Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BluPanda, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001465893 Filed Document 0001465893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ArgentumCidalElectrics, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001491977 Filed Document 0001491977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Overhill Offshore Fund, Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539017 Filed Document 0001539017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Infinite Alpha Opportunistic Fund I, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471124 Filed Document 0001471124-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTRI, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001611051 Filed Document 0001611051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PERENNIAL CAPITAL LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001459090 Filed Document 0001459090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, and UMB Financial Services, Inc. CIK Number 0001589065 Filed Document 0001589065-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,744,459 Associated Brokers / Dealers Four Springs Capital LLC and Noble Financial Capital Markets CIK Number 0001383097 Filed Document 0001085037-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Proa Medical, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499705 Filed Document 0001499705-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OWNERIQ INC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $11,000,009 Associated Brokers / Dealers N/A CIK Number 0001436941 Filed Document 0001436941-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
True North Real Estate III F&F Investors, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001611349 Filed Document 0001181431-14-024856 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABOTA LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493501 Filed Document 0000919574-14-003792 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blueshift Energy Fund, LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579615 Filed Document 0001315863-14-000384 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WasteZero, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001562103 Filed Document 0001562103-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mosaic Distributors, LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers Bruce Roberts, Catherine Hicks, George Grimes, Bruce Smith, and Peter Milhaupt CIK Number 0001587336 Filed Document 0001587336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Erb Arbitrage Opportunity Ltd. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611897 Filed Document 0001611897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xplor Global CTA Fund (SPC), Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579683 Filed Document 0001579683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CG Core Value Fund, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579867 Filed Document 0001579867-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert U.S. Real Estate Fund V Feeder, L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001611105 Filed Document 0001611105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL SELECT PARTNERS, LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364515 Filed Document 0000913849-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FM FIFTH AVENUE FUND, LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524778 Filed Document 0000945621-14-000174 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NGC2770 OFFSHORE FUND LTD. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609050 Filed Document 0000919574-14-003800 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Opportunity Partners, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC, Juniper Capital Group LLC, UBS Financial Services Inc., and Bluffview Capital, LP CIK Number 0001359186 Filed Document 0000902664-14-002895 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Holbrook Advantage, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602693 Filed Document 0001144204-14-038686 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN EMERGING MARKETS EQUITY FUND See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267697 Filed Document 0001267697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eParachute, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001557840 Filed Document 0001557840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. CIK Number 0001611194 Filed Document 0001013762-14-000731 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J1S Energy, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
20 Mile Central, LLLP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001609660 Filed Document 0001609660-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
12 FOREFATHERS/CHARLIE'S MOONBEAM, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $298,000 Associated Brokers / Dealers N/A CIK Number 0001611494 Filed Document 0001611494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
AIRSPAN NETWORKS INC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001181431-14-024584 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ambienta II LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610899 Filed Document 0001610899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Astro, Inc See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610901 Filed Document 0001610901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Transilio, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Meristem Small/Mid Cap Fund LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578558 Filed Document 0001181431-14-024852 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Last Ship Ltd Liability Co See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001582544 Filed Document 0001582544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Infinite Alpha Fund, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450869 Filed Document 0001450869-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Brands, LLC See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,424,935 Associated Brokers / Dealers N/A CIK Number 0001548204 Filed Document 0001548204-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vital HealthTell Investors LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,402,322 Associated Brokers / Dealers N/A CIK Number 0001574621 Filed Document 0001574621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
LED Technologies Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001605792 Filed Document 0001171520-14-000458 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FM FIFTH AVENUE FUND, LTD. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524779 Filed Document 0000945621-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNYQ DESIGN, INC. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,054,696 Associated Brokers / Dealers N/A CIK Number 0001611041 Filed Document 0001611041-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sparql City, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $11,681,779 Associated Brokers / Dealers N/A CIK Number 0001584389 Filed Document 0001584389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Continuity Engine, Inc. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001466764 Filed Document 0001209191-14-043016 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
France Special Situations Fund II, FPCI See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $268,478,000 Associated Brokers / Dealers N/A CIK Number 0001610591 Filed Document 0001610591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kicked by Grace, L.L.C. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611406 Filed Document 0001611406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Overhill Liquid Arbitrage Fund L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480188 Filed Document 0001480188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Whoop, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001582746 Filed Document 0001582746-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PaymentWorks LLC See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001611256 Filed Document 0001611256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt