. See All Filings	D	2017-02-01 17:21:56 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001695458 Filed Document 0001140361-17-003983 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:21:56 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM U.S. Small Cap Fund, LLC See All Filings	D/A	2017-02-01 17:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633417 Filed Document 0000943663-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Inhalation Therapies (AIT) Ltd. See All Filings	D	2017-02-01 17:12:53 UTC
Amount To Be Raised $10,209,468 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001602294 Filed Document 0001178913-17-000262 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:12:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM U.S. HIGH YIELD FUND, LLC See All Filings	D/A	2017-02-01 17:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593855 Filed Document 0000943663-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wuju, LLC See All Filings	D	2017-02-01 17:05:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001696755 Filed Document 0001696755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:05:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
A-OYM-13-Fund, a series of AX-HoHa-Funds, LLC See All Filings	D	2017-02-01 17:04:47 UTC
Amount To Be Raised $93,000 Associated Brokers / Dealers N/A CIK Number 0001695702 Filed Document 0001695702-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUVIZ Inc See All Filings	D	2017-02-01 17:04:30 UTC
Amount To Be Raised $5,269,393 Associated Brokers / Dealers N/A CIK Number 0001625531 Filed Document 0001625531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:04:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ImmuneXcite, Inc. See All Filings	D	2017-02-01 17:03:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538550 Filed Document 0001538550-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:03:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ImmuneXcite, Inc. See All Filings	D/A	2017-02-01 17:00:55 UTC
Amount To Be Raised $10,920,143 Associated Brokers / Dealers N/A CIK Number 0001538550 Filed Document 0001538550-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:00:55 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DVM Systems, LLC See All Filings	D/A	2017-02-01 16:56:28 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001469651 Filed Document 0001469651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:56:28 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aida Health, Inc. See All Filings	D	2017-02-01 16:53:23 UTC
Amount To Be Raised $324,274 Associated Brokers / Dealers N/A CIK Number 0001696872 Filed Document 0001696872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:53:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TSL CC Equity Partners, LLC See All Filings	D	2017-02-01 16:52:01 UTC
Amount To Be Raised $8,325,000 Associated Brokers / Dealers N/A CIK Number 0001696881 Filed Document 0001696881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:52:01 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Waterstone Market Neutral Fund, L.P. See All Filings	D/A	2017-02-01 16:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259323 Filed Document 0000919574-17-000883 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TMPOS, INC. See All Filings	1-A/A	2017-02-01 16:49:55 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001692068 Filed Document 0001477932-17-000526 Accepted Date 2017-02-01 16:49:55 UTC Type of Offering 1-A/A Industry CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $40,470 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
Saracen Total Return Onshore Income Fund LP See All Filings	D/A	2017-02-01 16:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539585 Filed Document 0001539585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FCO Special Opportunities (G1) Ltd. See All Filings	D	2017-02-01 16:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696863 Filed Document 0001696863-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:40:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Fund VII, L.P. See All Filings	D/A	2017-02-01 16:37:50 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001665993 Filed Document 0001665993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
SM Broadcast Partners MidAmerica, L.P. See All Filings	D	2017-02-01 16:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696805 Filed Document 0000902664-17-000601 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:36:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Midway Pipeline Investments, LLC See All Filings	D	2017-02-01 16:34:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001696882 Filed Document 0001696882-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-01 16:34:50 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Allurion Technologies, Inc. See All Filings	D	2017-02-01 16:26:28 UTC
Amount To Be Raised $27,307,000 Associated Brokers / Dealers N/A CIK Number 0001554851 Filed Document 0001554851-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:26:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2017 PEF See All Filings	D	2017-02-01 16:22:11 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001696826 Filed Document 0001696826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:22:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YinOva Management Company, LLC See All Filings	D	2017-02-01 16:19:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001696865 Filed Document 0001696865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:19:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gauge Capital Parallel II LP See All Filings	D	2017-02-01 16:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAMPBELL LUTYENS & CO. INC. CIK Number 0001696583 Filed Document 0001696583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:18:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK OAK VI, L.P. See All Filings	D/A	2017-02-01 16:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685261 Filed Document 0001685261-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-01 16:16:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Gauge Capital II LP See All Filings	D	2017-02-01 16:16:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAMPBELL LUTYENS & CO. INC. CIK Number 0001696585 Filed Document 0001696585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:16:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Briar Meads SPV X, LLC See All Filings	D	2017-02-01 16:16:12 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001696460 Filed Document 0001696460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:16:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
UH Raleigh Sub REIT LLC See All Filings	D	2017-02-01 16:14:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696528 Filed Document 0001696528-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:14:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Tuscaloosa Sub REIT LLC See All Filings	D	2017-02-01 16:12:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advsiors, LLC CIK Number 0001696525 Filed Document 0001696525-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:12:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Tempe Sub REIT LLC See All Filings	D	2017-02-01 16:11:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696526 Filed Document 0001696526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:11:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Tallahassee Sub REIT LLC See All Filings	D	2017-02-01 16:09:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696527 Filed Document 0001696527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:09:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Radian Sub REIT LLC See All Filings	D	2017-02-01 16:09:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696529 Filed Document 0001696528-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:09:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GrowlerWerks, Inc. See All Filings	D/A	2017-02-01 16:08:40 UTC
Amount To Be Raised $1,519,430 Associated Brokers / Dealers N/A CIK Number 0001678665 Filed Document 0001678665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:08:40 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
UH Radian Sub REIT LLC See All Filings	D	2017-02-01 16:08:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696529 Filed Document 0001696529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:08:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Orlando Sub REIT LLC See All Filings	D	2017-02-01 16:07:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696530 Filed Document 0001696530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:07:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Midtown Sub REIT LLC See All Filings	D	2017-02-01 16:06:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696531 Filed Document 0001696531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:06:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Mesa Sub REIT LLC See All Filings	D	2017-02-01 16:05:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696533 Filed Document 0001696533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:05:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Lafayette Sub REIT LLC See All Filings	D	2017-02-01 16:03:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696534 Filed Document 0001696534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:03:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Gainesville Sub REIT LLC See All Filings	D	2017-02-01 16:03:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696535 Filed Document 0001696535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:03:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Fullerton Sub REIT LLC See All Filings	D	2017-02-01 16:02:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696536 Filed Document 0001696536-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:02:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Fort Worth Sub REIT LLC See All Filings	D	2017-02-01 16:01:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696537 Filed Document 0001696537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:01:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Fayetteville Sub REIT LLC See All Filings	D	2017-02-01 16:00:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696800 Filed Document 0001696800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:00:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity